13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 3,813 holding rows worth $102,733,462,000.
- Accession
- 0001140361-17-031948
- Filer
- CIK 824468
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 16,904 entries on the cover page, a total value of $102,733,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,733,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 56,124 | $6,146,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 316,996 | $6,130,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 300,000 | $6,117,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 36,733 | $6,105,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 450,000 | $6,089,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,410,000 | $6,086,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 50,000 | $6,084,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 50,000 | $6,084,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 691,999 | $6,083,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 293,394 | $6,079,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 349,554 | $6,065,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 107,945 | $6,063,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 183,933 | $6,052,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,279,775 | $6,041,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 250,307 | $6,033,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 38,844 | $6,026,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 470,001 | $6,016,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 139,683 | $6,015,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 77,354 | $6,007,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 200,000 | $5,994,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 33,233 | $5,971,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 38,257 | $5,966,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 106,433 | $5,953,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 319,030 | $5,950,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 136,299 | $5,920,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 61,372 | $5,917,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 58,414 | $5,915,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 100,000 | $5,900,000 | thousands by filing date | call |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 4,800,000 | $5,899,000 | thousands by filing date | principal |
| ARRIS INTL INC SHS | G0551A103 | SHS | 210,040 | $5,886,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 5,472,000 | $5,879,000 | thousands by filing date | principal |
| STAG INDUSTRIAL INC | 85254J102 | COM | 212,860 | $5,875,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 152,400 | $5,863,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 124,875 | $5,859,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 49,206 | $5,849,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,075,000 | $5,846,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 5,733,000 | $5,833,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 7,730,000 | $5,831,000 | thousands by filing date | principal |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 178,731 | $5,820,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 55,517 | $5,803,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 201,191 | $5,798,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 79,100 | $5,793,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 50,000 | $5,775,000 | thousands by filing date | call |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 49,017 | $5,768,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 330,000 | $5,768,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 294,143 | $5,751,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 91,441 | $5,735,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 52,460 | $5,732,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 127,833 | $5,713,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 341,521 | $5,707,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,345,000 | $5,702,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 4,814,000 | $5,700,000 | thousands by filing date | principal |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 61,438 | $5,694,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 122,562 | $5,686,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 75,000 | $5,676,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP | H3698DAL8 | DEBT 6.250%12/3 | 5,338,000 | $5,671,000 | thousands by filing date | principal |
| ARCH COAL INC | 039380407 | COMMON STOCK | 82,906 | $5,663,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 34,485 | $5,659,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 324,779 | $5,656,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 5,657,000 | $5,639,000 | thousands by filing date | principal |
| GMS INC | 36251C103 | COM | 200,552 | $5,635,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 290,183 | $5,621,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 125,000 | $5,601,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 221,227 | $5,574,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 99,777 | $5,562,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 119,697 | $5,552,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 5,490,000 | $5,545,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 101,297 | $5,543,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 118,377 | $5,542,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 94,689 | $5,539,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 98,031 | $5,532,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 5,775,000 | $5,530,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 360,140 | $5,528,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 253,748 | $5,524,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 200,000 | $5,504,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 106,884 | $5,493,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 101,406 | $5,469,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 316,000 | $5,467,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 54,408 | $5,455,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 175,948 | $5,435,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 152,668 | $5,418,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 70,037 | $5,414,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 166,988 | $5,399,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 41,320 | $5,385,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 49,047 | $5,366,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 329,300 | $5,358,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 494,053 | $5,336,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 51,658 | $5,334,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 151,038 | $5,320,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 31,034 | $5,312,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 94,736 | $5,289,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 71,690 | $5,274,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 66,443 | $5,274,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 68,346 | $5,257,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 90,134 | $5,255,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 496,058 | $5,254,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 200,528 | $5,254,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 643,395 | $5,244,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 98,065 | $5,238,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 36,874 | $5,235,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 250,464 | $5,229,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 280,675 | $5,229,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 5,046,000 | $5,207,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 250,128 | $5,196,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 60,000 | $5,196,000 | thousands by filing date | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 58,610 | $5,194,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 435,877 | $5,187,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 55,173 | $5,183,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 48,488 | $5,169,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 117,249 | $5,165,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 82,935 | $5,146,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,050,331 | $5,136,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 63,600 | $5,133,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 4,415,000 | $5,122,000 | thousands by filing date | principal |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 727,323 | $5,120,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 601,087 | $5,109,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 541,533 | $5,106,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 152,800 | $5,104,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 152,800 | $5,104,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 181,415 | $5,103,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 85,000 | $5,089,000 | thousands by filing date | put |
