13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,074 holding rows worth $100,445,149,000.
- Accession
- 0001140361-17-007309
- Filer
- CIK 824468
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,062 entries on the cover page, a total value of $100,445,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,445,149,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 22,104 | $1,835,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 74,462 | $1,835,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 163,319 | $1,831,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 94,903 | $1,828,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 71,472 | $1,820,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,173,621 | $1,820,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 181,787 | $1,816,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 34,417 | $1,814,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 63,318 | $1,814,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 41,091 | $1,812,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 431,459 | $1,811,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 17,244 | $1,802,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 37,435 | $1,801,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 44,455 | $1,798,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 80,636 | $1,798,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 106,936 | $1,797,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 83,268 | $1,795,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 66,919 | $1,793,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 37,376 | $1,791,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 25,605 | $1,790,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 30,000 | $1,786,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 33,251 | $1,781,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 39,236 | $1,780,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 61,933 | $1,775,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 30,592 | $1,774,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 24,925 | $1,774,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,809 | $1,773,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 86,109 | $1,772,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 22,500 | $1,771,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,717,000 | $1,771,000 | thousands by filing date | principal |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 25,000 | $1,769,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 1,810,000 | $1,768,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 36,981 | $1,756,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 50,474 | $1,756,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K141 | DAILY JR GOLD MI | 50,000 | $1,755,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 26,007 | $1,754,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 40,612 | $1,749,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,709,000 | $1,747,000 | thousands by filing date | principal |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 106,305 | $1,745,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 110,346 | $1,744,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 191,186 | $1,738,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 33,515 | $1,738,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 61,166 | $1,735,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,760,000 | $1,735,000 | thousands by filing date | principal |
| FINISH LINE/THE CL A | 317923100 | COM | 92,211 | $1,734,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 28,731 | $1,733,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 59,452 | $1,732,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 153,709 | $1,729,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 54,081 | $1,727,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 47,500 | $1,727,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 27,200 | $1,726,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 48,736 | $1,725,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 93,745 | $1,725,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 34,776 | $1,725,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 40,753 | $1,722,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 77,447 | $1,721,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 33,546 | $1,716,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 26,136 | $1,716,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 58,197 | $1,710,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 39,295 | $1,710,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 54,339 | $1,708,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 47,176 | $1,708,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 2,473,000 | $1,708,000 | thousands by filing date | principal |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 22,019 | $1,707,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 120,762 | $1,707,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 1,475,000 | $1,706,000 | thousands by filing date | principal |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 70,760 | $1,703,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 85,069 | $1,702,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 89,160 | $1,698,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 34,688 | $1,697,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 71,393 | $1,696,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 125,033 | $1,694,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 48,299 | $1,693,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 75,636 | $1,690,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 36,417 | $1,685,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 55,575 | $1,680,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 39,112 | $1,680,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 29,770 | $1,678,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 81,395 | $1,677,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 107,183 | $1,673,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 72,525 | $1,663,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 46,352 | $1,662,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 51,816 | $1,662,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 55,235 | $1,658,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 76,922 | $1,654,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 17,500 | $1,652,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 22,433 | $1,650,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 55,848 | $1,650,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 100,000 | $1,647,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 13,982 | $1,646,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 60,997 | $1,644,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 64,952 | $1,640,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 37,516 | $1,640,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 14,213 | $1,639,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 16,069 | $1,638,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 192,833 | $1,636,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 83,787 | $1,635,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 94,235 | $1,635,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 60,899 | $1,635,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 49,720 | $1,633,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 192,027 | $1,632,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 58,261 | $1,631,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 48,191 | $1,631,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 92,210 | $1,631,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 8,930 | $1,627,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 51,079 | $1,627,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 37,115 | $1,624,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 82,288 | $1,622,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 28,434 | $1,622,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 85,056 | $1,619,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 286,797 | $1,618,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 121,832 | $1,614,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 43,555 | $1,607,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 72,794 | $1,606,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 48,549 | $1,604,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 22,727 | $1,603,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 141,250 | $1,602,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 172,169 | $1,601,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 