13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,124 holding rows worth $208,237,386,000.
- Accession
- 0001140361-17-042641
- Filer
- CIK 1000275
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 25,717 entries on the cover page, a total value of $208,237,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,237,386,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 499,900 | $4,874,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 24,536 | $4,871,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 34,014 | $4,861,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 158,385 | $4,857,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 138,123 | $4,847,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 349,797 | $4,845,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 77,800 | $4,843,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 183,700 | $4,839,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 183,416 | $4,833,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 256,576 | $4,824,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 200,000 | $4,824,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 194,671 | $4,824,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 531,121 | $4,823,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 50,000 | $4,819,000 | thousands by filing date | put |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 253,958 | $4,817,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 127,399 | $4,811,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 250,000 | $4,810,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 43,378 | $4,784,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 102,174 | $4,782,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 12,753 | $4,780,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 34,484 | $4,778,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 40,948 | $4,772,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 71,002 | $4,757,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 465,832 | $4,751,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 218,944 | $4,746,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 45,000 | $4,743,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 358,597 | $4,736,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 299,860 | $4,735,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 135,000 | $4,729,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 113,775 | $4,728,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 126,410 | $4,723,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 40,100 | $4,713,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 78,499 | $4,711,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 99,225 | $4,709,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 343,352 | $4,703,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 125,000 | $4,689,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 194,114 | $4,682,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 112,360 | $4,676,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 514,500 | $4,672,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 245,397 | $4,657,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 331,683 | $4,647,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 234,565 | $4,646,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 191,730 | $4,645,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 210,743 | $4,636,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 111,287 | $4,634,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 93,555 | $4,627,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 311,970 | $4,620,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 228,770 | $4,613,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 235,601 | $4,606,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 38,614 | $4,592,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 111,040 | $4,585,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 39,256 | $4,582,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 85,512 | $4,581,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 295,685 | $4,578,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 49,887 | $4,577,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 212,016 | $4,573,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 162,048 | $4,568,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 186,666 | $4,561,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 108,299 | $4,561,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 266,800 | $4,520,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 91,220 | $4,504,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 268,348 | $4,500,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 117,200 | $4,477,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 270,136 | $4,465,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 112,000 | $4,460,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 190,553 | $4,453,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 82,024 | $4,452,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 533,231 | $4,452,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 33,432 | $4,444,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 63,886 | $4,438,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 77,010 | $4,430,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 289,909 | $4,424,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 89,533 | $4,424,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 323,623 | $4,419,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 104,669 | $4,408,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 138,560 | $4,397,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 89,900 | $4,392,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 83,566 | $4,391,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 319,624 | $4,388,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 344,589 | $4,379,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 331,551 | $4,377,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 511,054 | $4,375,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,270,000 | $4,369,000 | thousands by filing date | call |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 258,511 | $4,364,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 86,522 | $4,360,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 148,895 | $4,353,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 188,808 | $4,343,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 79,720 | $4,341,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 51,603 | $4,337,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 32,886 | $4,332,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 172,158 | $4,332,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 102,700 | $4,329,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 34,951 | $4,320,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 162,500 | $4,316,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 4,208,000 | $4,303,000 | thousands by filing date | principal |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 51,057 | $4,294,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 192,622 | $4,293,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 27,413 | $4,287,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 77,014 | $4,286,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 88,854 | $4,263,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 401,017 | $4,254,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 84,390 | $4,249,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 400,000 | $4,244,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 670,868 | $4,226,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 329,839 | $4,222,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 224,840 | $4,214,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 29,201 | $4,214,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 50,000 | $4,200,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 686,718 | $4,196,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 70,880 | $4,195,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 173,292 | $4,192,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 251,717 | $4,181,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 664,720 | $4,174,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 31,900 | $4,170,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 102,571 | $4,164,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 65,000 | $4,162,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 211,572 | $4,158,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 248,414 | $4,157,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 60,187 | $4,157,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 195,275 | $4,157,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 46,569 | $4,149,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 194,621 | $4,145,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 50,000 | $4,143,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 104,000 | $4,141,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 73,859 | $4,138,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 79,393 | $4,136,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 187,753 | $4,135,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 123,100 | $4,123,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,526,142 | $4,121,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,872,499 | $4,120,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 89,613 | $4,117,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 44,681 | $4,116,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 185,823 | $4,097,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 18,300 | $4,096,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 211,455 | $4,085,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 266,498 | $4,064,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 182,686 | $4,062,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 187,591 | $4,062,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 98,476 | $4,047,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 92,763 | $4,039,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 39,072 | $4,031,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 125,600 | $4,025,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 249,262 | $4,025,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 4,000,000 | $4,020,000 | thousands by filing date | principal |
| MERITOR INC | 59001K100 | COMMON STOCK | 154,399 | $4,015,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 319,552 | $4,014,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 115,680 | $4,012,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 467,500 | $4,002,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 200,000 | $4,000,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 131,205 | $3,997,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 96,487 | $3,995,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 30,282 | $3,988,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 49,200 | $3,986,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 73,400 | $3,983,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 181,064 | $3,972,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 80,523 | $3,966,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 59,696 | $3,965,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 248,002 | $3,963,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 243,655 | $3,960,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 92,634 | $3,945,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 75,856 | $3,943,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,060,724 | $3,936,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 79,381 | $3,933,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 280,000 | $3,931,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 237,264 | $3,927,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,030,000 | $3,927,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 117,500 | $3,921,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 48,200 | $3,920,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 46,531 | $3,918,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 85,949 | $3,899,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 140,000 | $3,898,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 442,900 | $3,893,000 | thousands by filing date | call |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 69,326 | $3,887,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 96,530 | $3,879,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 75,483 | $3,875,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 150,208 | $3,873,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 59,097 | $3,871,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 113,393 | $3,867,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 84,108 | $3,861,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 125,778 | $3,859,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 197,321 | $3,857,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 103,360 | $3,851,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,498,000 | $3,844,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 83,564 | $3,841,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 165,077 | $3,837,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 321,566 | $3,833,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 110,985 | $3,832,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 99,824 | $3,828,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 636,141 | $3,823,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 179,308 | $3,815,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 313,515 | $3,815,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 57,072 | $3,813,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 101,901 | $3,805,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 229,557 | $3,804,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 407,464 | $3,802,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 48,090 | $3,801,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 42,120 | $3,798,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 124,679 | $3,789,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 169,211 | $3,788,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 70,032 | $3,785,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 89,733 | $3,783,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 162,446 | $3,781,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 61,275 | $3,769,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 56,776 | $3,765,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 48,659 | $3,761,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 42,399 | $3,742,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 866,665 | $3,735,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 80,000 | $3,730,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 462,097 | $3,730,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 147,785 | $3,722,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 875,000 | $3,710,000 | thousands by filing date | put |
| Cyber Security ETF | 26924G201 | Common | 123,013 | $3,703,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 102,031 | $3,696,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 56,000 | $3,693,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 956,420 | $3,682,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 98,341 | $3,681,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 51,117 | $3,680,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 96,071 | $3,680,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 175,295 | $3,672,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 28,400 | $3,666,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 66,497 | $3,655,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 54,711 | $3,629,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 150,389 | $3,628,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 114,386 | $3,626,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 87,073 | $3,610,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 78,800 | $3,609,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 329,391 | $3,606,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 129,264 | $3,605,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 49,405 | $3,604,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 28,450 | $3,599,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 102,763 | $3,599,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 33,898 | $3,591,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 31,067 | $3,585,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 100,023 | $3,585,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 85,770 | $3,583,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 100,000 | $3,577,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 146,499 | $3,577,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 200,699 | $3,576,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 45,891 | $3,573,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 51,392 | $3,570,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 172,323 | $3,567,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 179,878 | $3,556,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 27,978 | $3,536,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 150,000 | $3,536,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 122,692 | $3,535,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 123,867 | $3,520,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 52,465 | $3,520,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 165,636 | $3,520,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 58,959 | $3,516,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 181,000 | $3,472,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 102,844 | $3,470,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 48,172 | $3,464,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 133,821 | $3,464,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 343,317 | $3,461,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 40,000 | $3,456,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 40,216 | $3,453,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 559,954 | $3,444,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 63,600 | $3,438,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 63,600 | $3,438,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 96,500 | $3,433,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 107,545 | $3,430,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 38,908 | $3,429,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 68,645 | $3,428,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 75,000 | $3,419,000 | thousands by filing date | put |
