13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,751 holding rows worth $185,628,176,000.
- Accession
- 0001140361-17-020563
- Filer
- CIK 1000275
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 26,162 entries on the cover page, a total value of $185,628,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,628,176,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RADWARE LTD | M81873107 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 3,947 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 176 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 56 | $1,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 113 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 33 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 98 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 400 | $1,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 300 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 96 | $1,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 81 | $1,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 127 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 366 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,574 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 470 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 200 | $1,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 511 | $1,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 1,588 | $1,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 4,276 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 414 | $1,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,268 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 222 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,000 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,000 | $1,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 10 | $1,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 513 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 106 | $1,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 997 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,899 | $1,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 520 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 42 | $1,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 17 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 410 | $1,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $1,000 | thousands by filing date | principal |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 711 | $1,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 700 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 121 | $1,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 722 | $1,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 712 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 441 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 700 | $1,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 427 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 660 | $1,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 239 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 126 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 227 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 392 | $1,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 1,035 | $1,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 1,809 | $1,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 296 | $1,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 16 | $1,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 130 | $1,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 22 | $1,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 500 | $1,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 1,692 | $1,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 35 | $1,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 40 | $1,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 1,980 | $1,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 650 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,275 | $1,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 685 | $1,000 | thousands by filing date | |
| WECAST NETWORK INC | 94850Q106 | COM | 667 | $1,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 229 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCAT INC | 893529107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY TRONIC CORP | 493144109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERUS N V | N5749R100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRALIFE CORP | 903899102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATENTO S A | L0427L105 | SHS | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEVAC INC | 461148108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBCOMM INC | 68555P100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIETAL CDMO INC | 75629F109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 18,169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 762 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMI AEROSPACE INC | 502079106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELM WIRELESS CORP | 759525108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSAR INC | 925297103 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 321 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPFED BANCORP INC | 439734104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAFEPRESS INC | 12769A103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRICON CORP | 46121H109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K104 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Attunity Ltd | M15332121 | SHS NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B COMMUNICATIONS LTD | M15629104 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIENTRA INC | 82621J105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K102 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSHINE HEART INC | 86782U304 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 459 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZYMOTEC LTD | M4059L101 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 5,876 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,011 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUME INC | 98872B104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P500 | COM PAR | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOMBARD MED INC | G55598109 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVUITY INC | 46187J205 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANDOLPH BANCORP INC | 752378109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORIUM INTL INC | 21887L107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEGRA FINL CORP | 29363J108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC | 619718208 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GlassBridge Enterprises Inc. | 377185103 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNECTURE INC COM | 20786J106 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 251 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Neothetics Inc | 64066G101 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 633 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC. | 231082603 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020563 | this filing | 2017-05-15 | acceptance time not in the bulk data set |