13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,751 holding rows worth $185,628,176,000.
- Accession
- 0001140361-17-020563
- Filer
- CIK 1000275
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 26,162 entries on the cover page, a total value of $185,628,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,628,176,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 4,176 | $155,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 5,877 | $155,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,600 | $154,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 6,074 | $154,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 5,581 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,595 | $153,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 25,221 | $153,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 14,985 | $153,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 8,349 | $152,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 3,228 | $152,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,763 | $151,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 24,767 | $151,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 9,660 | $151,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 8,591 | $151,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 7,040 | $151,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,922 | $150,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 6,523 | $150,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 5,820 | $150,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 5,420 | $150,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 2,769 | $149,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,531 | $149,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 21,260 | $149,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,775 | $148,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 25,417 | $148,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,978 | $148,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,750 | $148,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,309 | $148,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,760 | $147,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,425 | $147,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 7,154 | $147,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 17,075 | $147,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 7,225 | $147,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 7,029 | $147,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 3,793 | $147,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,000 | $146,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,915 | $146,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 838 | $145,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 15,453 | $145,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 8,533 | $145,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,212 | $145,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,601 | $145,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,895 | $144,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 20,686 | $144,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,594 | $143,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,392 | $143,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 9,646 | $143,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 10,000 | $143,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 2,591 | $143,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,839 | $142,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 10,374 | $142,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,654 | $142,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 8,949 | $142,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 2,860 | $142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,735 | $141,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,696 | $141,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 2,000 | $141,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,649 | $141,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 5,671 | $141,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,638 | $141,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 5,009 | $140,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 3,914 | $140,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 5,946 | $140,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,376 | $140,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 11,399 | $139,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 8,936 | $139,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 14,693 | $139,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,258 | $139,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 12,627 | $138,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 2,676 | $138,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 4,531 | $138,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 18,300 | $138,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 16,019 | $137,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 4,626 | $137,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,323 | $137,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,400 | $137,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 20,133 | $137,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 7,698 | $137,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 10,417 | $136,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,257 | $136,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 6,599 | $136,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 6,800 | $135,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,971 | $135,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 5,065 | $135,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $135,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 25,848 | $135,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 54,717 | $135,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 9,579 | $135,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,000 | $134,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,983 | $134,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,313 | $134,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,813 | $134,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,706 | $133,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 5,752 | $133,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 82,911 | $133,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 65,389 | $133,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 2,694 | $132,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,808 | $132,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 6,194 | $132,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 4,275 | $131,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,700 | $130,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 2,591 | $130,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 3,237 | $130,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 4,100 | $129,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 7,421 | $129,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,237 | $129,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 29,979 | $129,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 16,760 | $129,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 9,876 | $129,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,801 | $129,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,000 | $128,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 8,215 | $128,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,986 | $128,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 21,200 | $128,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 1,860 | $128,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,107 | $128,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 9,700 | $128,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,539 | $127,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 10,721 | $127,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,709 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 1,612 | $127,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 6,961 | $126,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 29,605 | $126,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 2,500 | $125,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 6,373 | $125,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 7,330 | $125,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 13,721 | $125,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 3,387 | $125,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,300 | $124,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 7,935 | $124,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 8,892 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 3,077 | $124,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,602 | $124,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,321 | $124,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,400 | $123,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 6,628 | $123,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 9,495 | $123,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 48,566 | $123,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,006 | $122,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,533 | $122,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,260 | $122,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 5,065 | $122,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $122,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,648 | $121,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 152,879 | $121,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,765 | $120,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,187 | $120,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 7,292 | $120,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,100 | $120,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,169 | $119,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 2,808 | $119,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,314 | $119,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,768 | $119,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 8,042 | $118,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,514 | $118,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 14,860 | $118,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 12,804 | $118,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,000 | $118,000 | thousands by filing date | put |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $118,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 4,492 | $118,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 2,381 | $117,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 720 | $116,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 4,072 | $116,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 7,330 | $116,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 85 | $116,000 | thousands by filing date | principal |
