13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 3,813 holding rows worth $102,733,462,000.
- Accession
- 0001140361-17-031948
- Filer
- CIK 824468
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 16,904 entries on the cover page, a total value of $102,733,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,733,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 53,340 | $1,356,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 49,458 | $1,355,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 12,820 | $1,351,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 100,161 | $1,350,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 13,354 | $1,348,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 73,606 | $1,347,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 16,126 | $1,346,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 55,920 | $1,341,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 105,683 | $1,341,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 28,449 | $1,340,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 181,100 | $1,335,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 49,034 | $1,332,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 36,048 | $1,330,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 34,646 | $1,327,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 90,023 | $1,324,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 25,148 | $1,322,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 16,300 | $1,317,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 46,625 | $1,315,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 69,036 | $1,315,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 79,462 | $1,314,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 38,899 | $1,313,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 13,340 | $1,312,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 18,825 | $1,310,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,500 | $1,309,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 60,571 | $1,306,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 17,618 | $1,305,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 55,861 | $1,302,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 37,410 | $1,299,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 26,863 | $1,297,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 130,000 | $1,295,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 30,729 | $1,293,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,500,000 | $1,293,000 | thousands by filing date | principal |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 17,100 | $1,291,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 49,700 | $1,290,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 33,168 | $1,290,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 42,138 | $1,290,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 41,112 | $1,285,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 3,211,000 | $1,284,000 | thousands by filing date | principal |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 80,000 | $1,282,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 25,725 | $1,281,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 11,059 | $1,279,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 69,465 | $1,279,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 73,234 | $1,278,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 396,000 | $1,277,000 | thousands by filing date | principal |
| DORMAN PRODS INC | 258278100 | COM | 15,408 | $1,275,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 39,063 | $1,274,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 37,256 | $1,273,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 40,687 | $1,273,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 89,390 | $1,271,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 59,236 | $1,267,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 33,217 | $1,267,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 8,161 | $1,263,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 15,000 | $1,260,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 63,502 | $1,255,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 141,645 | $1,251,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 13,555 | $1,250,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 22,254 | $1,247,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 22,406 | $1,246,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 33,593 | $1,241,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 41,349 | $1,241,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 31,349 | $1,239,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 6,457 | $1,238,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 8,795 | $1,237,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 150,289 | $1,236,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 29,673 | $1,232,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 77,319 | $1,232,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 62,064 | $1,228,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 188,925 | $1,227,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,040,000 | $1,227,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 45,054 | $1,224,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 19,019 | $1,223,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 45,291 | $1,223,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 49,704 | $1,222,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 73,547 | $1,222,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 22,630 | $1,221,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,112,000 | $1,218,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 24,923 | $1,217,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,030,000 | $1,211,000 | thousands by filing date | principal |
| NEURODERM LTD | M74231107 | ORD SHS | 40,501 | $1,211,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,347,000 | $1,205,000 | thousands by filing date | principal |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 27,528 | $1,203,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,199,000 | $1,203,000 | thousands by filing date | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 34,362 | $1,200,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,270,000 | $1,199,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 53,316 | $1,197,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 89,915 | $1,197,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 29,784 | $1,195,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 21,000 | $1,195,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 43,842 | $1,190,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 11,441 | $1,187,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 84,707 | $1,186,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,030,352 | $1,185,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 29,878 | $1,183,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 33,729 | $1,182,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 152,512 | $1,182,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 33,672 | $1,179,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 27,761 | $1,179,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 24,689 | $1,177,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 69,563 | $1,177,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 44,917 | $1,176,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 58,522 | $1,173,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 35,090 | $1,168,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,934 | $1,167,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 39,004 | $1,167,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 201,084 | $1,156,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 74,027 | $1,155,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 28,254 | $1,153,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 32,608 | $1,153,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 31,527 | $1,152,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 16,978 | $1,149,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 65,988 | $1,145,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 335,893 | $1,145,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,153,000 | $1,144,000 | thousands by filing date | principal |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,604 | $1,143,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 46,801 | $1,142,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 97,971 | $1,141,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 55,140 | $1,139,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 113,356 | $1,137,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,118,000 | $1,135,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 46,973 | $1,127,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 31,314 | $1,125,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 36,133 | $1,124,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 31,587 | $1,121,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 20,763 | $1,121,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 186,485 | $1,120,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 63,120 | $1,118,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 20,113 | $1,116,000 | thousands by filing date | |
| WBMD 2.625 23 | 94770VAM4 | Bond 30/360P2 U | 1,140,000 | $1,115,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 40,001 | $1,113,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 67,487 | $1,110,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 26,277 | $1,109,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 25,370 | $1,109,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 58,687 | $1,106,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 108,592 | $1,105,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 76,194 | $1,101,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 14,146 | $1,099,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 99,796 | $1,098,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 41,468 | $1,098,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 116,397 | $1,096,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 26,483 | $1,095,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 21,830 | $1,093,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 14,994 | $1,093,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 39,322 | $1,093,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 331,796 | $1,093,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 118,636 | $1,091,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 9,000 | $1,078,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 115,398 | $1,078,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 100,771 | $1,076,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 22,731 | $1,074,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 56,872 | $1,073,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 30,814 | $1,071,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,381 | $1,069,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 9,406 | $1,066,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 19,108 | $1,065,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 1,000,000 | $1,064,000 | thousands by filing date | principal |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 9,123 | $1,062,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 43,163 | $1,061,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 33,550 | $1,060,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 37,588 | $1,059,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 