13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 3,813 holding rows worth $102,733,462,000.
- Accession
- 0001140361-17-031948
- Filer
- CIK 824468
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 16,904 entries on the cover page, a total value of $102,733,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,733,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 60,270 | $2,821,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 391,162 | $2,820,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 106,488 | $2,819,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 16,855 | $2,818,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 169,306 | $2,811,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 282,768 | $2,797,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 48,340 | $2,795,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,827,201 | $2,795,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 61,074 | $2,791,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 2,890,000 | $2,787,000 | thousands by filing date | principal |
| CONDUENT INC | 206787103 | COM | 174,651 | $2,785,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 184,308 | $2,774,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 81,953 | $2,773,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 24,261 | $2,767,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 50,000 | $2,761,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 41,678 | $2,759,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 500,000 | $2,755,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 38,942 | $2,747,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 41,304 | $2,746,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 126,229 | $2,739,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 82,833 | $2,735,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 114,994 | $2,735,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 70,259 | $2,733,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 118,218 | $2,731,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 19,941 | $2,728,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 114,490 | $2,724,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 50,000 | $2,724,000 | thousands by filing date | put |
| BANCORPSOUTH INC | 059692103 | COM | 89,159 | $2,719,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 2,565,000 | $2,716,000 | thousands by filing date | principal |
| PROASSURANCE CORP | 74267C106 | COM | 44,649 | $2,715,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 480,812 | $2,712,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 146,239 | $2,711,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 103,121 | $2,705,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 694,900 | $2,689,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 17,949 | $2,685,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 31,339 | $2,685,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 89,171 | $2,685,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 410,044 | $2,682,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 18,522 | $2,679,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 100,000 | $2,676,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 100,000 | $2,676,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 32,131 | $2,675,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 107,353 | $2,672,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 162,421 | $2,672,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 193,886 | $2,671,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 41,284 | $2,671,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 179,247 | $2,663,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 38,939 | $2,662,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 41,382 | $2,660,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 33,420 | $2,659,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,608,000 | $2,657,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 123,645 | $2,655,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 133,609 | $2,636,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 65,204 | $2,619,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 32,044 | $2,619,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 25,000 | $2,616,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 49,960 | $2,611,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 25,556 | $2,609,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 17,555 | $2,608,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 386,125 | $2,607,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,341 | $2,604,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 249,700 | $2,604,000 | thousands by filing date | put |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 21,440 | $2,599,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 35,460 | $2,596,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 121,123 | $2,593,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 164,806 | $2,591,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 133,206 | $2,589,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 79,728 | $2,587,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 370,130 | $2,562,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 255,000 | $2,555,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 26,896 | $2,550,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 194,586 | $2,549,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 48,178 | $2,544,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 50,572 | $2,543,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 34,433 | $2,542,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 51,399 | $2,540,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 654,557 | $2,539,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 95,558 | $2,526,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,975,000 | $2,524,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,000,000 | $2,522,000 | thousands by filing date | principal |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 17,660 | $2,517,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 67,566 | $2,515,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 106,080 | $2,514,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 22,561 | $2,513,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 77,118 | $2,505,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 135,004 | $2,502,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 100,068 | $2,502,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 40,000 | $2,501,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 494,886 | $2,499,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 469,702 | $2,493,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 111,297 | $2,491,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 99,196 | $2,487,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 71,819 | $2,486,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 60,000 | $2,483,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 60,000 | $2,483,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 85,000 | $2,482,000 | thousands by filing date | call |
| TIME INC NEW | 887228104 | COM | 172,941 | $2,481,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 86,041 | $2,474,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 75,712 | $2,461,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,823 | $2,453,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 56,872 | $2,452,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 60,000 | $2,450,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 219,261 | $2,449,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,540,000 | $2,448,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 2,266,000 | $2,447,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 114,253 | $2,441,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 66,078 | $2,425,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 130,809 | $2,419,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 50,152 | $2,417,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 36,015 | $2,413,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 34,588 | $2,412,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 68,176 | $2,410,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 46,849 | $2,404,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 19,721 | $2,401,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 379,710 | $2,396,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 359,652 | $2,395,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 270,000 | $2,392,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 52,855 | $2,391,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,009,000 | $2,390,000 | thousands by filing date | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 146,124 | $2,389,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 122,074 | $2,388,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,455,000 | $2,388,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 2,093,000 | $2,386,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,108 | $2,373,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 23,305 | $2,371,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 90,000 | $2,364,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 48,763 | $2,355,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 280,561 | $2,348,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 72,945 | $2,347,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 46,880 | $2,346,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 48,288 | $2,345,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 82,963 | $2,343,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 42,563 | $2,341,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 18,707 | $2,340,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 72,701 | $2,338,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 26,113 | $2,321,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 205,436 | $2,321,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,700 | $2,320,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 100,000 | $2,317,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 65,935 | $2,310,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 117,060 | $2,307,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 194,276 | $2,306,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 124,368 | $2,304,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 50,196 | $2,297,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100,950 | $2,288,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 152,372 | $2,277,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 97,519 | $2,275,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 217,999 | $2,273,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 42,190 | $2,265,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 71,084 | $2,260,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 15,496 | $2,258,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 62,781 | $2,257,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 11,448 | $2,256,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 72,300 | $2,251,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 56,432 | $2,250,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 19,201 | $2,247,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 197,804 | $2,239,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 32,586 | $2,228,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 134,677 | $2,227,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 60,650 | $2,223,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 32,500 | $2,214,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 34,208 | $2,207,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 183,500 | $2,204,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 78,498 | $2,199,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 92,565 | $2,197,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,543,000 | $2,191,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 33,805 | $2,187,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 260,534 | $2,187,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 37,269 | $2,186,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 79,219 | $2,184,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 90,389 | $2,178,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 40,855 | $2,177,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 35,000 | $2,175,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 35,000 | $2,175,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 28,284 | $2,174,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 90,069 | $2,171,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 118,624 | $2,163,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 50,000 | $2,160,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 121,844 | $2,150,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 140,000 | $2,149,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 149,752 | $2,148,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 37,728 | $2,148,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,139,000 | $2,147,000 | thousands by filing date | principal |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 28,000 | $2,143,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 213,165 | $2,142,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 37,495 | $2,140,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 91,519 | $2,128,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 138,604 | $2,128,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 201,993 | $2,127,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 91,000 | $2,122,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 134,671 | $2,122,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 341,209 | $2,119,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 19,480 | $2,115,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 52,052 | $2,114,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 104,571 | $2,113,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 39,027 | $2,113,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 60,036 | $2,110,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 80,234 | $2,109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 61,958 | $2,107,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 190,605 | $2,106,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 39,811 | $2,099,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 14,436 | $2,097,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 121,491 | $2,095,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 37,063 | $2,095,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 90,112 | $2,095,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 32,035 | $2,092,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 57,081 | $2,090,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 16,482 | $2,088,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,480,000 | $2,088,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 103,444 | $2,085,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 974,474 | $2,075,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 64,920 | $2,071,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 35,710 | $2,070,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 31,265 | $2,060,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 67,893 | $2,057,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 15,578 | $2,049,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 78,428 | $2,039,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 100,000 | $2,037,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 53,497 | $2,033,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 114,646 | $2,030,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 29,642 | $2,029,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 84,035 | $2,024,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 46,422 | $2,020,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 77,605 | $2,016,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 200,552 | $2,015,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 73,310 | $2,015,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 38,024 | $2,014,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 42,165 | $2,013,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 55,756 | $2,012,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 28,006 | $2,010,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,052,000 | $2,010,000 | thousands by filing date | principal |
