13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,751 holding rows worth $185,628,176,000.
- Accession
- 0001140361-17-020563
- Filer
- CIK 1000275
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 26,162 entries on the cover page, a total value of $185,628,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,628,176,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLADSTONE LAND CORP | 376549101 | REIT | 5,904 | $66,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 3,848 | $66,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,200 | $66,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 5,250 | $66,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 3,650 | $66,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,595 | $66,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,823 | $66,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 3,610 | $66,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,940 | $65,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,913 | $65,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 7,804 | $65,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 7,264 | $65,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 5,530 | $65,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 5,000 | $65,000 | thousands by filing date | put |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 4,072 | $65,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 1,500 | $65,000 | thousands by filing date | principal |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,860 | $64,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 6,084 | $64,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,302 | $64,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,088 | $64,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,348 | $64,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 12,740 | $64,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 855 | $63,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,167 | $63,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 9,799 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,369 | $63,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 2,199 | $63,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 5,514 | $63,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,393 | $63,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,600 | $63,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 519 | $62,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 6,539 | $62,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,855 | $62,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 10,778 | $62,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,133 | $62,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,950 | $62,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 2,800 | $62,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 12,350 | $62,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,297 | $62,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,780 | $62,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,077 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,428 | $62,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 4,302 | $61,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 35,416 | $61,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,016 | $61,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 4,500 | $61,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,706 | $61,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 829 | $60,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,100 | $60,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,063 | $60,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 1,203 | $60,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,783 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,697 | $60,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 4,500 | $60,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,123 | $60,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 2,462 | $60,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 184,000 | $60,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 4,221 | $60,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,360 | $60,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 14,162 | $60,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 8,861 | $60,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 6,895 | $60,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 5,000 | $60,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,153 | $59,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,257 | $59,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 3,000 | $59,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 2,699 | $59,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 7,633 | $59,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,200 | $58,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 95,215 | $58,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 5,641 | $58,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 8,805 | $58,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 2,992 | $58,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 6,077 | $58,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,082 | $58,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 7,097 | $58,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 9,065 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,367 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,708 | $57,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 2,972 | $57,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,349 | $57,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 67,951 | $57,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 25,000 | $57,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 6,700 | $57,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 5,415 | $56,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,562 | $56,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 3,000 | $56,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,069 | $56,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,000 | $56,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 3,250 | $56,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 2,097 | $55,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 25,147 | $55,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,500 | $55,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 2,843 | $55,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,100 | $55,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,114 | $55,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 4,989 | $55,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 2,000 | $55,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 30,600 | $55,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 900 | $54,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,586 | $54,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,302 | $54,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,598 | $54,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 2,647 | $54,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,406 | $54,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,832 | $54,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,663 | $54,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 6,443 | $54,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 515 | $54,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,200 | $54,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 5,194 | $54,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 45,658 | $54,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 10,679 | $54,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 2,814 | $54,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,559 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 945 | $53,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 3,700 | $53,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,606 | $53,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,000 | $53,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 8,063 | $53,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 21,488 | $53,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 3,700 | $53,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F395 | TREAS HEDGED HIG | 2,244 | $53,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,581 | $52,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 2,329 | $52,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,718 | $52,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,408 | $52,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,100 | $52,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 3,529 | $52,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,469 | $52,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 2,062 | $52,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,798 | $52,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 4,100 | $52,000 | thousands by filing date | put |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 6,197 | $52,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 3,330 | $52,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 3,407 | $51,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 565 | $51,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 781 | $51,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,276 | $51,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,440 | $51,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,099 | $51,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 3,128 | $51,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,364 | $51,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 18,427 | $51,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 2,604 | $51,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,600 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 2,780 | $51,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 13,058 | $51,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 3,821 | $51,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,362 | $50,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 320 | $50,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,022 | $50,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 8,534 | $50,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 4,861 | $50,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,202 | $50,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 9,270 | $50,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 50,000 | $50,000 | thousands by filing date | principal |
| REX ENERGY CORPORATION | 761565100 | COM | 106,602 | $50,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,038 | $50,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 987 | $50,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 3,110 | $50,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 30,656 | $50,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 2,000 | $50,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 351 | $49,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,506 | $49,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 4,168 | $49,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,286 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 580 | $49,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 6,124 | $49,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 3,732 | $49,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,430 | $49,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,139 | $49,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,859 | $49,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 1,630 | $49,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,421 | $48,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 794 | $48,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,053 | $48,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 2,020 | $48,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $48,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 688 | $48,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 11,201 | $48,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 12,001 | $48,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 408 | $48,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 3,150 | $48,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 2,124 | $48,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 5,000 | $48,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,381 | $47,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,371 | $47,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 537 | $47,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,819 | $47,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,982 | $47,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 21,548 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 3,150 | $47,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 2,750 | $47,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,980 | $46,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,752 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,034 | $46,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,385 | $46,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 15,680 | $46,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $46,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 4,297 | $46,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 3,803 | $46,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,620 | $46,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,900 | $46,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 46,000 | $46,000 | thousands by filing date | principal |
| LAKELAND FINL CORP | 511656100 | COM | 1,049 | $45,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1,973 | $45,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 8,227 | $45,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 14,000 | $45,000 | thousands by filing date | call |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 336 | $45,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,746 | $45,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,294 | $45,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,640 | $45,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 2,666 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 3,053 | $45,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 3,329 | $44,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,679 | $44,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,055 | $44,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,445 | $44,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 3,773 | $44,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 2,213 | $44,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 12,000 | $44,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,125 | $43,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 4,530 | $43,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,175 | $43,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 1,625 | $43,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 20,000 | $43,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $43,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 4,300 | $43,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,485 | $42,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,269 | $42,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,455 | $42,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 717 | $42,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 2,658 | $42,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,570 | $42,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 7,735 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,990 | $42,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 2,970 | $42,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,462 | $42,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,268 | $42,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,000 | $41,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 922 | $41,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,465 | $41,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,217 | $41,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,116 | $41,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $41,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,496 | $41,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 3,000 | $41,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,437 | $41,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,304 | $41,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,250 | $41,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,735 | $41,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,580 | $41,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,209 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,333 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,446 | $41,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 2,916 | $41,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,140 | $41,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,608 | $40,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,293 | $40,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,131 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 486 | $40,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,450 | $40,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,544 | $40,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,844 | $40,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 900 | $40,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,125 | $40,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 838 | $40,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,664 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 2,785 | $40,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,614 | $40,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 17,817 | $40,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,584 | $40,000 | thousands by filing date | principal |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 24,918 | $40,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 25,851 | $40,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 3,215 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 768 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 660 | $39,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,066 | $39,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,800 | $39,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,531 | $39,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 1,582 | $39,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 2,718 | $39,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,654 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1,843 | $39,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 2,952 | $39,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 1,719 | $39,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 163 | $38,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,327 | $38,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,271 | $38,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 4,196 | $38,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,200 | $38,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,015 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 788 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 725 | $38,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,200 | $38,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 706 | $38,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 735 | $38,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,581 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 655 | $37,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 200 | $37,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,307 | $37,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,760 | $37,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 678 | $37,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,128 | $37,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 1,261 | $37,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,777 | $37,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,062 | $37,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 913 | $37,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 8,715 | $37,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 2,379 | $37,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 900 | $37,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8,040 | $36,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,057 | $36,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 8,208 | $36,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,162 | $36,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,683 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,560 | $36,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,094 | $36,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,153 | $36,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 858 | $36,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,362 | $36,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 767 | $36,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 720 | $36,000 | thousands by filing date | principal |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 670 | $36,000 | thousands by filing date | principal |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,500 | $36,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 6,950 | $36,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,380 | $36,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 375 | $36,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 12,529 | $36,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,895 | $35,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 2,535 | $35,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,192 | $35,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 2,925 | $35,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,080 | $35,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,206 | $35,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,675 | $35,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 19,711 | $35,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,254 | $35,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 408 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1,200 | $35,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 989 | $34,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 646 | $34,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 398 | $34,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 983 | $34,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,319 | $34,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,219 | $34,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,144 | $34,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 3,000 | $34,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 4,390 | $34,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,545 | $34,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 4,413 | $34,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,501 | $34,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 756 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,310 | $34,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,087 | $34,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,248 | $34,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,713 | $34,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 2,600 | $34,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 689 | $34,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,300 | $34,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 43,792 | $34,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 1,400 | $34,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 20,044 | $34,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 1,250 | $34,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 2,300 | $33,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 3,035 | $33,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,253 | $33,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,462 | $33,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 836 | $33,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,089 | $33,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,367 | $33,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,213 | $33,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 6,185 | $33,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 6,444 | $33,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,193 | $33,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 904 | $33,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 22,868 | $33,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 31,845 | $33,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 6,912 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 1,349 | $33,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 400 | $32,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,527 | $32,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,038 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 2,103 | $32,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 500 | $32,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,259 | $32,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 2,567 | $32,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1,446 | $32,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 864 | $32,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,165 | $32,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 8,636 | $32,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,747 | $32,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 10,307 | $32,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 2,500 | $32,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 5,018 | $32,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 72 | $31,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,026 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 755 | $31,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 4,273 | $31,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 4,230 | $31,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 21,800 | $31,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,315 | $31,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 6,124 | $31,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 1,987 | $31,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 4,255 | $31,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 1,900 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 751 | $31,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 500 | $30,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,532 | $30,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,562 | $30,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 831 | $30,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,940 | $30,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,000 | $30,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 9,866 | $30,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 844 | $30,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 3,781 | $30,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 35,000 | $30,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 55,319 | $30,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,000 | $30,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 613 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 557 | $29,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 631 | $29,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,397 | $29,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 708 | $29,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,565 | $29,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,594 | $29,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 683 | $29,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 968 | $29,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,509 | $29,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 200 | $29,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 788 | $29,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,975 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 680 | $29,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 715 | $29,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 23,152 | $29,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 8,000 | $29,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,000 | $29,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 18,699 | $29,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 3,183 | $29,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 1,900 | $29,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 1,900 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,084 | $29,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 3,325 | $29,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 2,667 | $29,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,100 | $29,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 1,050 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 470 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 225 | $28,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 646 | $28,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 922 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 566 | $28,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 930 | $28,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,373 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 2,012 | $28,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,000 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 551 | $28,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 516 | $28,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 18,930 | $28,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 5,016 | $28,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,134 | $28,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 703 | $28,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 9,788 | $28,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 714 | $28,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 2,204 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 1,022 | $28,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 1,159 | $28,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 3,033 | $28,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,844 | $28,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 300 | $27,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 500 | $27,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,200 | $27,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 1,539 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,760 | $27,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,528 | $27,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,100 | $27,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,155 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 845 | $27,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 2,181 | $27,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,122 | $27,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,615 | $27,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 976 | $26,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 911 | $26,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,351 | $26,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,325 | $26,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 3,683 | $26,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 697 | $26,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,792 | $26,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,200 | $26,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 988 | $26,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 441 | $26,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 643 | $26,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,332 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 535 | $26,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 4,490 | $26,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 5,718 | $26,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 540 | $26,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 4,880 | $26,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 651 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020563 | this filing | 2017-05-15 | acceptance time not in the bulk data set |