12,071 | $1,057,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 60,879 | $1,057,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 22,399 | $1,055,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 24,433 | $1,052,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 28,515 | $1,052,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 16,305 | $1,050,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 20,468 | $1,047,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 18,812 | $1,046,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 215,000 | $1,045,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 37,646 | $1,043,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 167,154 | $1,040,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 124,357 | $1,038,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 56,633 | $1,035,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 150,000 | $1,035,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 24,976 | $1,034,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 200,000 | $1,032,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 28,651 | $1,031,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 7,768 | $1,026,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 40,545 | $1,026,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 41,908 | $1,021,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 79,960 | $1,021,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 116,077 | $1,021,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 29,544 | $1,020,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 59,764 | $1,020,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 150,850 | $1,018,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 12,107 | $1,018,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 19,913 | $1,015,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 15,234 | $1,015,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 13,537 | $1,015,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 18,400 | $1,014,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 29,893 | $1,013,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 29,803 | $1,010,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 44,371 | $1,005,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 30,900 | $1,004,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 73,037 | $1,001,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $1,001,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 52,793 | $1,000,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 42,158 | $999,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 29,799 | $999,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 46,246 | $994,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 16,369 | $992,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 983,000 | $992,000 | thousands by filing date | principal |
| MORNINGSTAR INC COM | 617700109 | Stock | 12,649 | $991,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 993,000 | $991,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 37,761 | $990,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 13,740 | $987,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 10,000 | $986,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 100,776 | $984,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 19,892 | $982,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 90,677 | $982,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 975,000 | $979,000 | thousands by filing date | principal |
| ENPRO INC | 29355X107 | COM | 13,696 | $977,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 44,950 | $977,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 14,880 | $976,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 46,748 | $974,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 103,285 | $974,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 19,695 | $973,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 24,909 | $972,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 15,242 | $971,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 404,124 | $970,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 34,909 | $970,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 33,054 | $969,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,024,000 | $969,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 29,938 | $967,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 51,628 | $966,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 75,437 | $965,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 100,000 | $964,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 42,500 | $963,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 8,906 | $962,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 46,668 | $962,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 76,996 | $959,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 56,788 | $958,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 22,342 | $958,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 32,100 | $956,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 24,942 | $952,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 13,409 | $951,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 172,666 | $950,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 118,745 | $950,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 15,006 | $949,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 25,561 | $945,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 33,228 | $945,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 54,668 | $940,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 879,000 | $938,000 | thousands by filing date | principal |
| STEELCASE INC-CLASS A | 858155203 | CL A | 67,000 | $937,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 52,400 | $936,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 28,134 | $936,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 27,237 | $935,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 31,457 | $934,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 864,000 | $932,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 27,870 | $930,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 9,098 | $929,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 24,895 | $929,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 75,521 | $929,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 94,103 | $928,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 89,942 | $926,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 31,075 | $925,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 12,408 | $924,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 33,777 | $923,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 57,266 | $921,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 23,194 | $918,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 22,296 | $918,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 76,189 | $918,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 128,981 | $917,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 79,898 | $914,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 60,031 | $906,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 9,597 | $905,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 14,662 | $904,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 60,991 | $903,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 248,453 | $900,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,089 | $898,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 19,467 | $896,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 28,299 | $895,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 640,000 | $894,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 10,067 | $891,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 61,206 | $890,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 51,031 | $888,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 19,550 | $887,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 39,871 | $887,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 56,338 | $885,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 15,172 | $884,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 9,298 | $881,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 37,322 | $879,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 66,383 | $876,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 30,561 | $874,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 16,274 | $871,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,420 | $870,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 15,225 | $866,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 43,963 | $864,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 22,765 | $861,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 23,273 | $857,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,207,462 | $857,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 27,867 | $856,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 54,125 | $856,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 33,980 | $854,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 13,039 | $854,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 20,209 | $854,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 9,768 | $852,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 8,908 | $851,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 27,789 | $850,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 26,171 | $849,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 125,886 | $847,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 66,765 | $847,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 24,017 | $844,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 68,092 | $844,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 54,666 | $840,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 45,691 | $838,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 16,144 | $838,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 24,380 | $837,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 11,463 | $836,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 18,495 | $836,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 25,901 | $836,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 65,871 | $835,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 111,889 | $834,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,558 | $833,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 10,569 | $832,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9,681 | $831,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 46,537 | $831,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 39,621 | $830,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 823,000 | $830,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 37,810 | $829,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 26,779 | $827,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 20,610 | $824,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 27,616 | $824,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 786,000 | $822,000 | thousands by filing date | principal |
| AZZ INC COM | 002474104 | Stock | 14,702 | $819,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 61,061 | $819,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 14,171 | $818,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 200,000 | $814,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 223,400 | $813,000 | thousands by filing date | call |