| SCHULMAN (A.) INC | 808194104 | COM | 3,688 | $116,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,017 | $115,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 3,845 | $115,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,154 | $115,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 5,799 | $115,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 2,200 | $114,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 15,627 | $114,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 10,960 | $114,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 7,186 | $114,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 2,552 | $114,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 22,478 | $114,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 53,100 | $114,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,786 | $114,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 19,399 | $113,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,474 | $113,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 7,976 | $113,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 4,106 | $113,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 4,385 | $113,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 5,673 | $113,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 6,300 | $112,000 | thousands by filing date | call |
| MSA SAFETY INC COM | 553498106 | Stock | 1,590 | $112,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,709 | $112,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,974 | $112,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 574 | $112,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 5,147 | $112,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 9,086 | $112,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 3,220 | $112,000 | thousands by filing date | principal |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 5,181 | $112,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 4,563 | $112,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 12,085 | $111,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,737 | $111,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,400 | $111,000 | thousands by filing date | put |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 8,748 | $111,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,163 | $111,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 14,249 | $111,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 6,006 | $111,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 64,877 | $111,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 10,783 | $111,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 7,300 | $111,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $111,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,261 | $111,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 4,360 | $111,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 2,044 | $111,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,578 | $110,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 6,760 | $110,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,350 | $110,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 35,415 | $110,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 23,378 | $110,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 75,875 | $109,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 8,140 | $109,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 4,337 | $109,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 7,801 | $108,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 16,184 | $108,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,787 | $108,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 35,565 | $108,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 6,458 | $108,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,655 | $107,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 9,163 | $107,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,156 | $107,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 2,558 | $107,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 7,017 | $107,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 19,827 | $107,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 901 | $106,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,811 | $106,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,941 | $106,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,536 | $106,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,626 | $106,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 19,943 | $106,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,500 | $105,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,630 | $105,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 21,050 | $105,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,458 | $105,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 17,479 | $104,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 8,650 | $104,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 5,486 | $104,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,974 | $104,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 14,177 | $104,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,248 | $104,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,948 | $104,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,600 | $103,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 3,582 | $103,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 20,800 | $103,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 6,325 | $103,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,086 | $103,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,100 | $102,000 | thousands by filing date | call |
| CVB FINL CORP COM | 126600105 | Stock | 4,642 | $102,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,910 | $102,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,003 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 6,865 | $102,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,100 | $101,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,488 | $101,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 715 | $101,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 3,600 | $101,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 9,588 | $101,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 8,495 | $101,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,177 | $101,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,404 | $101,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 4,200 | $101,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 9,906 | $100,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 8,344 | $100,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 37,826 | $100,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 10,025 | $100,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 14,631 | $99,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,525 | $99,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,109 | $99,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,179 | $99,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 8,600 | $99,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,600 | $99,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,126 | $99,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,800 | $98,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 2,871 | $98,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 4,481 | $98,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 7,980 | $98,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 6,370 | $97,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 7,815 | $97,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,675 | $97,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $97,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 4,031 | $97,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 9,038 | $97,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 900 | $96,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 6,946 | $96,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 4,452 | $96,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,473 | $96,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 4,076 | $96,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2,965 | $95,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 460 | $95,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,299 | $95,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,225 | $95,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 36,510 | $95,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 4,019 | $95,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 826 | $94,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 6,600 | $94,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 11,622 | $94,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 20,143 | $94,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 5,751 | $94,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 7,198 | $94,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,800 | $94,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 529 | $93,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,163 | $93,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 3,869 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,697 | $93,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,309 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,278 | $92,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,000 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,017 | $92,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 9,885 | $92,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,275 | $92,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 7,533 | $92,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,630 | $91,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 600 | $91,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 4,823 | $91,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,041 | $91,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,950 | $91,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 6,580 | $90,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,161 | $90,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 4,470 | $90,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,620 | $90,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 5,269 | $90,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 23,700 | $90,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 4,654 | $90,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,260 | $89,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 4,300 | $89,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 2,691 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 9,357 | $89,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 10,119 | $88,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,407 | $88,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,391 | $88,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 13,665 | $88,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 676 | $87,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 6,790 | $87,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 3,408 | $87,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 951 | $87,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 5,279 | $87,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,872 | $87,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,807 | $87,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,433 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,925 | $86,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 3,168 | $86,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,969 | $86,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,353 | $86,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 5,475 | $86,000 | thousands by filing date | call |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 3,462 | $86,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 5,250 | $86,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 5,170 | $85,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,771 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,138 | $85,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 4,843 | $85,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 5,300 | $85,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 4,399 | $84,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,048 | $84,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,511 | $84,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 32,267 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 6,444 | $84,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,500 | $84,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 5,322 | $84,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 10,100 | $84,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 4,300 | $84,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 6,032 | $84,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 29,375 | $83,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 5,126 | $83,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 5,717 | $83,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 50,000 | $83,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 7,913 | $83,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 9,984 | $83,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 11,127 | $83,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 1,312 | $83,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,298 | $82,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 54,867 | $82,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,831 | $82,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,495 | $82,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 5,000 | $82,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,203 | $81,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5,414 | $81,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,930 | $81,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 11,200 | $81,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,804 | $81,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,177 | $81,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 7,221 | $81,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 95,000 | $81,000 | thousands by filing date | principal |
| COMMERCEHUB INC | 20084V108 | COM SER A | 5,252 | $81,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,270 | $80,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,891 | $80,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,866 | $80,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,454 | $80,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,000 | $80,000 | thousands by filing date | call |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 5,781 | $80,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 3,159 | $79,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,250 | $79,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 3,204 | $79,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 6,299 | $79,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 5,742 | $79,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,562 | $78,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 2,606 | $78,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,000 | $78,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 3,523 | $78,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 3,982 | $78,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,806 | $78,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 2,238 | $78,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,960 | $78,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,294 | $77,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,286 | $77,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,668 | $77,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,219 | $77,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,400 | $77,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,652 | $77,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,131 | $77,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 3,150 | $77,000 | thousands by filing date | principal |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 43,232 | $77,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 6,865 | $77,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,326 | $76,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 5,265 | $76,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 5,407 | $76,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 5,139 | $76,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 2,159 | $76,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 4,467 | $75,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,504 | $75,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 4,374 | $75,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3,000 | $75,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 74,000 | $75,000 | thousands by filing date | principal |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,376 | $74,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,128 | $74,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,271 | $74,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 5,000 | $74,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 3,953 | $74,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 6,500 | $73,000 | thousands by filing date | call |
| PENUMBRA INC COM | 70975L107 | Stock | 876 | $73,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 2,000 | $73,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 1,603 | $73,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,043 | $73,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 841 | $73,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 34,174 | $73,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 5,716 | $73,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 3,605 | $73,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 3,120 | $73,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 2,930 | $73,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 1,365 | $73,000 | thousands by filing date | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 8,397 | $72,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 600 | $72,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 6,763 | $72,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 7,215 | $72,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,200 | $72,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 5,589 | $72,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,818 | $72,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,113 | $72,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 23,389 | $72,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 13,063 | $72,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 5,755 | $72,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 4,800 | $72,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 2,066 | $72,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 3,224 | $72,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 3,107 | $72,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 2,562 | $71,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 994 | $71,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,410 | $71,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 5,668 | $71,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 62,375 | $71,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 8,852 | $71,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 2,399 | $71,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 12,128 | $71,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,115 | $70,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,553 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 3,165 | $70,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 33,979 | $70,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2,650 | $70,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 5,766 | $70,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 22,026 | $70,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 3,159 | $69,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 4,190 | $69,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 4,894 | $69,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,000 | $69,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 1,900 | $69,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 5,576 | $69,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,200 | $69,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 7,236 | $69,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 71,674 | $69,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 16,490 | $69,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 23,206 | $69,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 1,300 | $69,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 2,707 | $69,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 5,592 | $69,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 7,286 | $69,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 600 | $68,000 | thousands by filing date | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,609 | $68,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,708 | $68,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,371 | $68,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 1,903 | $68,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 353 | $67,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,558 | $67,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,070 | $67,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 2,660 | $67,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 5,105 | $67,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 10,117 | $67,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,418 | $67,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 1,000 | $67,000 | thousands by filing date | principal |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,100 | $66,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,612 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020563 | this filing | 2017-05-15 | acceptance time not in the bulk data set |