13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,751 holding rows worth $185,628,176,000.
- Accession
- 0001140361-17-020563
- Filer
- CIK 1000275
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 26,162 entries on the cover page, a total value of $185,628,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,628,176,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 57,312 | $597,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 17,079 | $597,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 11,672 | $594,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 24,057 | $594,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 52,137 | $592,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 28,836 | $592,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 26,382 | $592,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 19,844 | $591,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 70,908 | $591,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,916 | $590,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 41,226 | $590,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 15,180 | $589,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 5,297 | $588,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 6,211 | $588,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,000 | $585,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 62,608 | $585,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 33,521 | $585,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 40,543 | $584,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 34,100 | $583,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 16,346 | $583,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 25,977 | $582,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 10,352 | $582,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 24,801 | $580,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 22,085 | $579,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,167 | $578,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 32,200 | $578,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 15,478 | $577,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 11,122 | $576,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,299 | $576,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 23,022 | $575,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 31,156 | $575,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 7,485 | $574,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 49,385 | $574,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 21,008 | $574,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 19,733 | $571,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 40,620 | $571,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 16,195 | $569,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 46,289 | $569,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 35,732 | $568,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 41,700 | $568,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 22,895 | $567,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 81,716 | $565,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,000 | $565,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 20,018 | $564,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 10,218 | $564,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 120,870 | $564,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 10,488 | $563,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 23,706 | $561,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 13,990 | $560,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 16,042 | $559,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,200 | $558,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,068 | $558,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 66,998 | $558,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 22,966 | $556,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 27,625 | $555,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 39,029 | $554,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 90,000 | $554,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 24,014 | $554,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 32,596 | $551,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 46,818 | $550,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 35,799 | $550,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 19,043 | $549,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 31,524 | $549,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 16,378 | $548,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 45,529 | $548,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 16,951 | $547,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 60,658 | $547,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 20,000 | $547,000 | thousands by filing date | call |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,741 | $547,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 32,401 | $546,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 11,442 | $545,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 14,694 | $543,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 19,331 | $543,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 590,369 | $542,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 17,234 | $541,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 9,771 | $541,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 59,884 | $540,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 36,235 | $539,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 18,156 | $538,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 4,733 | $538,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 22,377 | $538,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 23,372 | $538,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 43,474 | $537,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 11,014 | $536,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 26,691 | $535,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,584 | $535,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 18,904 | $535,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 8,857 | $534,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 28,447 | $533,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 30,000 | $532,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 21,691 | $532,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 16,803 | $532,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 14,760 | $531,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 44,157 | $530,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 40,699 | $529,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 11,668 | $529,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 232,359 | $529,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 12,533 | $529,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 61,365 | $528,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 10,222 | $527,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 34,506 | $526,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 56,901 | $526,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 17,348 | $526,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 7,583 | $525,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 21,448 | $522,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 10,596 | $522,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 560,058 | $521,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 24,493 | $520,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,928 | $520,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,399 | $520,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 41,618 | $520,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 48,000 | $519,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 43,249 | $519,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 35,811 | $517,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 42,991 | $517,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 25,345 | $517,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,000 | $514,000 | thousands by filing date | put |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 70,364 | $514,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 19,431 | $512,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 25,207 | $512,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,222 | $510,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 19,800 | $510,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 14,024 | $509,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,900 | $508,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 7,863 | $508,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 9,702 | $507,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7,945 | $507,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 21,855 | $507,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 17,456 | $504,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 18,707 | $503,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 15,770 | $502,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 62,252 | $501,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,344 | $501,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 6,685 | $499,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 12,049 | $499,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 500,000 | $498,000 | thousands by filing date | principal |
| MGC | 921910873 | COM | 6,161 | $497,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,000 | $497,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 28,698 | $497,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 15,793 | $497,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 26,672 | $496,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 4,003 | $496,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 40,231 | $496,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,015 | $495,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 31,273 | $495,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,455 | $494,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 19,155 | $494,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 38,879 | $493,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 29,405 | $492,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 23,405 | $492,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 19,179 | $492,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 9,315 | $491,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 31,157 | $491,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 21,535 | $489,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 19,206 | $489,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 10,000 | $488,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 18,616 | $488,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 10,849 | $487,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 32,793 | $486,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 13,632 | $486,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 15,075 | $486,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 9,518 | $486,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 20,000 | $486,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 21,133 | $485,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 7,538 | $485,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 65,332 | $485,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 34,148 | $484,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 42,005 | $484,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 14,443 | $483,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 66,524 | $483,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 16,228 | $482,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 12,677 | $481,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 10,641 | $480,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 25,872 | $480,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 486,000 | $480,000 | thousands by filing date | principal |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 8,990 | $480,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 23,519 | $479,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 70,991 | $479,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,742 | $477,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 89,707 | $477,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,017 | $476,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 118,871 | $476,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,800 | $475,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 7,404 | $475,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 13,419 | $474,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 15,455 | $474,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 18,118 | $474,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 37,677 | $474,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 8,529 | $474,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 18,657 | $474,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 7,918 | $472,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 32,009 | $471,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 33,665 | $470,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 54,660 | $468,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8,672 | $467,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 26,898 | $465,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 9,664 | $464,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,592 | $464,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 111,765 | $464,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 59,150 | $464,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 29,075 | $464,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 13,526 | $463,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 15,055 | $463,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 19,038 | $463,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 19,282 | $462,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 6,730 | $461,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 9,900 | $461,000 | thousands by filing date | call |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 21,008 | $461,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 12,500 | $461,000 | thousands by filing date | put |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 5,063 | $461,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 26,611 | $461,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 13,923 | $460,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 9,165 | $460,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,432 | $460,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,512 | $460,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 34,394 | $459,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 40,689 | $459,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 96,040 | $459,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 11,615 | $459,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4,981 | $458,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 23,172 | $458,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,988 | $457,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 16,738 | $457,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 7,997 | $454,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 64,313 | $454,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 17,854 | $453,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 23,072 | $452,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 39,191 | $452,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 26,937 | $451,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 8,030 | $451,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 28,210 | $451,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,599 | $450,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 64,730 | $449,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 73,174 | $448,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 20,385 | $447,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 25,037 | $447,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 26,780 | $444,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 103,132 | $444,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,622 | $442,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 72,352 | $441,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 13,173 | $441,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 215,194 | $441,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 440,000 | $441,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 21,276 | $440,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 17,342 | $440,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 41,000 | $440,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,000 | $438,000 | thousands by filing date | put |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 281,013 | $438,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 18,619 | $437,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 22,707 | $436,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 17,386 | $435,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 18,840 | $435,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 12,545 | $434,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 14,600 | $433,000 | thousands by filing date | call |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 32,627 | $433,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 357,833 | $433,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 8,644 | $432,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 15,331 | $432,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 261,926 | $432,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 56,431 | $432,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 21,503 | $431,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 27,747 | $430,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,300 | $429,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 323,912 | $427,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 48,438 | $427,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 19,552 | $424,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 18,986 | $424,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,400 | $423,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 12,323 | $422,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,400 | $422,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,254 | $421,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 25,542 | $421,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 7,589 | $421,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 9,690 | $421,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,500 | $420,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 11,755 | $420,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 39,202 | $420,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 29,975 | $420,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 34,463 | $419,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 20,131 | $419,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 41,744 | $419,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 10,788 | $418,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 12,503 | $418,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 16,513 | $417,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 32,532 | $417,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 37,500 | $415,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 20,574 | $415,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 161,897 | $414,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 15,369 | $414,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,160 | $413,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 5,410 | $413,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,200 | $412,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,700 | $409,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 46,239 | $409,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 153,152 | $409,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,238 | $409,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 40,242 | $408,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 72,676 | $407,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 55,234 | $407,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,648 | $407,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,204 | $407,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 14,877 | $407,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,300 | $405,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 27,057 | $405,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,940 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,824 | $404,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 17,963 | $403,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 22,857 | $402,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 4,318 | $402,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,241 | $401,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,700 | $400,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 13,085 | $400,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 53,147 | $400,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 35,495 | $400,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 8,703 | $399,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 11,854 | $398,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 19,537 | $397,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,669 | $397,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 13,569 | $397,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 22,892 | $397,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 40,313 | $396,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,714 | $396,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 18,030 | $396,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 29,615 | $396,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 7,650 | $395,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 53,595 | $395,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 12,202 | $395,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,684 | $394,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,340 | $394,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 340,017 | $394,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 18,570 | $394,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 28,878 | $393,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 16,082 | $393,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,569 | $392,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 9,690 | $391,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 70,844 | $389,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 73,059 | $388,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 14,905 | $387,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 9,612 | $387,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 23,544 | $387,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 32,429 | $387,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 19,917 | $387,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 10,199 | $386,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 15,070 | $386,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,456 | $385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,378 | $385,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 154,784 | $385,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 11,144 | $384,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 25,086 | $384,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 10,180 | $382,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 29,931 | $382,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,600 | $382,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,489 | $382,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 15,378 | $382,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 8,674 | $381,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 12,201 | $381,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,700 | $381,000 | thousands by filing date | call |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 7,573 | $380,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 26,337 | $379,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 28,359 | $379,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 22,572 | $379,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,088 | $378,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 6,483 | $378,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 19,323 | $378,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 36,700 | $378,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,466 | $377,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 17,309 | $376,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,017 | $376,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,300 | $375,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 18,885 | $375,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 11,189 | $375,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,648 | $374,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 57,049 | $374,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 9,253 | $374,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,989 | $373,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 38,248 | $373,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 116,354 | $373,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 4,915 | $373,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 55,048 | $372,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,618 | $372,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 10,775 | $371,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 30,245 | $371,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 54,633 | $371,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 9,349 | $371,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 16,284 | $371,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 48,998 | $370,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 32,980 | $370,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 15,743 | $369,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,982 | $369,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,406 | $369,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 15,262 | $368,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 5,336 | $368,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 184,220 | $368,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 11,524 | $367,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 45,352 | $367,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,538 | $365,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 26,086 | $364,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 4,536 | $364,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 9,536 | $364,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 12,567 | $363,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 23,532 | $362,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 162,306 | $360,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,945 | $360,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 12,861 | $360,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 50,711 | $360,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 8,713 | $359,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 25,183 | $359,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 16,604 | $358,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 12,047 | $358,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 6,729 | $358,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 15,708 | $358,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,571 | $357,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,377 | $357,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 21,054 | $357,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 39,707 | $357,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 13,042 | $356,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 12,055 | $355,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 29,849 | $354,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 24,200 | $354,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 17,854 | $354,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 6,405 | $353,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,900 | $352,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 8,670 | $352,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 31,617 | $351,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 18,970 | $350,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 7,083 | $350,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 14,216 | $349,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 29,642 | $349,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 20,360 | $349,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 14,542 | $348,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 7,987 | $348,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 62,320 | $348,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,362 | $347,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 6,227 | $346,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 26,092 | $346,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 16,224 | $346,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 36,245 | $346,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 34,249 | $345,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,493 | $345,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 6,802 | $344,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 9,223 | $344,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 32,640 | $344,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 8,841 | $344,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 6,598 | $343,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5,946 | $342,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 17,725 | $342,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,951 | $342,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 13,326 | $342,000 | thousands by filing date | principal |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 35,771 | $341,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 69,575 | $340,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 10,320 | $339,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,798 | $339,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 5,742 | $339,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10,702 | $338,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 54,822 | $338,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,600 | $337,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 27,692 | $337,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 9,381 | $337,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 44,338 | $336,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 9,436 | $336,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 12,581 | $336,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,233 | $335,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,803 | $335,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 17,290 | $335,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 42,929 | $334,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 30,734 | $334,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 41,962 | $333,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 50,679 | $332,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,700 | $331,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 41,688 | $331,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 36,539 | $331,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,442 | $330,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 23,824 | $330,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 28,014 | $330,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 13,005 | $330,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 18,949 | $329,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 24,539 | $328,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 23,412 | $328,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 23,637 | $328,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,876 | $327,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,948 | $326,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 24,971 | $326,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,000 | $325,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 9,549 | $325,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 24,440 | $325,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 280,000 | $325,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 34,032 | $324,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 14,217 | $324,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 17,762 | $323,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 165,000 | $322,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 68,682 | $322,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,314 | $322,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 16,029 | $322,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 18,962 | $322,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 24,174 | $321,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,830 | $319,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 9,167 | $318,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 18,165 | $318,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 43,195 | $317,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 26,666 | $317,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020563 | this filing | 2017-05-15 | acceptance time not in the bulk data set |