13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 3,813 holding rows worth $102,733,462,000.
- Accession
- 0001140361-17-031948
- Filer
- CIK 824468
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 16,904 entries on the cover page, a total value of $102,733,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,733,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 277,898 | $14,137,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 12,754,000 | $14,133,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 213,385 | $14,086,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 359,287 | $14,073,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 215,593 | $14,065,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 84,678 | $13,994,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 441,774 | $13,932,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 502,054 | $13,931,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 240,347 | $13,925,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 209,098 | $13,898,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 172,646 | $13,850,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 159,156 | $13,833,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,668,862 | $13,771,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 274,842 | $13,690,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 190,387 | $13,611,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 300,000 | $13,602,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 172,900 | $13,540,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 269,873 | $13,453,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 225,338 | $13,447,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 250,000 | $13,418,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 250,000 | $13,413,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 570,925 | $13,395,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,492,447 | $13,387,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 12,117,000 | $13,382,000 | thousands by filing date | principal |
| SNAP ON INC COM | 833034101 | Stock | 84,567 | $13,362,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 96,025 | $13,354,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 249,546 | $13,305,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 373,706 | $13,263,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 215,878 | $13,235,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 12,181,000 | $13,224,000 | thousands by filing date | principal |
| Western Midstream Partners | 95825r103 | COM | 306,669 | $13,193,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 281,158 | $13,178,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,003,228 | $13,173,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 159,400 | $13,170,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 547,046 | $13,152,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 81,300 | $13,128,000 | thousands by filing date | call |
| TELEFLEX INCORPORATED | 879369106 | COM | 63,003 | $13,089,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 242,267 | $13,088,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 143,110 | $13,077,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 107,710 | $13,075,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 73,149 | $13,065,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 281,509 | $13,019,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 405,696 | $12,897,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 368,758 | $12,892,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 440,870 | $12,866,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 51,242 | $12,856,000 | thousands by filing date | |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 1,318,659 | $12,844,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 13,174,000 | $12,820,000 | thousands by filing date | principal |
| SCANA CORP NEW | 80589M102 | COM | 191,154 | $12,809,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,408,527 | $12,775,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 105,889 | $12,761,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 71,015 | $12,752,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 234,244 | $12,728,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,263,251 | $12,722,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 396,595 | $12,706,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 514,679 | $12,660,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 269,785 | $12,626,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,625,007 | $12,615,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 84,200 | $12,613,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 222,500 | $12,596,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,008,800 | $12,590,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 290,039 | $12,529,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 195,000 | $12,498,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 96,122 | $12,471,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 152,934 | $12,406,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 695,897 | $12,366,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 384,363 | $12,345,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 250,000 | $12,343,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N108 | COM | 250,000 | $12,343,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 301,065 | $12,339,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 361,241 | $12,337,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 479,172 | $12,301,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 979,277 | $12,300,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,494,014 | $12,297,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 225,200 | $12,276,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 350,000 | $12,226,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 336,982 | $12,217,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 414,828 | $12,213,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 110,000 | $12,165,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 110,000 | $12,165,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 155,559 | $12,120,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 229,173 | $12,099,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 646,967 | $12,098,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 388,817 | $12,095,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 351,301 | $12,071,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 532,400 | $12,059,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 192,601 | $12,043,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,285,264 | $12,040,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 86,078 | $12,027,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 225,152 | $12,021,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 138,279 | $12,012,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 98,600 | $12,000,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 346,386 | $11,995,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 363,576 | $11,980,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 222,622 | $11,973,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 150,000 | $11,966,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 109,700 | $11,947,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 95,214 | $11,901,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 541,546 | $11,898,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AS8 | DBCV 6.375%12/3 | 11,350,000 | $11,890,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 150,000 | $11,886,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 719,450 | $11,885,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 275,000 | $11,877,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 101,688 | $11,857,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100,000 | $11,836,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 257,146 | $11,828,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 967,666 | $11,816,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 10,380,000 | $11,801,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 163,575 | $11,794,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 371,226 | $11,729,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 130,975 | $11,717,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 138,100 | $11,668,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 407,306 | $11,656,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 556,536 | $11,631,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 390,213 | $11,628,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 587,321 | $11,599,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 344,057 | $11,599,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 215,000 | $11,569,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 95,267 | $11,559,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 843,813 | $11,518,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 425,000 | $11,501,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 862,375 | $11,486,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 259,978 | $11,449,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 209,896 | $11,441,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 248,551 | $11,433,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 380,499 | $11,423,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 116,183 | $11,386,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 8,606,000 | $11,382,000 | thousands by filing date | principal |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 470,585 | $11,351,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,314,729 | $11,333,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,243,858 | $11,319,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 393,369 | $11,301,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 100,006 | $11,301,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 395,229 | $11,248,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 216,394 | $11,246,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,261,444 | $11,239,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 92,090 | $11,217,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 206,416 | $11,207,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 376,646 | $11,191,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 482,823 | $11,188,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 263,944 | $11,180,000 | thousands by filing date | |
| POWERSHARES S&P 500 ENHANCED VALUE PORTFOLIO | 73936Q694 | ETF | 350,000 | $11,169,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 114,097 | $11,158,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 229,066 | $11,153,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 232,150 | $11,127,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 86,526 | $11,109,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 106,789 | $11,073,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 356,860 | $11,030,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 444,900 | $11,029,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 12,535,000 | $11,000,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,157,396 | $10,995,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,249,349 | $10,981,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 250,000 | $10,968,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 363,685 | $10,947,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 546,030 | $10,926,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 180,000 | $10,912,000 | thousands by filing date | call |
| NEVRO CORP | 64157FAA1 | BOND | 10,179,000 | $10,898,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 476,641 | $10,883,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 51,008 | $10,877,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 109,094 | $10,840,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 124,900 | $10,836,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 967,400 | $10,825,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 241,141 | $10,794,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 339,645 | $10,770,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,317,302 | $10,723,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 221,417 | $10,719,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 254,988 | $10,704,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,000 | $10,662,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 135,545 | $10,630,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 124,808 | $10,619,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 9,900,000 | $10,619,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 208,454 | $10,612,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 178,563 | $10,609,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 286,999 | $10,608,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 98,000 | $10,531,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 478,923 | $10,531,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 213,408 | $10,518,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 162,578 | $10,513,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 145,948 | $10,510,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 215,575 | $10,499,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 145,811 | $10,480,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 655,000 | $10,480,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 110,024 | $10,479,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 312,500 | $10,431,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 297,161 | $10,408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200,000 | $10,400,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 9,492,000 | $10,382,000 | thousands by filing date | principal |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 553,027 | $10,349,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 275,602 | $10,337,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 550,778 | $10,332,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 8,000,000 | $10,310,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 4,000,000 | $10,303,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 273,000 | $10,300,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 150,665 | $10,291,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 512,000 | $10,276,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 180,515 | $10,239,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 211,030 | $10,178,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 629,190 | $10,142,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 267,074 | $10,127,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,168,828 | $10,076,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 107,037 | $10,076,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 187,500 | $10,059,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 213,552 | $10,058,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 241,995 | $10,035,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 261,967 | $10,007,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 118,200 | $9,987,000 | thousands by filing date | call |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 369,099 | $9,950,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 134,259 | $9,949,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 154,910 | $9,936,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 415,029 | $9,927,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 323,020 | $9,926,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 608,519 | $9,925,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 268,893 | $9,920,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 258,607 | $9,878,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 203,378 | $9,842,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,926,879 | $9,827,000 | thousands by filing date | |
| SVENSKA HANDELSBANKEN AB NY | W9124Y2Y7 | MTNF 5.250%12/3 | 9,675,000 | $9,801,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642403 | COM PAR | 531,257 | $9,764,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 154,752 | $9,699,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 70,865 | $9,698,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 228,437 | $9,689,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 10,130,000 | $9,668,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 240,365 | $9,656,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,268,680 | $9,642,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 92,714 | $9,612,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,176,800 | $9,579,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 42,419 | $9,544,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 300,048 | $9,519,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 292,433 | $9,517,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 122,500 | $9,516,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 534,200 | $9,493,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 90,204 | $9,477,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 71,419 | $9,455,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 9,100,000 | $9,453,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 548,784 | $9,449,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 137,489 | $9,447,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 113,809 | $9,443,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 121,700 | $9,435,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 175,316 | $9,406,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 279,108 | $9,362,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,022,050 | $9,362,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 100,000 | $9,360,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 79,372 | $9,333,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 173,353 | $9,328,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 85,963 | $9,297,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 375,000 | $9,296,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 205,124 | $9,272,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 261,347 | $9,270,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 905,116 | $9,268,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 64,641 | $9,264,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 307,800 | $9,191,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 168,796 | $9,181,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,276,455 | $9,164,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 105,295 | $9,151,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 817,600 | $9,149,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 231,232 | $9,136,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 9,683,000 | $9,126,000 | thousands by filing date | principal |
