13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 3,813 holding rows worth $102,733,462,000.
- Accession
- 0001140361-17-031948
- Filer
- CIK 824468
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 16,904 entries on the cover page, a total value of $102,733,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,733,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 29,905 | $277,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 10,850 | $276,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 10,197 | $276,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 17,515 | $276,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 11,731 | $276,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 17,820 | $276,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,167 | $276,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 10,494 | $276,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 10,474 | $275,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 5,000 | $274,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 97,454 | $273,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 29,229 | $272,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 19,836 | $271,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,666 | $270,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 15,105 | $270,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,086 | $269,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,000 | $269,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,734 | $269,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,604 | $269,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 42,184 | $269,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 6,741 | $269,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,968 | $268,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 13,726 | $268,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 37,430 | $268,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 21,124 | $267,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 10,463 | $267,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,300 | $266,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 8,603 | $265,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 265,000 | $265,000 | thousands by filing date | principal |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 14,541 | $263,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 12,764 | $263,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,922 | $262,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $262,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 9,237 | $262,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 17,502 | $261,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 33,711 | $259,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 7,212 | $258,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 19,711 | $258,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 53,843 | $256,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,751 | $256,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,534 | $255,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 29,711 | $254,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 16,104 | $253,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 13,324 | $253,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,598 | $252,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 272,000 | $252,000 | thousands by filing date | principal |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,594 | $251,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,901 | $251,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 6,556 | $251,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 13,842 | $248,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 12,789 | $248,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 49,710 | $246,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 119,774 | $245,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,268 | $245,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 42,285 | $245,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 7,281 | $244,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 9,043 | $243,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 4,676 | $243,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 15,566 | $243,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 30,656 | $242,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 84,639 | $242,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 6,341 | $240,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 32,500 | $239,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 239,000 | $239,000 | thousands by filing date | principal |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 4,675 | $238,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 9,613 | $238,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 11,951 | $238,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 6,686 | $237,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 250,000 | $237,000 | thousands by filing date | principal |
| CITIZENS INC | 174740100 | COMMON STOCK | 32,012 | $236,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 56,901 | $236,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 16,634 | $235,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 67,018 | $235,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 8,836 | $233,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 28,182 | $233,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 320,000 | $233,000 | thousands by filing date | principal |
| SURGERY PARTNERS INC | 86881A100 | COM | 10,195 | $232,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 43,514 | $231,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 11,779 | $229,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 24,719 | $228,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 33,192 | $227,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,954 | $227,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 4,330 | $227,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 20,411 | $227,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 23,091 | $223,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 12,314 | $222,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 17,880 | $222,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 13,142 | $222,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 276,729 | $222,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 13,594 | $221,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 78,912 | $220,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,983 | $220,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 10,091 | $219,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,757 | $217,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 12,317 | $217,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,831 | $216,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,009 | $216,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,239 | $216,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 10,417 | $216,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 12,336 | $216,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,100 | $215,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 3,100 | $215,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 30,885 | $213,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 43,838 | $213,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 8,710 | $213,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 55,381 | $211,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 46,339 | $211,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 80,581 | $211,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 31,175 | $210,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 16,708 | $210,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 53,917 | $210,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,845 | $209,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 25,300 | $209,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 11,554 | $206,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 11,076 | $204,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $204,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,573 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 12,961 | $201,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 23,012 | $201,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,000 | $201,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 210,000 | $201,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 9,586 | $200,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,345 | $199,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 25,050 | $197,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 26,551 | $196,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 19,820 | $196,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 54,715 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $195,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 15,300 | $195,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 18,480 | $191,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 17,110 | $191,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 24,704 | $189,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 13,319 | $187,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 24,848 | $186,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 36,554 | $186,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 47,787 | $185,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 21,553 | $184,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 13,039 | $182,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 12,604 | $181,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 66,874 | $180,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 12,441 | $180,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,658 | $178,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 10,030 | $177,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 81,277 | $177,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 61,120 | $177,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 11,872 | $176,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 10,845 | $176,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 32,508 | $172,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 105,226 | $171,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 14,824 | $171,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 10,074 | $170,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 17,360 | $169,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 14,831 | $169,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 18,791 | $167,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 24,739 | $167,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 19,977 | $165,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 44,217 | $161,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 16,275 | $161,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 18,065 | $161,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 10,100 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $159,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 12,992 | $159,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 36,285 | $159,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 74,058 | $159,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 23,427 | $159,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 36,422 | $157,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 83,221 | $157,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 25,801 | $156,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 20,846 | $155,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 50,465 | $155,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 13,222 | $155,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 19,474 | $151,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,034 | $149,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 31,559 | $149,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 32,382 | $149,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 16,140 | $149,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 44,484 | $149,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 21,073 | $148,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,795 | $146,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 21,571 | $145,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 19,171 | $145,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 13,649 | $143,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 37,901 | $142,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 18,996 | $139,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20,109 | $139,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 34,721 | $139,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 30,862 | $138,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 111,404 | $138,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 15,135 | $138,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 54,306 | $137,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,105 | $137,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 15,854 | $137,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 15,072 | $137,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 17,308 | $135,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 41,886 | $134,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 16,538 | $133,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 298,881 | $132,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,000 | $130,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 11,253 | $127,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 31,684 | $127,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 13,716 | $125,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 346,875 | $125,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 10,525 | $125,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 17,076 | $121,000 | thousands by filing date | |
| Egalet Corporation | 28226BAB0 | Note 5.50% 4/1/20 | 190,000 | $121,000 | thousands by filing date | principal |
| INVITAE CORP | 46185L103 | COM | 12,347 | $118,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 137,000 | $117,000 | thousands by filing date | principal |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 26,203 | $114,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 21,931 | $112,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 31,334 | $111,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,116 | $110,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 12,403 | $109,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,496 | $109,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 18,802 | $107,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 10,365 | $107,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 49,165 | $105,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 22,332 | $103,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 160,000 | $103,000 | thousands by filing date | principal |
| CHIMERIX INC COM | 16934W106 | Stock | 18,768 | $102,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 30,444 | $99,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 19,643 | $99,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 13,528 | $98,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,739 | $97,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 22,907 | $95,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 89,100 | $95,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 59,338 | $95,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 23,303 | $94,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 16,953 | $93,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 70,000 | $93,000 | thousands by filing date | call |
| CORIUM INTL INC | 21887L107 | COM | 12,058 | $90,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 30,886 | $89,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 150,046 | $87,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 50,000 | $86,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,440 | $85,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 21,708 | $85,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,239 | $85,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 26,239 | $83,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 24,422 | $83,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 22,687 | $83,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 13,007 | $81,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 29,771 | $81,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 21,228 | $79,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 13,422 | $77,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,525 | $75,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 15,897 | $75,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 54,733 | $74,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 18,420 | $74,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 14,444 | $74,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 10,048 | $73,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 16,858 | $73,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 15,616 | $73,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,462 | $72,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 14,365 | $72,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 16,753 | $71,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 36,199 | $68,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,487 | $67,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 15,847 | $67,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 11,483 | $67,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 33,901 | $66,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,039 | $65,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 20,312 | $64,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 26,429 | $64,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 13,025 | $64,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 12,127 | $63,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 24,625 | $62,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 48,600 | $62,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 17,036 | $62,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,699 | $62,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 14,880 | $61,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 20,166 | $58,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 13,709 | $58,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 25,478 | $57,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 14,862 | $55,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,736 | $55,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,589 | $54,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,496 | $54,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 13,957 | $51,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 14,486 | $51,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,066 | $50,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,210 | $49,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 15,990 | $47,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 28,625 | $46,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,923 | $46,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 21,326 | $44,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,438 | $44,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 10,807 | $43,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 13,457 | $43,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,296 | $42,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 19,835 | $40,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 23,307 | $40,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 10,335 | $40,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 64,173 | $40,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 13,811 | $39,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 41,413 | $39,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 26,681 | $39,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,979 | $38,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 11,657 | $38,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 16,592 | $38,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 19,900 | $36,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 21,754 | $33,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,879 | $32,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 12,323 | $32,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 18,281 | $32,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 10,840 | $31,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,625 | $30,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 18,871 | $26,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 16,155 | $21,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 11,366 | $19,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,700 | $15,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 21,781 | $15,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 11,329 | $14,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $6,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 11,200 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031948 | this filing | 2017-08-14 | acceptance time not in the bulk data set |