| QUALITY CARE PPTYS INC | 747545101 | COM | 276,792 | $5,068,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 65,180 | $5,045,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 63,347 | $5,044,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 50,000 | $5,041,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 36,071 | $5,028,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 50,000 | $5,021,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 78,416 | $5,017,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 119,937 | $4,995,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 53,679 | $4,991,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 193,093 | $4,980,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,889,787 | $4,970,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 77,443 | $4,951,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 417,500 | $4,947,000 | thousands by filing date | put |
| RSP PERMIAN INC | 74978Q105 | COM | 153,250 | $4,943,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 202,754 | $4,939,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,262,593 | $4,936,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 443,287 | $4,911,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 107,736 | $4,906,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 22,067 | $4,900,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 244,989 | $4,882,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 579,054 | $4,881,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100,000 | $4,861,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 81,169 | $4,850,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 59,450 | $4,846,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 76,884 | $4,823,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 401,805 | $4,806,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 77,112 | $4,805,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 7,168,346 | $4,803,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 221,857 | $4,798,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 483,458 | $4,791,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 182,355 | $4,790,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 100,000 | $4,788,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 75,000 | $4,788,000 | thousands by filing date | put |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 144,276 | $4,777,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 110,730 | $4,775,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 115,029 | $4,767,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 81,635 | $4,764,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 4,305,000 | $4,748,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 5,024,000 | $4,745,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 126,461 | $4,743,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,222,601 | $4,732,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 180,000 | $4,723,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 70,000 | $4,722,000 | thousands by filing date | call |
| AVEXIS INC | 05366U100 | COM | 57,381 | $4,715,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 5,175,000 | $4,713,000 | thousands by filing date | principal |
| AQUA AMERICA INC | 03836W103 | COM | 140,910 | $4,692,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 69,509 | $4,677,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 82,182 | $4,671,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 31,411 | $4,667,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 230,758 | $4,652,000 | thousands by filing date | |
| BNP PARIBAS | F1R15XK69 | DEBT 12/3 | 4,400,000 | $4,642,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 3,802,677 | $4,639,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 366,268 | $4,630,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,516,276 | $4,624,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 6,499 | $4,620,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 278,241 | $4,619,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 109,440 | $4,614,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 83,246 | $4,589,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 57,224 | $4,589,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 504,807 | $4,588,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 53,728 | $4,586,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 37,289 | $4,581,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 180,000 | $4,556,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,600,000 | $4,556,000 | thousands by filing date | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 131,792 | $4,549,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 581,287 | $4,534,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 59,232 | $4,526,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 31,171 | $4,523,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 229,736 | $4,514,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 115,860 | $4,511,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 171,500 | $4,500,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 71,569 | $4,498,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,500,000 | $4,497,000 | thousands by filing date | principal |
| BIO-TECHNE CORP | 09073M104 | COM | 38,225 | $4,492,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 173,799 | $4,490,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 30,000 | $4,482,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,500,000 | $4,467,000 | thousands by filing date | principal |
| AMEDISYS INC | 023436108 | COM | 70,910 | $4,454,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 458,714 | $4,454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 83,762 | $4,453,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 102,616 | $4,450,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 106,544 | $4,448,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 51,047 | $4,439,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 474,712 | $4,433,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 50,000 | $4,430,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 146,053 | $4,422,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 199,272 | $4,417,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 43,904 | $4,413,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 93,940 | $4,410,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 95,241 | $4,405,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 254,244 | $4,402,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 150,461 | $4,393,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 41,200 | $4,392,000 | thousands by filing date | put |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 4,130,000 | $4,373,000 | thousands by filing date | principal |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,129,489 | $4,371,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 235,547 | $4,368,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 3,930,000 | $4,367,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 4,280,000 | $4,366,000 | thousands by filing date | principal |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 262,298 | $4,365,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 649,716 | $4,365,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 50,000 | $4,358,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 22,000 | $4,358,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 200,000 | $4,352,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 200,000 | $4,352,000 | thousands by filing date | call |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 4,000,000 | $4,343,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 167,958 | $4,341,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 46,963 | $4,340,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 626,359 | $4,322,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 89,985 | $4,321,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 52,695 | $4,297,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 187,841 | $4,294,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 64,165 | $4,290,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 61,862 | $4,280,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 146,402 | $4,274,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 43,388 | $4,273,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 650,000 | $4,271,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 473,496 | $4,266,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 173,827 | $4,254,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 62,771 | $4,253,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 183,732 | $4,248,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 83,292 | $4,244,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 162,148 | $4,241,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 127,631 | $4,230,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 103,590 | $4,230,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | H72108EU5 | DEBT 4.750% 5/2 | 4,145,000 | $4,226,000 | thousands by filing date | principal |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $4,224,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 222,607 | $4,214,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 124,010 | $4,209,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,800,000 | $4,199,000 | thousands by filing date | principal |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 412,135 | $4,187,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 50,000 | $4,180,000 | thousands by filing date | call |