| OLD REP INTL CORP COM | 680223104 | Stock | 466,554 | $9,111,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 771,511 | $9,042,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 513,679 | $9,004,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 188,112 | $8,998,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 931,756 | $8,955,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,372,762 | $8,947,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 558,818 | $8,942,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 115,702 | $8,930,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 9,053,000 | $8,929,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 6,584,000 | $8,913,000 | thousands by filing date | principal |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 728,409 | $8,901,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 45,000 | $8,899,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 45,000 | $8,899,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 105,505 | $8,842,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 177,889 | $8,825,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 137,768 | $8,819,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 675,419 | $8,793,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 9,065,000 | $8,782,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 135,512 | $8,759,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 347,425 | $8,759,000 | thousands by filing date | |
| SWEDBANK AB | W9423X4R0 | MTNF 5.500%12/3 | 8,600,000 | $8,751,000 | thousands by filing date | principal |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 111,696 | $8,704,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 166,400 | $8,701,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 8,684,000 | $8,684,000 | thousands by filing date | principal |
| CAVIUM INC | 14964U108 | COM | 139,532 | $8,668,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 436,058 | $8,665,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 451,014 | $8,656,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 182,321 | $8,626,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 862,641 | $8,620,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 500,000 | $8,610,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 383,449 | $8,608,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 192,700 | $8,606,000 | thousands by filing date | call |
| CHINA CORD BLOOD CORP | G21107100 | COM | 906,114 | $8,590,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 288,144 | $8,578,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 90,633 | $8,567,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 102,411 | $8,545,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 153,300 | $8,542,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 116,779 | $8,503,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 207,100 | $8,495,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,107,784 | $8,474,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 80,824 | $8,447,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 672,759 | $8,437,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 398,683 | $8,404,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 250,000 | $8,398,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 7,458,000 | $8,391,000 | thousands by filing date | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,599,474 | $8,319,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 235,142 | $8,317,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 261,823 | $8,314,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 57,500 | $8,312,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 52,000 | $8,311,000 | thousands by filing date | put |
| QTS RLTY TR INC | 74736A103 | COM CL A | 158,505 | $8,295,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 185,392 | $8,293,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 700,070 | $8,289,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 132,310 | $8,288,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 168,760 | $8,227,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 7,930,000 | $8,227,000 | thousands by filing date | principal |
| Cyber Security ETF | 26924G201 | Common | 273,980 | $8,225,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 235,954 | $8,224,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 424,248 | $8,213,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,152,736 | $8,206,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 175,230 | $8,184,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 118,424 | $8,177,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 390,000 | $8,151,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 90,941 | $8,151,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 265,340 | $8,128,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 600,909 | $8,112,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 135,609 | $8,109,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 46,200 | $8,061,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,765,757 | $8,052,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 171,480 | $8,052,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 79,473 | $8,039,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6,930,000 | $8,005,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 7,000,000 | $7,998,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 153,069 | $7,994,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 159,390 | $7,969,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 8,000,000 | $7,965,000 | thousands by filing date | principal |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 477,894 | $7,957,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 171,252 | $7,951,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 453,243 | $7,950,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 99,651 | $7,933,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,948,700 | $7,932,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 62,199 | $7,931,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 34,939 | $7,907,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 950,664 | $7,900,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 344,933 | $7,896,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 67,116 | $7,891,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 485,209 | $7,885,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 116,527 | $7,862,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 329,746 | $7,862,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 126,413 | $7,852,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 84,833 | $7,813,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 7,580,000 | $7,789,000 | thousands by filing date | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 202,722 | $7,787,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 105,000 | $7,745,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 120,390 | $7,735,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 180,900 | $7,729,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 709,581 | $7,699,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 85,000 | $7,694,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 274,632 | $7,679,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 541,678 | $7,670,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 322,977 | $7,665,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 6,705,000 | $7,665,000 | thousands by filing date | principal |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 97,711 | $7,661,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 252,938 | $7,659,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 38,016 | $7,645,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 155,762 | $7,634,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,056,275 | $7,629,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 7,050,000 | $7,601,000 | thousands by filing date | principal |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 118,150 | $7,589,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 125,449 | $7,574,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 86,666 | $7,572,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 237,198 | $7,567,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 269,878 | $7,565,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 880,998 | $7,559,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 341,002 | $7,550,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 349,375 | $7,550,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 495,983 | $7,549,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 126,723 | $7,549,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 335,714 | $7,517,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 335,614 | $7,511,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 227,549 | $7,511,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 267,380 | $7,458,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 274,012 | $7,437,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 415,200 | $7,420,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 221,116 | $7,374,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 3,850,000 | $7,334,000 | thousands by filing date | principal |
