13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,751 holding rows worth $185,628,176,000.
- Accession
- 0001140361-17-020563
- Filer
- CIK 1000275
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 26,162 entries on the cover page, a total value of $185,628,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,628,176,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMC NETWORKS INC | 00164V103 | CL A | 19,234 | $1,127,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 134,200 | $1,125,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 59,578 | $1,124,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 11,172 | $1,124,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 15,000 | $1,122,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 78,665 | $1,122,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 79,627 | $1,115,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 23,206 | $1,113,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 51,458 | $1,113,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 28,011 | $1,113,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 18,700 | $1,111,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 37,841 | $1,108,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 9,248 | $1,105,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 68,069 | $1,105,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 117,142 | $1,101,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8,600 | $1,097,000 | thousands by filing date | put |
| CEB INC | 125134106 | COM | 13,950 | $1,096,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 26,897 | $1,095,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 34,197 | $1,093,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 14,303 | $1,090,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 58,251 | $1,090,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 25,232 | $1,089,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 52,800 | $1,088,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 99,590 | $1,087,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 80,082 | $1,085,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 34,776 | $1,085,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 46,313 | $1,084,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 35,749 | $1,082,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 94,328 | $1,081,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 82,423 | $1,081,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 41,517 | $1,081,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 50,984 | $1,080,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 98,276 | $1,080,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 8,175 | $1,077,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,241 | $1,077,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 25,721 | $1,072,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 13,347 | $1,072,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 20,715 | $1,071,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 29,000 | $1,071,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 17,708 | $1,068,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 82,599 | $1,068,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 97,740 | $1,067,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 78,907 | $1,066,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 1,010,000 | $1,063,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 8,500 | $1,061,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 1,000,000 | $1,060,000 | thousands by filing date | principal |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 17,480 | $1,059,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 59,700 | $1,059,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 36,394 | $1,059,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 74,415 | $1,058,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 37,718 | $1,057,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 42,486 | $1,057,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 24,057 | $1,055,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 41,501 | $1,054,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 125,431 | $1,052,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 39,944 | $1,052,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 207,967 | $1,052,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 54,367 | $1,047,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 44,168 | $1,047,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 81,968 | $1,045,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 31,250 | $1,044,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 104,860 | $1,041,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 131,580 | $1,040,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 17,599 | $1,040,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 33,346 | $1,039,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,400 | $1,033,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 42,556 | $1,033,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,016,000 | $1,030,000 | thousands by filing date | principal |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 57,867 | $1,029,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 37,311 | $1,029,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 21,306 | $1,028,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 21,580 | $1,027,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 188,023 | $1,026,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 40,704 | $1,026,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 26,919 | $1,022,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 14,868 | $1,021,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 61,773 | $1,019,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 43,598 | $1,019,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 13,325 | $1,019,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 8,175 | $1,015,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 219,475 | $1,014,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 25,325 | $1,011,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,383 | $1,009,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 23,800 | $1,003,000 | thousands by filing date | put |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 46,628 | $1,003,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,891 | $1,002,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 57,390 | $1,001,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 27,411 | $999,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 7,000 | $998,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 24,554 | $998,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,100 | $995,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 54,995 | $992,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 58,913 | $989,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 54,329 | $987,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,628 | $984,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 30,000 | $983,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 20,000 | $983,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 9,465 | $981,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 32,899 | $980,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 7,228 | $979,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 73,829 | $979,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 18,880 | $977,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,627 | $976,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 35,300 | $975,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 15,367 | $974,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 19,553 | $972,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 10,000 | $971,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 83,782 | $971,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 44,651 | $970,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 594,623 | $970,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 16,720 | $968,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 64,700 | $968,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 48,066 | $966,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 25,605 | $966,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 79,433 | $965,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 70,691 | $964,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 18,700 | $963,000 | thousands by filing date | call |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 9,643 | $962,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 25,055 | $961,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 18,538 | $961,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 23,200 | $958,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 100,326 | $957,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 30,473 | $954,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 37,183 | $950,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 73,159 | $949,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 201,200 | $948,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 32,408 | $948,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 84,448 | $947,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 36,863 | $945,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 59,155 | $944,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 70,390 | $942,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 48,489 | $941,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 41,970 | $940,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 21,548 | $937,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 144,429 | $936,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 38,069 | $934,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 43,603 | $933,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 170,000 | $933,000 | thousands by filing date | call |
| GP STRATEGIES CORP | 36225V104 | COM | 36,797 | $931,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 5,728 | $931,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 8,305 | $930,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,535 | $929,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 18,127 | $927,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 26,801 | $927,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 18,371 | $926,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 8,674 | $925,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 20,284 | $925,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 334,040 | $925,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 44,588 | $922,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 115,010 | $920,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 38,833 | $918,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 41,136 | $918,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 29,867 | $916,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 85,767 | $916,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 34,799 | $913,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10,594 | $912,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 23,900 | $911,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 46,219 | $910,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 5,696 | $909,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 20,911 | $909,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 47,621 | $903,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 42,240 | $903,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 52,877 | $901,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 17,363 | $897,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 52,850 | $895,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 43,240 | $895,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 120,317 | $894,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 31,801 | $890,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 73,128 | $890,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 25,000 | $889,000 | thousands by filing date | put |