| CACI INTL INC CL A | 127190304 | Stock | 16,024 | $2,004,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 99,789 | $2,004,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 29,309 | $1,999,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 52,457 | $1,998,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 91,595 | $1,995,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 400,000 | $1,988,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 45,551 | $1,986,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 65,170 | $1,981,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 54,769 | $1,978,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D340 | VELOCITY SHS MED | 127,571 | $1,974,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 53,266 | $1,971,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 108,077 | $1,970,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 29,308 | $1,967,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 78,518 | $1,967,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 37,501 | $1,961,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 38,085 | $1,955,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 40,775 | $1,954,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 121,064 | $1,949,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 458,459 | $1,948,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 24,890 | $1,947,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 28,987 | $1,947,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 20,672 | $1,945,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 27,089 | $1,945,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 50,317 | $1,936,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 200,000 | $1,932,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 120,583 | $1,929,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 16,553 | $1,927,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 20,343 | $1,922,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 190,291 | $1,921,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 51,278 | $1,920,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 39,323 | $1,919,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 60,000 | $1,918,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 16,300 | $1,914,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 49,300 | $1,914,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 50,000 | $1,911,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 149,474 | $1,906,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 107,564 | $1,904,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 44,379 | $1,904,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,898,000 | $1,902,000 | thousands by filing date | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 212,144 | $1,896,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 32,549 | $1,890,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,468 | $1,883,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 31,647 | $1,882,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 32,707 | $1,874,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 72,068 | $1,871,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 36,549 | $1,867,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 36,098 | $1,867,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 55,843 | $1,865,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 113,644 | $1,858,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 39,198 | $1,857,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 48,094 | $1,852,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 131,389 | $1,846,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 28,262 | $1,845,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 33,738 | $1,843,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 56,976 | $1,841,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 35,463 | $1,836,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 70,000 | $1,831,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 112,410 | $1,829,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 56,285 | $1,818,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 26,481 | $1,812,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 64,638 | $1,810,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,000 | $1,808,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 496,688 | $1,808,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 46,972 | $1,805,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,319,000 | $1,803,000 | thousands by filing date | principal |
| CARS COM INC | 14575E105 | COM | 67,623 | $1,800,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 61,655 | $1,795,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 29,578 | $1,795,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 402,894 | $1,792,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 50,000 | $1,790,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 86,706 | $1,789,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 70,387 | $1,788,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 35,244 | $1,785,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 96,446 | $1,784,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 34,455 | $1,781,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 44,346 | $1,780,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 116,738 | $1,780,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 34,434 | $1,779,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,330,000 | $1,779,000 | thousands by filing date | principal |
| RENASANT CORP | 75970E107 | COM | 40,657 | $1,778,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 20,228 | $1,776,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 78,037 | $1,774,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 89,173 | $1,769,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 9,620 | $1,764,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 341,842 | $1,763,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 70,644 | $1,759,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 25,026 | $1,758,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 47,608 | $1,757,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 53,310 | $1,749,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 18,000 | $1,746,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 31,253 | $1,743,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,430,000 | $1,742,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387102 | COM | 315,758 | $1,739,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 25,097 | $1,736,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 36,216 | $1,735,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 156,117 | $1,728,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 36,286 | $1,721,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 51,458 | $1,720,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 90,000 | $1,719,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 110,566 | $1,716,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 49,259 | $1,711,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 100,363 | $1,706,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 27,659 | $1,693,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 45,891 | $1,690,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 41,355 | $1,687,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,150,000 | $1,685,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912X302 | CL A | 45,046 | $1,683,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 46,566 | $1,682,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 28,467 | $1,681,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 37,055 | $1,681,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,599,000 | $1,675,000 | thousands by filing date | principal |
| AZENTA INC | 114340102 | COM | 77,093 | $1,672,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 14,919 | $1,672,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 1,635,000 | $1,672,000 | thousands by filing date | principal |
| U S G CORP | 903293405 | COM NEW | 57,435 | $1,668,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 106,755 | $1,667,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 13,577 | $1,664,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 44,378 | $1,661,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 40,710 | $1,660,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,460,000 | $1,656,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 20,000 | $1,654,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 92,093 | $1,652,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 87,598 | $1,651,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 355,026 | $1,651,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 27,548 | $1,649,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 34,800 | $1,647,000 | thousands by filing date | put |
| KEMPER CORP COM | 488401100 | Stock | 42,657 | $1,646,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 28,095 | $1,645,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 700,000 | $1,634,000 | thousands by filing date | principal |