59,385 | $1,596,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 64,677 | $1,596,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 26,361 | $1,595,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 112,020 | $1,590,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 52,869 | $1,589,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 60,594 | $1,589,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 60,000 | $1,588,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 277,929 | $1,584,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 85,333 | $1,584,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 70,817 | $1,583,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 35,719 | $1,579,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 107,198 | $1,579,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 81,025 | $1,578,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 66,456 | $1,577,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 42,798 | $1,575,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 146,923 | $1,572,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 131,477 | $1,570,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 15,100 | $1,569,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 46,687 | $1,569,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 35,387 | $1,567,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 29,409 | $1,565,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 102,602 | $1,564,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 1,670,000 | $1,559,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 25,000 | $1,557,000 | thousands by filing date | put |
| NORBORD INC | 65548P403 | COM NEW | 61,651 | $1,556,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 60,707 | $1,555,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 49,767 | $1,553,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 30,606 | $1,553,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 173,995 | $1,552,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,390,000 | $1,550,000 | thousands by filing date | principal |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 649,790 | $1,547,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 150,000 | $1,547,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 48,469 | $1,546,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 217,560 | $1,536,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 115,849 | $1,527,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 57,268 | $1,523,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 12,961 | $1,519,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 140,279 | $1,519,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,401,000 | $1,518,000 | thousands by filing date | principal |
| BOX INC CL A | 10316T104 | Stock | 109,326 | $1,515,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 75,000 | $1,515,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 48,271 | $1,515,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 33,836 | $1,513,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 94,228 | $1,513,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 267,680 | $1,513,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 31,738 | $1,513,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 90,350 | $1,510,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 20,794 | $1,509,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 263,774 | $1,506,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 40,000 | $1,505,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 47,188 | $1,503,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 113,431 | $1,497,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 63,155 | $1,496,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 139,713 | $1,495,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 33,700 | $1,494,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 16,300 | $1,491,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 37,648 | $1,491,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 49,283 | $1,491,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,300 | $1,489,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 32,805 | $1,488,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 104,901 | $1,488,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 278,032 | $1,488,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 46,615 | $1,486,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 51,665 | $1,483,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 82,429 | $1,480,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 214,878 | $1,469,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 62,972 | $1,467,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 30,555 | $1,467,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 240,918 | $1,467,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 111,120 | $1,466,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 63,907 | $1,464,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 55,164 | $1,462,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 107,261 | $1,461,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 66,886 | $1,461,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 20,000 | $1,458,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 16,598 | $1,458,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 91,289 | $1,457,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 677,254 | $1,457,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 27,574 | $1,456,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,510,000 | $1,456,000 | thousands by filing date | principal |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,000 | $1,452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 15,925 | $1,447,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 57,473 | $1,447,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 164,800 | $1,447,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 49,444 | $1,443,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 56,210 | $1,443,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 25,764 | $1,438,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 43,414 | $1,437,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 18,620 | $1,436,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 34,068 | $1,436,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 45,423 | $1,434,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 12,927 | $1,431,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 57,087 | $1,430,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 31,779 | $1,429,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 249,690 | $1,429,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 30,334 | $1,426,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 24,074 | $1,424,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,249,000 | $1,423,000 | thousands by filing date | principal |
| INTRALINKS HLDGS INC | 46118H104 | COM | 105,141 | $1,421,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 37,336 | $1,420,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 58,554 | $1,420,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 35,114 | $1,417,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 24,492 | $1,416,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 180,450 | $1,414,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 25,244 | $1,413,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 63,726 | $1,411,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 61,541 | $1,410,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,474 | $1,409,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 2,630,000 | $1,407,000 | thousands by filing date | principal |
