13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 3,813 holding rows worth $102,733,462,000.
- Accession
- 0001140361-17-031948
- Filer
- CIK 824468
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 16,904 entries on the cover page, a total value of $102,733,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,733,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCO BILBAO VIZCAYA FDIC TL | E1R845AX9 | DEBT 9.000%12/3 | 600,000 | $627,000 | thousands by filing date | principal |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 86,294 | $624,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 32,262 | $624,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 12,753 | $622,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 50,000 | $622,000 | thousands by filing date | put |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 19,767 | $622,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 33,886 | $621,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 106,971 | $620,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 52,663 | $620,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 20,368 | $619,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 620,000 | $619,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 4,762 | $618,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 20,364 | $617,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 39,994 | $616,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 600,000 | $615,000 | thousands by filing date | principal |
| TEXAS | 882610108 | COMMON STOCK | 2,091 | $614,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 31,959 | $609,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 18,794 | $606,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,644 | $605,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 18,221 | $603,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 23,456 | $603,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 10,107 | $602,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 7,357 | $601,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 61,372 | $600,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 11,479 | $599,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 12,155 | $598,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 6,982 | $598,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 29,540 | $595,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,575 | $595,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 21,829 | $594,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 800,000 | $594,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 535,000 | $593,000 | thousands by filing date | principal |
| PHH CORP | 693320202 | COM NEW | 43,027 | $592,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 27,850 | $591,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 106,318 | $590,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 605,000 | $589,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 63,515 | $588,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 12,520 | $588,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 7,833 | $587,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 13,556 | $587,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 13,751 | $587,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 14,788 | $586,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,775 | $586,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 23,819 | $586,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 47,913 | $586,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 20,742 | $583,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 14,441 | $582,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 38,762 | $581,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 24,630 | $581,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 30,943 | $580,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 11,927 | $580,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 29,679 | $580,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 30,453 | $579,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 90,000 | $577,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 35,141 | $576,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 16,363 | $575,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 24,505 | $574,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 27,254 | $574,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 567,000 | $574,000 | thousands by filing date | principal |
| ANALOGIC CORP | 032657207 | COM | 7,902 | $574,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 11,353 | $573,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 37,294 | $572,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 630,000 | $572,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,135 | $571,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 108,873 | $571,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 15,399 | $571,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 70,000 | $570,000 | thousands by filing date | call |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 595,000 | $570,000 | thousands by filing date | principal |
| EPLUS INC | 294268107 | COM | 7,678 | $569,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 9,575 | $569,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 29,091 | $568,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 23,971 | $568,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 12,506 | $565,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 19,632 | $563,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 11,111 | $562,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 8,771 | $561,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 35,958 | $560,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 26,465 | $560,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 25,737 | $560,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 12,305 | $559,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 28,229 | $557,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 31,261 | $557,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 9,905 | $554,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 26,535 | $554,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 17,207 | $552,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 8,705 | $551,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 40,321 | $551,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 37,059 | $550,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 19,435 | $550,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 14,182 | $550,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 29,335 | $550,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 46,258 | $549,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 19,530 | $549,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 13,424 | $549,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 15,831 | $547,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 17,286 | $547,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 21,829 | $546,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 41,350 | $546,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 26,515 | $545,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 15,612 | $544,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 526,000 | $544,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 21,417 | $543,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 23,447 | $540,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 15,760 | $538,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 4,988 | $537,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 44,422 | $537,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 21,598 | $537,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 5,910 | $536,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 20,030 | $536,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 30,458 | $536,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 13,444 | $535,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 17,951 | $535,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 21,400 | $534,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 35,563 | $534,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 32,144 | $532,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 525,000 | $532,000 | thousands by filing date | principal |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 6,576 | $531,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 31,412 | $531,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 15,000 | $530,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 87,625 | $530,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 16,576 | $530,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 8,000 | $530,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 10,000 | $530,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,200 | $529,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 31,407 | $529,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 11,471 | $529,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 43,000 | $529,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 30,741 | $527,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 300,000 | $525,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 12,547 | $523,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 113,582 | $522,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 16,451 | $522,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 580,000 | $522,000 | thousands by filing date | principal |
| CENTURY ALUM CO | 156431108 | COM | 33,468 | $521,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 15,207 | $521,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 41,992 | $520,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 11,718 | $520,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,064 | $520,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 12,808 | $519,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 209,399 | $518,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 91,696 | $517,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,980 | $513,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,500 | $513,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 211,632 | $511,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 482,000 | $510,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 20,700 | $507,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 65,417 | $505,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 24,286 | $505,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 472,000 | $505,000 | thousands by filing date | principal |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,779 | $503,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 475,000 | $503,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 620,000 | $503,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 64,098 | $502,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 498,000 | $502,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 39,054 | $498,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 6,613 | $497,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 22,743 | $497,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 60,000 | $496,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 52,036 | $495,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 32,615 | $493,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 45,902 | $492,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 29,784 | $489,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 21,780 | $489,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,528 | $488,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 16,531 | $487,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 4,311 | $487,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 14,774 | $486,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 32,231 | $486,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 28,227 | $485,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 17,835 | $484,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 490,000 | $481,000 | thousands by filing date | principal |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 16,584 | $480,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,283 | $480,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 35,075 | $480,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 16,445 | $479,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 32,229 | $479,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 18,826 | $478,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 83,371 | $478,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 38,825 | $477,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 42,624 | $477,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 17,564 | $476,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 7,021 | $476,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 43,472 | $476,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 31,254 | $475,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 72,300 | $475,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 561,000 | $474,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 27,023 | $473,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 54,650 | $473,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 505,000 | $473,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 46,576 | $472,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 733 | $471,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 10,999 | $470,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 24,506 | $467,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 20,763 | $467,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 20,377 | $467,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 33,565 | $466,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 455,000 | $466,000 | thousands by filing date | principal |
| XCERRA CORP | 98400J108 | COM | 47,507 | $465,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 26,660 | $464,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 6,605 | $464,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 44,838 | $464,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 14,834 | $463,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 10,508 | $463,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 8,644 | $463,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 21,584 | $462,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 9,613 | $461,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 9,751 | $456,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 20,967 | $456,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 18,597 | $455,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 17,168 | $455,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 12,860 | $453,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 16,483 | $453,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 37,759 | $453,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 38,946 | $453,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,086 | $452,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 46,922 | $452,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 30,190 | $449,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 39,161 | $449,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 262,520 | $449,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,635 | $448,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 9,847 | $448,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 17,774 | $448,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 20,548 | $447,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 12,762 | $446,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 27,019 | $446,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 14,614 | $445,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 15,537 | $444,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 32,991 | $444,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 25,462 | $444,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 60,000 | $443,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 7,080 | $443,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 43,186 | $443,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 34,491 | $441,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 15,843 | $440,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 40,000 | $440,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 58,917 | $437,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,892 | $436,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 82,722 | $436,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 61,517 | $436,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 28,202 | $436,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 37,085 | $435,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 24,763 | $434,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 33,579 | $434,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 27,374 | $433,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 53,032 | $432,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 8,740 | $431,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 9,277 | $431,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 37,734 | $430,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 6,554 | $430,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,868 | $429,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 82,699 | $429,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 39,236 | $428,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 15,458 | $428,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 16,879 | $428,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 400,000 | $428,000 | thousands by filing date | principal |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 36,402 | $427,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 20,637 | $426,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 18,894 | $426,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 172,033 | $425,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 13,696 | $424,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 42,372 | $424,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 20,135 | $423,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 4,000 | $423,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 13,625 | $420,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E802 | DLY RGNAL BKS 3X | 10,000 | $417,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 19,267 | $416,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 58,576 | $414,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 32,357 | $413,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 12,260 | $412,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 12,067 | $412,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6,876 | $412,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 22,454 | $412,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 43,850 | $411,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,739 | $410,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,870 | $410,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 16,880 | $410,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 19,845 | $410,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 22,913 | $410,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 4,585 | $408,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 24,462 | $408,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 147,056 | $407,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 12,500 | $407,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 16,861 | $407,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 35,703 | $406,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 63,888 | $405,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 22,697 | $405,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,200 | $404,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 20,095 | $404,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 7,127 | $403,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 184,043 | $403,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 26,111 | $403,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 21,389 | $403,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 21,199 | $402,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 35,942 | $402,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 21,875 | $402,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 12,789 | $401,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 22,784 | $401,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 31,219 | $401,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 14,599 | $400,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 11,454 | $399,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 34,205 | $399,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 17,235 | $399,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 54,308 | $399,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,729 | $397,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,700 | $396,000 | thousands by filing date | put |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 5,296 | $396,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 403,000 | $396,000 | thousands by filing date | principal |