| CARE CAP PPTYS INC | 141624106 | COM | 274,645 | $7,333,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 60,000 | $7,327,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 987,814 | $7,319,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 104,198 | $7,305,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 178,700 | $7,296,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 141,730 | $7,291,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 280,454 | $7,286,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 143,000 | $7,279,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 100,000 | $7,251,000 | thousands by filing date | call |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 497,746 | $7,242,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 66,243 | $7,238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 139,162 | $7,236,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 50,000 | $7,228,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 454,000 | $7,223,000 | thousands by filing date | call |
| MASIMO CORP COM | 574795100 | Stock | 79,205 | $7,222,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 146,762 | $7,221,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,722,400 | $7,215,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 45,000 | $7,197,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 114,019 | $7,195,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 511,270 | $7,177,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 188,075 | $7,153,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 130,981 | $7,145,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 126,100 | $7,139,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 157,220 | $7,131,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 670,000 | $7,123,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 155,164 | $7,104,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 103,349 | $7,100,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 55,521 | $7,088,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 76,494 | $7,055,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 726,496 | $7,055,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 256,351 | $7,042,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 275,541 | $7,002,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 7,455,000 | $6,998,000 | thousands by filing date | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 637,855 | $6,984,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 508,662 | $6,970,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 539,101 | $6,953,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 123,039 | $6,915,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 209,800 | $6,908,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 280,608 | $6,861,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 59,300 | $6,849,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 784,783 | $6,844,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 113,731 | $6,842,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,242,051 | $6,838,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 143,618 | $6,823,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 570,693 | $6,820,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 78,500 | $6,778,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 124,909 | $6,759,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 365,299 | $6,754,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 190,000 | $6,743,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 40,453 | $6,739,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 173,106 | $6,730,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 301,325 | $6,728,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,995,738 | $6,726,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 214,500 | $6,712,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 50,000 | $6,706,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 50,000 | $6,706,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 99,507 | $6,705,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 679,277 | $6,698,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 327,077 | $6,693,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 376,896 | $6,670,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 30,000 | $6,657,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 114,613 | $6,650,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 83,657 | $6,625,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 124,815 | $6,624,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 39,832 | $6,622,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 242,705 | $6,604,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 54,171 | $6,572,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 63,334 | $6,557,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 132,429 | $6,539,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 82,500 | $6,537,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 118,494 | $6,532,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 301,824 | $6,523,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 30,000 | $6,520,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 5,980,000 | $6,518,000 | thousands by filing date | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 194,608 | $6,511,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 68,155 | $6,502,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 98,075 | $6,494,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 50,000 | $6,494,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 386,034 | $6,481,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 233,125 | $6,481,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 147,167 | $6,481,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 96,734 | $6,474,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 235,476 | $6,461,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 199,989 | $6,447,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 152,538 | $6,428,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 318,820 | $6,422,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,039,982 | $6,407,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 82,893 | $6,399,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 401,223 | $6,395,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 366,706 | $6,384,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 168,119 | $6,379,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 5,974,000 | $6,373,000 | thousands by filing date | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 487,850 | $6,361,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 368,565 | $6,355,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 74,039 | $6,337,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 158,468 | $6,311,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 163,666 | $6,306,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 181,567 | $6,291,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 491,339 | $6,285,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 35,741 | $6,279,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 210,051 | $6,278,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 139,922 | $6,271,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 99,612 | $6,255,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 76,410 | $6,253,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 40,600 | $6,245,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 29,671 | $6,234,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 100,000 | $6,233,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 49,700 | $6,206,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 539,442 | $6,204,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 98,042 | $6,200,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 90,949 | $6,197,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 410,168 | $6,195,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 260,000 | $6,185,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 108,264 | $6,173,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 89,599 | $6,170,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 40,000 | $6,153,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 151,036 | $6,148,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031948 | this filing | 2017-08-14 | acceptance time not in the bulk data set |