| INSTRUCTURE INC | 45781U103 | COM | 37,950 | $888,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 11,692 | $886,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 52,566 | $886,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 42,800 | $884,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 19,544 | $883,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 29,693 | $883,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 51,676 | $881,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 31,268 | $877,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 20,195 | $876,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 60,921 | $875,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 23,978 | $875,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 23,515 | $873,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,543 | $873,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,600 | $871,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 43,421 | $871,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 58,486 | $869,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 38,204 | $864,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 45,952 | $860,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 53,790 | $859,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 332,128 | $858,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 70,810 | $857,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 67,866 | $857,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 12,346 | $856,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 27,566 | $855,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 34,195 | $854,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 34,518 | $850,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 20,599 | $849,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 13,596 | $848,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 11,168 | $847,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 26,859 | $847,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 10,817 | $844,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 12,222 | $844,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 10,049 | $844,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 14,400 | $842,000 | thousands by filing date | put |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 15,959 | $842,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 22,097 | $841,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 27,929 | $840,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 50,348 | $840,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 38,600 | $839,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 17,931 | $838,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 49,773 | $838,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 68,454 | $837,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 48,657 | $837,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 10,428 | $834,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 59,347 | $833,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 13,622 | $832,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 19,753 | $832,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 11,382 | $831,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 32,302 | $830,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 26,391 | $829,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 35,001 | $827,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 102,629 | $827,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 21,163 | $827,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 71,718 | $825,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 39,630 | $820,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 26,399 | $820,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 41,434 | $820,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 65,971 | $819,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 9,722 | $818,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 27,924 | $815,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 68,568 | $815,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 35,280 | $815,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 20,076 | $813,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 33,595 | $813,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 8,361 | $812,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 50,512 | $812,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 16,200 | $811,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 26,015 | $810,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 43,581 | $810,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 183,723 | $809,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 16,069 | $808,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 51,401 | $807,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 17,533 | $807,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 17,623 | $804,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 52,111 | $804,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 8,162 | $804,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,200 | $803,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 42,706 | $802,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 192 | $802,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,633 | $800,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 17,318 | $799,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 37,762 | $798,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 19,647 | $796,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 98,910 | $796,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 21,083 | $795,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 31,840 | $794,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 19,410 | $791,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 31,729 | $791,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 32,265 | $791,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 30,320 | $789,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 17,753 | $788,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 22,935 | $788,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10,598 | $787,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 47,576 | $784,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 47,257 | $784,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 51,098 | $784,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 30,007 | $784,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,921 | $783,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 13,200 | $782,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 89,920 | $782,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 33,870 | $781,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,419 | $781,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 20,000 | $780,000 | thousands by filing date | call |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 57,133 | $780,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 38,008 | $779,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 20,000 | $778,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 14,725 | $777,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 31,500 | $776,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 12,817 | $775,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 80,897 | $772,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 72,384 | $772,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 198,500 | $772,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 14,900 | $772,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 85,000 | $771,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 19,220 | $771,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 87,667 | $770,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 61,019 | $769,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,000 | $767,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 15,192 | $767,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 14,099 | $766,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 58,358 | $766,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 22,408 | $765,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 1,020,050 | $763,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 14,216 | $761,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 57,561 | $760,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,780 | $759,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 15,154 | $759,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 10,050 | $759,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 27,379 | $759,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 68,186 | $757,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 8,671 | $757,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 123,900 | $756,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,519 | $754,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 35,919 | $754,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,235 | $753,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 15,468 | $753,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 23,757 | $752,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 126,888 | $752,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 6,304 | $751,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 37,709 | $750,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 28,941 | $750,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 76,313 | $748,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 21,116 | $747,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 54,236 | $746,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 19,790 | $746,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 31,202 | $745,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 82,563 | $745,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 47,556 | $745,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 26,951 | $744,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 53,770 | $744,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 48,000 | $744,000 | thousands by filing date | put |