| iShares International Equity Factor ETF | 46434V274 | SHS | 121,850 | $3,417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 69,589 | $3,413,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 166,201 | $3,413,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 72,789 | $3,409,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 24,000 | $3,408,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 107,041 | $3,403,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 94,400 | $3,396,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 50,000 | $3,392,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 138,778 | $3,386,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 197,751 | $3,380,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 265,000 | $3,379,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 168,135 | $3,376,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 32,831 | $3,366,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 119,911 | $3,354,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200,000 | $3,354,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 45,569 | $3,353,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 36,511 | $3,347,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 127,252 | $3,342,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 25,889 | $3,342,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 233,400 | $3,338,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 59,849 | $3,338,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 63,233 | $3,338,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 232,631 | $3,327,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 234,532 | $3,326,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 53,643 | $3,316,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 64,962 | $3,308,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 215,547 | $3,302,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 82,198 | $3,300,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 97,809 | $3,285,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 53,935 | $3,278,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 63,132 | $3,275,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 117,553 | $3,273,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 15,242 | $3,263,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 238,669 | $3,258,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 76,709 | $3,254,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 62,300 | $3,245,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 138,148 | $3,242,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 62,500 | $3,240,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 80,189 | $3,235,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 136,630 | $3,224,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 34,041 | $3,215,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 116,309 | $3,204,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 75,000 | $3,204,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 367,889 | $3,202,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 217,200 | $3,195,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 34,333 | $3,195,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 36,330 | $3,194,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 115,665 | $3,193,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 87,300 | $3,190,000 | thousands by filing date | put |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 118,381 | $3,190,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 92,679 | $3,189,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 26,335 | $3,184,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 84,582 | $3,174,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 65,997 | $3,170,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 25,551 | $3,169,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 122,856 | $3,168,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 75,558 | $3,166,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 141,840 | $3,162,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 50,134 | $3,161,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 114,935 | $3,161,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 283,500 | $3,153,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 329,552 | $3,131,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 109,610 | $3,128,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 372,317 | $3,123,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 52,700 | $3,114,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 354,572 | $3,106,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 309,534 | $3,102,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 41,343 | $3,101,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 143,500 | $3,098,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 65,400 | $3,083,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 431,157 | $3,082,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 64,277 | $3,081,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 62,857 | $3,080,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 94,771 | $3,070,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 26,200 | $3,052,000 | thousands by filing date | call |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 156,760 | $3,044,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 26,200 | $3,041,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 43,200 | $3,038,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 27,000 | $3,031,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 26,000 | $3,029,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 24,440 | $3,023,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 77,255 | $3,018,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 45,210 | $3,017,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 83,904 | $3,015,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 385,401 | $3,010,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 200,000 | $3,004,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 42,600 | $3,001,000 | thousands by filing date | put |
| Pimco Income Oppty Fund | 72202B100 | COM | 113,778 | $2,998,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 76,190 | $2,995,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 59,256 | $2,994,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 23,839 | $2,991,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 28,300 | $2,983,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 113,027 | $2,982,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 60,363 | $2,980,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 13,148 | $2,978,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 493,479 | $2,976,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 47,552 | $2,974,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 328,774 | $2,972,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 58,477 | $2,969,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 99,954 | $2,969,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 190,267 | $2,968,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 297,390 | $2,965,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 334,245 | $2,964,000 | thousands by filing date | |