| ATKORE INC | 047649108 | COMMON STOCK | 36,070 | $813,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 44,488 | $813,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 17,172 | $812,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 7,351 | $811,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 37,171 | $811,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 20,765 | $806,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 106,713 | $804,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 201 | $803,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 8,612 | $803,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,978 | $802,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 24,366 | $798,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 12,500 | $797,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,620 | $793,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 22,782 | $793,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 116,859 | $793,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 51,158 | $791,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 15,800 | $788,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 71,037 | $788,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 66,598 | $785,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 778,000 | $784,000 | thousands by filing date | principal |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,216 | $783,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,776 | $783,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 51,645 | $782,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 31,078 | $782,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 22,281 | $781,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 16,850 | $780,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 31,289 | $779,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 18,049 | $778,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 73,860 | $778,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 11,539 | $776,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 50,577 | $775,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 24,013 | $775,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 33,300 | $771,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 35,082 | $771,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 14,759 | $769,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 775,000 | $768,000 | thousands by filing date | principal |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 51,506 | $768,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 138,900 | $765,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 37,799 | $765,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 18,713 | $764,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 32,653 | $761,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 17,572 | $760,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 197,353 | $758,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 17,722 | $756,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 121,326 | $755,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 26,290 | $753,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 20,057 | $753,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,419 | $750,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 13,918 | $750,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 117,083 | $750,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 19,728 | $748,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 40,874 | $748,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 766,000 | $748,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 21,729 | $745,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 29,111 | $743,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 62,130 | $738,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 19,841 | $736,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 36,791 | $736,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 80,296 | $734,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 16,822 | $733,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 28,511 | $733,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,800 | $732,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8,698 | $731,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 25,000 | $730,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 44,734 | $729,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 32,380 | $728,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 11,674 | $726,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 570,894 | $725,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 757,000 | $725,000 | thousands by filing date | principal |
| OMEGA PROTEIN CORP | 68210P107 | COM | 40,442 | $724,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 7,573 | $723,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 18,950 | $722,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 21,777 | $719,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 21,890 | $718,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 32,953 | $717,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 20,000 | $717,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 20,678 | $715,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 31,195 | $715,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,172 | $712,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 84,495 | $710,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 740,000 | $709,000 | thousands by filing date | principal |
| SAFETY INS GROUP INC | 78648T100 | COM | 10,363 | $707,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 8,329 | $705,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 16,563 | $705,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 18,964 | $705,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 94,193 | $702,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 400,000 | $700,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 18,804 | $699,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 25,000 | $699,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 673,000 | $699,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 26,781 | $698,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 32,944 | $696,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 6,730 | $696,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 47,451 | $692,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 14,176 | $691,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 20,055 | $690,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 16,024 | $689,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 22,927 | $688,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 42,330 | $688,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,426 | $686,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 28,487 | $685,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,647 | $684,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 53,104 | $684,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 12,482 | $683,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 146,300 | $680,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 41,668 | $680,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 2,000,000 | $680,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 234,543 | $680,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 12,337 | $678,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 38,847 | $677,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 10,437 | $675,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 9,159 | $675,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 682,000 | $675,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 277,654 | $674,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 40,273 | $674,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 16,940 | $674,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 9,217 | $672,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 33,935 | $670,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 38,080 | $670,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 25,078 | $670,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 41,626 | $669,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 41,284 | $668,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 35,264 | $668,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 26,707 | $667,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 71,379 | $665,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 15,114 | $665,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 110,661 | $664,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 51,653 | $662,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 89,800 | $662,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 33,097 | $659,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 12,439 | $659,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 18,288 | $658,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 16,155 | $656,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 21,445 | $655,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 14,253 | $654,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 24,856 | $653,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 643,000 | $652,000 | thousands by filing date | principal |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 40,000 | $651,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 37,611 | $649,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 30,666 | $648,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,900 | $648,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 16,835 | $646,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,100 | $645,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 31,394 | $645,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 31,259 | $643,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 19,774 | $643,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 69,629 | $642,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 38,927 | $641,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 6,824 | $641,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 43,140 | $640,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 43,703 | $638,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 17,268 | $637,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 14,760 | $636,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 36,694 | $635,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,003 | $635,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 656,000 | $635,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 176,000 | $634,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 17,824 | $634,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 570,000 | $634,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 60,750 | $633,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 28,541 | $632,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 500 | $631,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 31,660 | $631,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 27,073 | $631,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 42,149 | $631,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 687,000 | $631,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 18,000 | $629,000 | thousands by filing date | call |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 18,772 | $629,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 59,089 | $629,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,000 | $628,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 7,042 | $628,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 25,187 | $627,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031948 | this filing | 2017-08-14 | acceptance time not in the bulk data set |