| Emerging Markets Carbon Reduction and Climate Improvers | 19762B608 | Stock | 38,364 | $743,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 19,215 | $742,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,505 | $741,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 19,328 | $740,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 25,000 | $740,000 | thousands by filing date | put |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 25,814 | $740,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 53,573 | $739,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 50,000 | $738,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 15,667 | $736,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 11,886 | $735,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 18,724 | $734,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 24,753 | $734,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 122,266 | $733,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 22,999 | $731,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 82,264 | $731,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 26,446 | $731,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 12,306 | $730,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 14,261 | $730,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 19,562 | $730,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 12,455 | $730,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 26,137 | $730,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 31,968 | $729,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 83,810 | $729,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 37,417 | $727,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 48,798 | $726,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 131,800 | $724,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 12,069 | $723,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 23,132 | $723,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 9,415 | $723,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 37,560 | $723,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 67,060 | $721,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 47,906 | $720,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 32,214 | $720,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 19,800 | $719,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 13,846 | $718,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 40,051 | $717,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 46,653 | $715,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 14,851 | $715,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 85,775 | $715,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 21,868 | $714,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 52,307 | $712,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 90,701 | $712,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 62,430 | $711,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 26,948 | $708,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 13,019 | $707,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 129,150 | $705,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,900 | $704,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 25,124 | $701,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 42,962 | $700,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 31,425 | $700,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 51,936 | $699,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 7,679 | $698,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 13,626 | $698,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 19,327 | $696,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 27,645 | $696,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 30,978 | $695,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 24,420 | $695,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 27,425 | $694,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 92,108 | $692,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 49,454 | $689,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 32,331 | $688,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 9,827 | $686,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 102,368 | $681,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 7,980 | $679,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 3,100 | $679,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 23,878 | $677,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 10,256 | $677,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 15,296 | $676,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 9,100 | $676,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 15,450 | $674,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 46,084 | $672,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 96,863 | $672,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 23,752 | $671,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 20,114 | $671,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 29,341 | $671,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 18,522 | $669,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 27,120 | $668,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 42,533 | $667,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 28,015 | $667,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 44,500 | $665,000 | thousands by filing date | put |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 25,948 | $664,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 27,062 | $664,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 61,946 | $663,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 37,607 | $663,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 23,499 | $663,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 16,875 | $662,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 61,200 | $662,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 30,710 | $660,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 5,257 | $659,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 36,616 | $659,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 44,374 | $659,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 19,228 | $658,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 37,500 | $657,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 46,141 | $657,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 8,589 | $657,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 27,689 | $656,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 20,261 | $656,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 17,124 | $656,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 18,051 | $655,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 6,192 | $655,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 47,977 | $650,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 4,374 | $649,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 45,003 | $648,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 35,400 | $648,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 19,566 | $647,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 20,437 | $647,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 39,230 | $647,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 19,309 | $646,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 31,229 | $646,000 | thousands by filing date | |
| DBX ETF TR | 233051572 | XTRCK MSC AUSTLA | 24,270 | $646,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 27,012 | $645,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 7,381 | $645,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,671 | $645,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 24,414 | $645,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 27,628 | $645,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 10,736 | $644,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 50,328 | $643,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 40,000 | $642,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 15,076 | $641,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 23,331 | $640,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 32,015 | $640,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 59,460 | $640,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 26,204 | $638,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 48,001 | $638,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 41,224 | $637,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 11,885 | $636,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 14,866 | $636,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 182,650 | $636,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,323 | $634,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 9,245 | $634,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 111,192 | $633,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 41,459 | $632,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 28,061 | $632,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,200 | $631,000 | thousands by filing date | put |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 71,426 | $628,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 87,198 | $628,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 29,023 | $628,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 19,457 | $628,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 61,864 | $628,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 10,109 | $627,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 6,621 | $625,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,400 | $624,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 8,649 | $623,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 17,367 | $622,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 68,286 | $620,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 50,685 | $620,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 73,885 | $620,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 30,000 | $620,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 3,500 | $619,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 12,087 | $619,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 93,500 | $617,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 39,978 | $615,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,300 | $615,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 44,129 | $615,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 15,501 | $614,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 33,943 | $613,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 32,608 | $612,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,517 | $612,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,056 | $609,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 43,945 | $608,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 29,301 | $607,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 60,376 | $607,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 64,423 | $607,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 115,144 | $607,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 24,965 | $606,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 22,329 | $605,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 54,739 | $605,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,476 | $604,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 45,035 | $603,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 43,276 | $603,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,102 | $603,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 34,326 | $602,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 40,460 | $601,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 20,301 | $601,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 34,572 | $599,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 23,334 | $599,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 31,204 | $598,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 25,529 | $598,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 47,531 | $598,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020563 | this filing | 2017-05-15 | acceptance time not in the bulk data set |