| USCF FDS TR | 91733T307 | US 3X OIL FD | 100,000 | $2,962,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 253,628 | $2,957,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 135,163 | $2,956,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 42,896 | $2,954,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 78,845 | $2,949,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 55,609 | $2,948,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 171,321 | $2,946,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 375,182 | $2,945,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 27,400 | $2,938,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 77,208 | $2,937,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 95,578 | $2,932,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 53,402 | $2,917,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 19,300 | $2,914,000 | thousands by filing date | put |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 114,294 | $2,911,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 39,978 | $2,897,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 24,781 | $2,894,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 321,501 | $2,894,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 93,476 | $2,888,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 375,149 | $2,888,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 125,864 | $2,882,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 50,000 | $2,859,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 76,546 | $2,850,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 95,105 | $2,847,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 320,000 | $2,838,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 35,000 | $2,837,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 45,555 | $2,836,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 82,160 | $2,835,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 57,142 | $2,834,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 115,953 | $2,834,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 82,954 | $2,832,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 63,267 | $2,832,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 151,395 | $2,831,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 99,287 | $2,828,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 266,690 | $2,827,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 104,916 | $2,822,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 124,881 | $2,816,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 74,987 | $2,814,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 55,837 | $2,813,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 57,882 | $2,811,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 64,500 | $2,810,000 | thousands by filing date | call |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 92,212 | $2,791,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 145,000 | $2,790,000 | thousands by filing date | put |
| BulletShares 2024 Corporate | 18383M233 | COM | 133,065 | $2,790,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 92,330 | $2,784,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 62,389 | $2,784,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 73,633 | $2,777,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 136,804 | $2,775,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 95,441 | $2,764,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 150,000 | $2,763,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 104,154 | $2,751,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 47,412 | $2,750,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 65,078 | $2,743,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 116,860 | $2,724,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 194,025 | $2,721,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 229,373 | $2,716,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 269,065 | $2,706,000 | thousands by filing date | |
| RH | 74967X103 | COM | 38,458 | $2,705,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 119,599 | $2,703,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 43,400 | $2,702,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 19,977 | $2,700,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 199,060 | $2,699,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 30,222 | $2,695,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 238,565 | $2,691,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 313,488 | $2,686,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 116,501 | $2,685,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 225,804 | $2,682,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 170,316 | $2,682,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 149,683 | $2,679,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 76,623 | $2,679,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 69,611 | $2,677,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 109,831 | $2,676,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 132,089 | $2,676,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 167,299 | $2,673,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 32,749 | $2,672,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 33,391 | $2,664,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 6,254 | $2,663,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 168,293 | $2,659,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 39,031 | $2,651,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 156,037 | $2,646,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 21,247 | $2,646,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 37,828 | $2,645,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 40,172 | $2,639,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 236,407 | $2,636,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 14,500 | $2,630,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 79,620 | $2,627,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 304,285 | $2,626,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 44,900 | $2,625,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 68,873 | $2,622,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 50,290 | $2,620,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 170,018 | $2,618,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 55,000 | $2,610,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 90,301 | $2,609,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 50,000 | $2,606,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 239,532 | $2,606,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 26,235 | $2,598,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 56,857 | $2,597,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 24,870 | $2,586,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 58,925 | $2,578,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 21,978 | $2,576,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 47,822 | $2,569,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 90,400 | $2,568,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 20,356 | $2,566,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 96,518 | $2,564,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,600 | $2,563,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 100,000 | $2,559,000 | thousands by filing date | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 37,901 | $2,554,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 214,519 | $2,553,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 53,942 | $2,542,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 37,703 | $2,541,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 67,048 | $2,526,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 199,965 | $2,525,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 226,028 | $2,520,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,400 | $2,519,000 | thousands by filing date | put |
| COSTAR GROUP INC COM | 22160N109 | Stock | 9,372 | $2,514,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 80,118 | $2,513,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 371,345 | $2,510,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 54,747 | $2,508,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 250,000 | $2,505,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 118,276 | $2,505,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 22,216 | $2,504,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 53,161 | $2,502,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 168,363 | $2,500,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 26,460 | $2,492,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 132,900 | $2,491,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 89,257 | $2,485,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 65,311 | $2,480,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 25,866 | $2,478,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 18,100 | $2,474,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 115,421 | $2,472,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 180,728 | $2,470,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 39,612 | $2,468,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 135,137 | $2,464,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 31,974 | $2,462,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042641 | this filing | 2017-11-14 | acceptance time not in the bulk data set |