| KEMET CORP | 488360207 | COM NEW | 30,690 | $393,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 18,026 | $392,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 40,873 | $392,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 14,900 | $391,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 13,969 | $391,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 52,615 | $391,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 11,432 | $390,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 12,950 | $390,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 6,315 | $390,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 27,516 | $389,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,190 | $389,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 6,419 | $388,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 46,126 | $388,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 35,800 | $388,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 22,748 | $388,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 37,737 | $388,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 10,533 | $387,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,303 | $387,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 33,332 | $386,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 20,823 | $386,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 27,636 | $385,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 12,164 | $382,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,921 | $382,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 207,000 | $382,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 19,545 | $382,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 244,491 | $382,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 18,669 | $381,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 11,432 | $381,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 26,563 | $380,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 15,022 | $379,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 28,392 | $379,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 13,356 | $378,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,414 | $377,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 28,637 | $377,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 476,162 | $376,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 29,108 | $376,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 167,501 | $375,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 256,000 | $374,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 16,986 | $373,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 18,347 | $373,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 18,315 | $372,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 15,000 | $371,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 300,000 | $371,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 18,546 | $370,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 18,357 | $370,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 15,796 | $370,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,000 | $369,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 11,679 | $369,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 24,959 | $369,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 38,332 | $368,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 365,000 | $368,000 | thousands by filing date | principal |
| WORKIVA INC COM CL A | 98139A105 | Stock | 19,111 | $364,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 13,337 | $364,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 37,286 | $363,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,912 | $359,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 15,690 | $359,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 31,280 | $358,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 18,607 | $357,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 30,873 | $356,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 10,745 | $355,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,628 | $355,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 50,000 | $354,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 48,262 | $354,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 9,793 | $354,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,705 | $354,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 18,866 | $352,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 11,557 | $352,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 11,416 | $351,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 17,190 | $351,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,751 | $348,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,608 | $348,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 7,741 | $348,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 89,182 | $348,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 110,263 | $347,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 13,111 | $346,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 14,279 | $346,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 41,628 | $345,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 27,139 | $344,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,508 | $342,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 7,009 | $341,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 26,391 | $340,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 6,459 | $340,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 74,973 | $340,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 9,017 | $339,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,355 | $339,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 9,143 | $339,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 21,970 | $338,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 16,186 | $338,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 23,401 | $336,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 84,664 | $336,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 44,342 | $335,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 122,980 | $335,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 218,142 | $335,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 8,292 | $333,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,887 | $333,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 16,965 | $332,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 12,606 | $332,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 103,370 | $331,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 135,390 | $330,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 72,004 | $330,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,925 | $329,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,634 | $328,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 16,907 | $327,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 6,001 | $325,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,862 | $325,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 12,844 | $325,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 15,744 | $325,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 28,245 | $324,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,188 | $323,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 15,844 | $322,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,236 | $320,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 17,839 | $320,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 10,302 | $319,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 33,211 | $319,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 12,480 | $319,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 52,658 | $319,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 325,000 | $319,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,059 | $318,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 8,210 | $317,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 17,035 | $317,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 790 | $317,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,748 | $316,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 18,566 | $316,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,263 | $316,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 14,614 | $316,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 18,550 | $315,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 33,710 | $315,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 17,553 | $315,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 16,651 | $314,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 26,532 | $313,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 13,854 | $313,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 36,485 | $311,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 31,512 | $311,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 6,402 | $311,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 12,298 | $310,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 9,097 | $308,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 128,364 | $308,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 16,891 | $307,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,101 | $307,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 17,937 | $307,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 13,997 | $306,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 17,731 | $306,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 18,666 | $306,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 36,163 | $305,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 8,147 | $304,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 13,000 | $304,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,569 | $304,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 13,976 | $304,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 11,291 | $304,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,000 | $303,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 7,296 | $303,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 291,000 | $303,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 15,174 | $302,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 30,970 | $299,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,243 | $298,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 15,480 | $297,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 11,186 | $295,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,907 | $295,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 32,767 | $294,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,414 | $294,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 21,652 | $294,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 8,107 | $294,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 21,281 | $293,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 11,016 | $292,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 16,548 | $292,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 44,084 | $291,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 18,567 | $291,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 18,428 | $290,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,188 | $288,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 32,304 | $288,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 50,554 | $288,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 50,742 | $288,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 54,734 | $287,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 11,822 | $286,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 15,000 | $286,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 17,766 | $285,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 301,611 | $285,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 5,000 | $284,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 17,622 | $284,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 7,301 | $283,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 20,534 | $282,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,173 | $281,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,930 | $281,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 21,699 | $281,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 18,655 | $281,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 8,412 | $280,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 17,009 | $279,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 24,719 | $279,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 12,751 | $278,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 11,936 | $278,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 9,487 | $277,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 21,342 | $277,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 36,478 | $277,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031948 | this filing | 2017-08-14 | acceptance time not in the bulk data set |