| SEMTECH CORP COM | 816850101 | Stock | 45,670 | $1,633,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 64,876 | $1,629,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 101,084 | $1,627,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 141,489 | $1,627,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 26,547 | $1,626,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 226,715 | $1,626,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 40,856 | $1,623,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 58,104 | $1,617,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 64,975 | $1,613,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 40,678 | $1,611,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 24,953 | $1,608,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,395,000 | $1,608,000 | thousands by filing date | principal |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 373,440 | $1,606,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 16,326 | $1,605,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,961 | $1,604,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 91,933 | $1,602,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 90,000 | $1,599,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 47,173 | $1,599,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 23,915 | $1,598,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,210 | $1,596,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 85,000 | $1,590,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 20,156 | $1,590,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 263,774 | $1,588,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 38,304 | $1,585,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,000 | $1,582,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 27,538 | $1,580,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 28,341 | $1,580,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 77,908 | $1,578,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 65,746 | $1,575,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 25,153 | $1,575,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 35,000 | $1,574,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 69,043 | $1,574,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 157,607 | $1,570,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 82,012 | $1,570,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 17,927 | $1,565,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 69,860 | $1,556,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 154,435 | $1,554,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 50,422 | $1,553,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 103,185 | $1,553,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 60,000 | $1,549,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 71,675 | $1,543,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 90,311 | $1,536,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,286,000 | $1,535,000 | thousands by filing date | principal |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 109,745 | $1,532,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 251,721 | $1,530,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 35,520 | $1,528,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 29,489 | $1,525,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 170,000 | $1,525,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 36,982 | $1,525,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 38,271 | $1,523,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 71,527 | $1,519,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 132,524 | $1,518,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 114,898 | $1,515,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 28,376 | $1,512,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 109,839 | $1,511,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 57,341 | $1,507,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 46,582 | $1,505,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 41,112 | $1,504,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 47,506 | $1,502,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 33,965 | $1,501,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,173,000 | $1,499,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,645,000 | $1,495,000 | thousands by filing date | principal |
| IMAX CORP | 45245E109 | COM | 67,836 | $1,493,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 86,672 | $1,488,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 35,007 | $1,488,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 123,335 | $1,485,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 42,472 | $1,485,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 92,207 | $1,483,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 126,494 | $1,478,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 48,468 | $1,477,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 79,178 | $1,476,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 36,376 | $1,476,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 41,458 | $1,475,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,400,000 | $1,474,000 | thousands by filing date | principal |
| KNIGHT TRANSN INC | 499064103 | COM | 39,773 | $1,473,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 23,400 | $1,470,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 32,142 | $1,467,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 122,133 | $1,466,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 36,646 | $1,464,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 16,300 | $1,463,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 24,537 | $1,463,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 741,000 | $1,461,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,420,000 | $1,460,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 69,100 | $1,457,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 27,521 | $1,456,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 36,550 | $1,456,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 40,528 | $1,453,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 29,489 | $1,444,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 43,162 | $1,444,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 54,252 | $1,438,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 36,558 | $1,437,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 101,606 | $1,434,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 13,992 | $1,432,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 19,960 | $1,431,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 8,297 | $1,431,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 43,137 | $1,431,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,405,000 | $1,430,000 | thousands by filing date | principal |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 293,539 | $1,423,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 1,172,000 | $1,422,000 | thousands by filing date | principal |
| MIMEDX GROUP INC | 602496101 | COM | 94,961 | $1,421,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 83,985 | $1,420,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 85,872 | $1,418,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 32,310 | $1,416,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 63,096 | $1,414,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 56,274 | $1,413,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 75,749 | $1,413,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 178,284 | $1,409,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 24,100 | $1,405,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 77,587 | $1,405,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,485,000 | $1,405,000 | thousands by filing date | principal |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 88,669 | $1,396,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 39,161 | $1,396,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 31,721 | $1,394,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 54,900 | $1,394,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 90,246 | $1,389,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,726 | $1,388,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 99,744 | $1,382,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 52,163 | $1,382,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 46,879 | $1,376,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 38,096 | $1,375,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 43,326 | $1,374,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27,696 | $1,374,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 82,308 | $1,374,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,367,000 | $1,373,000 | thousands by filing date | principal |
| ZENDESK INC | 98936J101 | COM | 49,413 | $1,372,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 35,604 | $1,372,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 860,000 | $1,367,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,327,103 | $1,367,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 78,945 | $1,366,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 37,290 | $1,365,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 34,237 | $1,364,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 47,268 | $1,364,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 16,990 | $1,363,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,090,148 | $1,363,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 34,191 | $1,362,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 37,773 | $1,360,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 42,472 | $1,357,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 99,883 | $1,357,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 64,002 | $1,357,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 25,393 | $1,356,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031948 | this filing | 2017-08-14 | acceptance time not in the bulk data set |