| PRIMERICA INC | 74164M108 | COM | 55,137 | $4,176,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 99,000 | $4,169,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 517,331 | $4,164,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 105,592 | $4,160,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 130,000 | $4,156,000 | thousands by filing date | call |
| ILG INC | 44967H101 | COM | 150,391 | $4,135,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 32,933 | $4,110,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 75,000 | $4,109,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 52,426 | $4,099,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,161,039 | $4,098,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,477,535 | $4,087,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,884,000 | $4,074,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 331,895 | $4,072,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 133,874 | $4,068,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 71,926 | $4,060,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 92,500 | $4,058,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,698,000 | $4,058,000 | thousands by filing date | principal |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 33,758 | $4,050,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 220,638 | $4,041,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 65,510 | $4,041,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 153,725 | $4,035,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 428,133 | $4,033,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 45,139 | $4,016,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 172,500 | $4,009,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 38,457 | $4,009,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 76,835 | $4,000,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 43,233 | $3,978,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,430,328 | $3,978,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 4,031,000 | $3,976,000 | thousands by filing date | principal |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 127,592 | $3,963,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 46,057 | $3,959,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 57,031 | $3,959,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 67,212 | $3,928,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 80,100 | $3,924,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 43,664 | $3,919,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 304,169 | $3,917,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 50,000 | $3,916,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 89,906 | $3,913,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 335,996 | $3,897,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 86,243 | $3,895,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 139,015 | $3,891,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 161,407 | $3,878,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 637,152 | $3,875,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 124,894 | $3,853,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 24,944 | $3,845,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 108,513 | $3,837,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 169,476 | $3,837,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 583,870 | $3,836,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 8,328 | $3,834,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 83,856 | $3,831,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 28,960 | $3,825,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 44,510 | $3,817,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 207,639 | $3,813,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 151,517 | $3,790,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 70,931 | $3,790,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 42,184 | $3,775,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 96,322 | $3,775,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 203,695 | $3,772,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 135,153 | $3,769,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 127,739 | $3,767,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 50,000 | $3,763,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 75,000 | $3,761,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 94,140 | $3,753,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 90,335 | $3,746,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 69,595 | $3,735,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 145,391 | $3,729,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 40,588 | $3,725,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 50,000 | $3,724,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 274,695 | $3,717,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 54,915 | $3,711,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 277,745 | $3,711,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 94,550 | $3,706,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 27,900 | $3,704,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 76,496 | $3,703,000 | thousands by filing date | |
| Deutsch Bank Ag | 251525AN1 | bond | 3,600,000 | $3,688,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,500 | $3,684,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 132,643 | $3,681,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 62,800 | $3,679,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,455,000 | $3,664,000 | thousands by filing date | principal |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 82,179 | $3,660,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 52,299 | $3,650,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 36,026 | $3,638,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 80,000 | $3,627,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 93,400 | $3,626,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 45,024 | $3,625,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 55,355 | $3,619,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 110,000 | $3,619,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,755,000 | $3,611,000 | thousands by filing date | principal |
| SENECA FOODS CORP NEW | 817070501 | CL A | 115,901 | $3,598,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 36,785 | $3,592,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 249,248 | $3,592,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 145,561 | $3,588,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 33,301 | $3,581,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 91,916 | $3,561,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 154,356 | $3,544,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,500,000 | $3,542,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 140,404 | $3,537,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 70,280 | $3,520,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 46,656 | $3,519,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 80,000 | $3,517,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 354,865 | $3,517,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 55,500 | $3,500,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 114,736 | $3,498,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 159,522 | $3,497,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 99,487 | $3,491,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 91,423 | $3,489,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 428,556 | $3,484,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 190,217 | $3,468,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 197,421 | $3,465,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 50,036 | $3,463,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 52,532 | $3,454,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 92,288 | $3,438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 140,177 | $3,436,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 102,588 | $3,405,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 148,562 | $3,396,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 174,107 | $3,387,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 61,198 | $3,382,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 178,051 | $3,382,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 350,000 | $3,381,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 2,497,000 | $3,377,000 | thousands by filing date | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 88,246 | $3,375,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 105,697 | $3,360,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 510,096 | $3,357,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 138,861 | $3,348,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 40,850 | $3,329,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 344,410 | $3,326,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 124,555 | $3,317,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 39,439 | $3,316,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 376,688 | $3,315,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 115,102 | $3,312,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 9,033 | $3,306,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 3,241,000 | $3,302,000 | thousands by filing date | principal |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 53,985 | $3,295,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 65,483 | $3,290,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 96,703 | $3,269,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 129,978 | $3,264,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 205,056 | $3,264,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 29,591 | $3,252,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 30,342 | $3,250,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 396,183 | $3,249,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 55,391 | $3,249,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 15,880 | $3,248,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 40,657 | $3,246,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 45,045 | $3,229,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 95,790 | $3,223,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 86,113 | $3,223,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 75,785 | $3,219,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 149,939 | $3,197,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 35,755 | $3,195,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 20,000 | $3,192,000 | thousands by filing date | call |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 22,154 | $3,191,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 43,966 | $3,184,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 59,100 | $3,176,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 74,756 | $3,173,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 45,174 | $3,173,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 75,992 | $3,170,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 108,367 | $3,162,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 203,814 | $3,160,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 246,513 | $3,159,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 3,101,000 | $3,159,000 | thousands by filing date | principal |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 52,870 | $3,158,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 184,000 | $3,156,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 130,864 | $3,154,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 50,000 | $3,153,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 187,583 | $3,148,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 216,233 | $3,146,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 296,290 | $3,143,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 133,351 | $3,138,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50,000 | $3,138,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 96,769 | $3,134,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 29,083 | $3,130,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 64,519 | $3,129,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 660,604 | $3,125,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 120,300 | $3,123,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 90,632 | $3,118,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 49,241 | $3,117,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 64,285 | $3,101,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 4,005,000 | $3,099,000 | thousands by filing date | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 78,019 | $3,097,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 276,165 | $3,093,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 83,239 | $3,092,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 413,922 | $3,087,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 39,569 | $3,085,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 280,341 | $3,085,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 18,694 | $3,084,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,430,842 | $3,076,000 | thousands by filing date | |
| MACQUARIE BK LTD | 55608YAC9 | MTNF 6.125%12/3 | 3,000,000 | $3,068,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 42,528 | $3,062,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 80,342 | $3,060,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 128,972 | $3,060,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 207,148 | $3,060,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 66,694 | $3,059,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 34,892 | $3,049,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 49,678 | $3,043,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 90,259 | $3,042,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 34,312 | $3,037,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 80,012 | $3,037,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 176,082 | $3,037,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 256,943 | $3,035,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,100,000 | $3,034,000 | thousands by filing date | principal |
| WEST CORP | 952355204 | COM | 129,952 | $3,030,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 65,285 | $3,025,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 200,000 | $3,022,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 65,293 | $3,021,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 152,678 | $3,015,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 60,000 | $3,008,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 136,879 | $3,005,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,032,116 | $3,003,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 109,696 | $3,001,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 120,386 | $2,992,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 75,411 | $2,978,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 175,525 | $2,976,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 365,919 | $2,972,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 40,000 | $2,965,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 133,153 | $2,962,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 100,000 | $2,960,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 75,257 | $2,956,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 39,462 | $2,954,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 148,091 | $2,951,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 56,111 | $2,949,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 123,367 | $2,943,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 63,978 | $2,941,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 87,256 | $2,938,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 156,636 | $2,937,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 40,117 | $2,931,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 64,003 | $2,930,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 69,709 | $2,925,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 60,793 | $2,922,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,000,055 | $2,920,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 226,613 | $2,920,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 95,062 | $2,918,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 276,627 | $2,916,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 218,012 | $2,900,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 143,401 | $2,895,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 35,659 | $2,894,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 349,531 | $2,891,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 47,094 | $2,886,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 31,133 | $2,884,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 50,000 | $2,879,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,350,000 | $2,875,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 150,000 | $2,874,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 118,415 | $2,865,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 99,291 | $2,863,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 2,695,000 | $2,857,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 27,013 | $2,835,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 189,127 | $2,829,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 64,791 | $2,825,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 71,738 | $2,824,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031948 | this filing | 2017-08-14 | acceptance time not in the bulk data set |