13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,751 holding rows worth $185,628,176,000.
- Accession
- 0001140361-17-020563
- Filer
- CIK 1000275
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 26,162 entries on the cover page, a total value of $185,628,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,628,176,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 121,965 | $317,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 30,704 | $317,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,236 | $316,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,678 | $316,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 73,621 | $316,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 122,961 | $316,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,500 | $315,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 13,793 | $314,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 39,465 | $314,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 43,867 | $314,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,704 | $314,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,375 | $313,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,214 | $313,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 8,755 | $313,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 12,346 | $313,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 11,061 | $313,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,700 | $312,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 31,392 | $312,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,400 | $311,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,000 | $311,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 20,481 | $311,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 20,000 | $310,000 | thousands by filing date | call |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,290 | $310,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 66,673 | $310,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,347 | $309,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 6,194 | $309,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $308,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 8,094 | $307,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 19,928 | $307,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 67,500 | $307,000 | thousands by filing date | call |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 17,513 | $307,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 30,885 | $307,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,700 | $306,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 7,473 | $306,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 12,356 | $306,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 23,474 | $306,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 12,342 | $306,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 7,373 | $306,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 26,077 | $305,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 9,999 | $305,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,672 | $305,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 17,756 | $305,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,900 | $304,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4,902 | $304,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,291 | $304,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 23,462 | $304,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 271,856 | $304,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,000 | $304,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,139 | $303,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 55,741 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 6,276 | $302,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 9,381 | $302,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 6,500 | $302,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 5,480 | $302,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 44,086 | $302,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 28,243 | $302,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 8,330 | $302,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 9,936 | $301,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 35,839 | $301,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,166 | $301,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,233 | $301,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,292 | $300,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,100 | $300,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,183 | $300,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 5,083 | $300,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 67,042 | $299,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 11,043 | $299,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 50,814 | $299,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 17,351 | $298,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 7,956 | $297,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 477 | $297,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 8,670 | $297,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 5,328 | $297,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 29,669 | $296,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 52,002 | $296,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 11,710 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 20,861 | $295,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 6,461 | $294,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 20,454 | $294,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 9,458 | $294,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 9,103 | $293,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,961 | $293,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 11,508 | $293,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 21,100 | $292,000 | thousands by filing date | call |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 18,238 | $292,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,052 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 13,813 | $291,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 3,177,901 | $291,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,586 | $290,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 19,976 | $290,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 11,610 | $290,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 9,269 | $289,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 13,996 | $288,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,159 | $288,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 9,418 | $288,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 21,850 | $288,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 35,549 | $288,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 30,663 | $288,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 13,000 | $288,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,878 | $287,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,900 | $287,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 13,400 | $287,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,300 | $286,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 67,504 | $286,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 16,545 | $286,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 28,890 | $285,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 28,464 | $285,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 16,072 | $285,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 40,767 | $284,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,596 | $284,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,691 | $284,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,697 | $283,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $281,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $281,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 13,388 | $281,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 9,373 | $281,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 7,172 | $281,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 56,593 | $280,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,480 | $280,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 271,000 | $279,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $278,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 19,941 | $278,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,345 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,974 | $277,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 7,292 | $275,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 25,025 | $275,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 311 | $275,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 9,472 | $275,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 21,283 | $275,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 9,745 | $275,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,360 | $274,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 21,183 | $274,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 5,976 | $273,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 20,118 | $272,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,800 | $271,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 66,599 | $271,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 57,277 | $271,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 31,785 | $271,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 8,170 | $271,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 164,106 | $270,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 8,027 | $270,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,748 | $269,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,394 | $269,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 15,879 | $269,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 14,033 | $268,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 20,447 | $268,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,500 | $267,000 | thousands by filing date | put |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 10,638 | $267,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 14,916 | $266,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 14,900 | $266,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 9,409 | $266,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 20,881 | $265,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,691 | $265,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,180 | $264,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,325 | $263,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,627 | $263,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 21,237 | $262,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 5,871 | $262,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,854 | $261,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 29,187 | $261,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,857 | $260,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 11,624 | $260,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 13,390 | $260,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 73,438 | $259,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 10,951 | $259,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 26,961 | $258,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,900 | $257,000 | thousands by filing date | call |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 16,600 | $257,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 215,000 | $257,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 22,962 | $256,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 12,132 | $256,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 6,222 | $256,000 | thousands by filing date | principal |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 6,539 | $256,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 24,626 | $255,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 29,287 | $255,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11,165 | $254,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 8,236 | $254,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,762 | $254,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 16,603 | $253,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 18,189 | $253,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 9,365 | $253,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 17,203 | $253,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 5,191 | $253,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 39,519 | $253,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,355 | $252,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,086 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,259 | $252,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 16,849 | $252,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 10,707 | $251,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 56,557 | $251,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,100 | $250,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 34,295 | $250,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 15,558 | $250,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 30,536 | $249,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 1,623 | $249,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 18,625 | $248,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,413 | $247,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 16,325 | $247,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 12,853 | $247,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 7,019 | $247,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 26,272 | $246,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 12,950 | $245,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 20,040 | $245,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,061 | $245,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 240,000 | $245,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 14,258 | $244,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,009 | $244,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 6,873 | $244,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 10,661 | $244,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 8,324 | $243,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,200 | $242,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,040 | $242,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,783 | $241,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 6,942 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,332 | $241,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 9,881 | $241,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 3,230 | $240,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 5,267 | $240,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 28,805 | $239,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,775 | $239,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,510 | $239,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 13,224 | $239,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 10,094 | $239,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,816 | $238,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 23,725 | $238,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 12,373 | $237,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 16,796 | $237,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 14,114 | $237,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 15,871 | $237,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 8,777 | $237,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 20,450 | $237,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 22,700 | $237,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,748 | $236,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,306 | $236,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,100 | $236,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,580 | $236,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 13,200 | $236,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 8,816 | $236,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 31,458 | $236,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 12,222 | $235,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 31,500 | $235,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,067 | $235,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 2,995 | $235,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 15,655 | $234,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 27,983 | $234,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 24,775 | $234,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 229,000 | $234,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 3,900 | $233,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 33,299 | $233,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 8,871 | $233,000 | thousands by filing date | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,900 | $232,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 5,720 | $232,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 67,292 | $232,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 28,287 | $232,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 16,056 | $232,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,077 | $232,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,700 | $231,000 | thousands by filing date | put |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,075 | $231,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 11,699 | $231,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 23,851 | $230,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 6,651 | $230,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 29,643 | $230,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,420 | $229,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 5,263 | $229,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 12,544 | $229,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 16,435 | $229,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 11,486 | $228,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,984 | $228,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 23,403 | $228,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,131 | $226,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,232 | $226,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 58,576 | $226,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,075 | $226,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 56,173 | $225,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 10,960 | $225,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,759 | $224,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,864 | $224,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,733 | $224,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 19,740 | $224,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 12,052 | $222,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,104 | $222,000 | thousands by filing date | principal |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,232 | $221,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,800 | $220,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 8,068 | $220,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 9,452 | $220,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,788 | $220,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,440 | $219,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 12,159 | $219,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 19,481 | $219,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 16,818 | $218,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 78,895 | $218,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 8,260 | $218,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,564 | $218,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 24,004 | $218,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 17,200 | $218,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 5,002 | $217,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 60,763 | $217,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 23,343 | $217,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,912 | $217,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,800 | $216,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,948 | $216,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 21,189 | $215,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 13,444 | $215,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 22,081 | $215,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,212 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 6,055 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 2,888 | $213,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 6,536 | $213,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 22,365 | $212,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 11,222 | $212,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 48,237 | $211,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 61,075 | $210,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,382 | $210,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 22,039 | $210,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 8,969 | $210,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 40,945 | $209,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 7,348 | $209,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 4,081 | $209,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,710 | $209,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,059 | $208,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,187 | $207,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 26,520 | $207,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 63,512 | $207,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 17,194 | $206,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 10,999 | $206,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,727 | $204,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,795 | $203,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,626 | $202,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 9,000 | $202,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 43,509 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 9,614 | $202,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 14,787 | $201,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 8,992 | $201,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,761 | $201,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 5,842 | $201,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,726 | $201,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,308 | $201,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 17,085 | $201,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,248 | $199,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 7,869 | $199,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 12,594 | $199,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 3,868 | $198,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 7,655 | $198,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,635 | $196,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,188 | $196,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $196,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,315 | $195,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 8,370 | $195,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 40,800 | $195,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 38,896 | $195,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 5,279 | $194,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 3,873 | $194,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,788 | $194,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,500 | $193,000 | thousands by filing date | put |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 5,830 | $193,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 7,955 | $193,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 5,698 | $193,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 1,824 | $193,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 3,853 | $192,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 14,127 | $192,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 14,620 | $192,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 6,921 | $192,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 5,930 | $191,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 100,378 | $191,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 54,248 | $191,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,100 | $190,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 27,236 | $188,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 3,746 | $188,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,789 | $188,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 9,286 | $187,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,677 | $187,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,694 | $187,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 23,092 | $186,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 16,737 | $186,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,300 | $186,000 | thousands by filing date | put |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,580 | $186,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,632 | $186,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 27,484 | $185,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 16,617 | $185,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,415 | $185,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,500 | $184,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,900 | $184,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 8,857 | $184,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 46,552 | $184,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 3,160 | $184,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,705 | $184,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 54,975 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,048 | $183,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,900 | $183,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 15,655 | $183,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,000 | $183,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,100 | $183,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 16,500 | $182,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,750 | $182,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 6,017 | $182,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 13,994 | $182,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,660 | $181,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 13,761 | $181,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,015 | $180,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 10,258 | $180,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 24,850 | $180,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,904 | $180,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,574 | $180,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 2,783 | $179,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,293 | $179,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,400 | $179,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 16,046 | $179,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 4,943 | $178,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,769 | $178,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,476 | $177,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 8,566 | $177,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,909 | $177,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 7,793 | $177,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 2,205 | $177,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 18,339 | $177,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,292 | $176,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 47,048 | $176,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 62,697 | $176,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 4,020 | $176,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,000 | $175,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 17,627 | $175,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 5,828 | $175,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 11,687 | $175,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 44,464 | $175,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 9,941 | $175,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 19,847 | $175,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,173 | $175,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 190,500 | $175,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 16,544 | $175,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 5,086 | $174,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 12,901 | $174,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 6,877 | $172,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 5,102 | $172,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 11,515 | $172,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 9,489 | $172,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 11,175 | $172,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 6,283 | $172,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 2,710 | $171,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 4,694 | $171,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,252 | $171,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 65,390 | $171,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 13,500 | $171,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 2,055 | $170,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,152 | $170,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 600 | $170,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 11,663 | $170,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 5,510 | $170,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 39,540 | $170,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 26,756 | $170,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,200 | $170,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $170,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,500 | $169,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 7,719 | $169,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,300 | $169,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 20,000 | $169,000 | thousands by filing date | call |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 6,200 | $169,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 4,808 | $169,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 7,400 | $169,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,026 | $168,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 24,200 | $167,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 2,743 | $166,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 16,694 | $166,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,055 | $165,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,508 | $165,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,871 | $165,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 13,024 | $165,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 16,756 | $165,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,488 | $165,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,170 | $165,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 3,700 | $165,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 42,792 | $165,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,234 | $165,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 6,509 | $164,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,100 | $163,000 | thousands by filing date | call |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,327 | $163,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,400 | $163,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 5,864 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,513 | $162,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,002 | $162,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 13,881 | $161,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 6,450 | $161,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 6,290 | $161,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 3,200 | $160,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 19,182 | $159,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 5,924 | $159,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 155,668 | $159,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 7,082 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 11,927 | $158,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 23,146 | $158,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,000 | $157,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,345 | $157,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,738 | $157,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 15,902 | $156,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,328 | $156,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 12,281 | $156,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,473 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,155 | $155,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,614 | $155,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 8,857 | $155,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,946 | $155,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020563 | this filing | 2017-05-15 | acceptance time not in the bulk data set |