| Flushing Financial Corp | 343873105 | Common Stock | 47,853 | $1,406,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 46,853 | $1,405,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 34,683 | $1,404,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 52,916 | $1,403,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,835 | $1,402,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 39,994 | $1,402,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 23,000 | $1,398,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 53,067 | $1,397,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 45,940 | $1,395,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 99,600 | $1,394,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 75,655 | $1,394,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 65,729 | $1,391,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 105,018 | $1,391,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 41,023 | $1,390,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 55,125 | $1,389,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 40,884 | $1,386,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 189,263 | $1,385,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 33,703 | $1,384,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 87,456 | $1,383,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 54,900 | $1,382,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 95,127 | $1,381,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 123,914 | $1,380,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 92,523 | $1,380,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 12,959 | $1,377,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 79,401 | $1,377,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 76,398 | $1,377,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 27,972 | $1,374,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 46,028 | $1,373,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 41,151 | $1,371,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 47,018 | $1,371,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 26,696 | $1,371,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 87,821 | $1,371,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 44,228 | $1,367,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 264,389 | $1,367,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 151,379 | $1,366,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 11,751 | $1,365,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 173,814 | $1,364,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 58,769 | $1,363,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 30,828 | $1,362,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 41,202 | $1,361,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 54,361 | $1,360,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 50,000 | $1,360,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 16,869 | $1,359,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 82,046 | $1,358,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 25,729 | $1,358,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 41,500 | $1,357,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 69,251 | $1,355,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 76,541 | $1,355,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 13,368 | $1,354,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 42,156 | $1,353,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 93,576 | $1,352,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 45,370 | $1,350,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 114,625 | $1,350,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 46,637 | $1,347,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 15,335 | $1,347,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 203,964 | $1,346,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 70,606 | $1,345,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 90,789 | $1,344,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 63,136 | $1,344,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 13,997 | $1,342,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 92,399 | $1,340,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 78,307 | $1,339,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 47,711 | $1,338,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 163,792 | $1,336,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 25,000 | $1,335,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 55,860 | $1,335,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 518,910 | $1,334,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,385,000 | $1,330,000 | thousands by filing date | principal |
| ANGIODYNAMICS INC | 03475V101 | COM | 78,820 | $1,329,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 27,733 | $1,329,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 32,916 | $1,327,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 38,725 | $1,327,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,416 | $1,326,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 44,769 | $1,323,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 49,141 | $1,321,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 29,157 | $1,321,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 21,569 | $1,320,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 21,164 | $1,320,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 1,275,000 | $1,317,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 43,594 | $1,314,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 72,533 | $1,310,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 132,513 | $1,309,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 19,495 | $1,308,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 43,987 | $1,306,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,478 | $1,303,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 55,997 | $1,302,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 21,055 | $1,302,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 155,000 | $1,296,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 144,868 | $1,293,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 32,934 | $1,291,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 19,675 | $1,288,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 50,179 | $1,288,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 70,024 | $1,288,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 145,945 | $1,283,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 41,754 | $1,282,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 108,187 | $1,282,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 83,885 | $1,280,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,132,000 | $1,278,000 | thousands by filing date | principal |
| AMERICAN WOODMARK CORP | 030506109 | COM | 16,975 | $1,277,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 16,500 | $1,273,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 69,413 | $1,271,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 16,378 | $1,271,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 214,759 | $1,271,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 32,336 | $1,269,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 37,611 | $1,267,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 10,157 | $1,266,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 74,375 | $1,265,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 96,581 | $1,264,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 113,142 | $1,263,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 65,430 | $1,260,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 28,340 | $1,260,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 22,460 | $1,259,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 34,047 | $1,258,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 152,085 | $1,255,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 991,924 | $1,250,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 65,562 | $1,248,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 64,574 | $1,247,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 52,242 | $1,247,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 140,788 | $1,246,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 105,583 | $1,246,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 188,048 | $1,243,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 18,930 | $1,241,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 66,933 | $1,238,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 23,544 | $1,237,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 45,991 | $1,233,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 60,532 | $1,229,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 693,573 | $1,228,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 13,967 | $1,227,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,000 | $1,226,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 18,909 | $1,226,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,127 | $1,225,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 61,673 | $1,224,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 25,791 | $1,222,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 27,423 | $1,221,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 38,271 | $1,221,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 98,115 | $1,221,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 242,557 | $1,220,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 113,326 | $1,218,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 74,300 | $1,216,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 55,212 | $1,215,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 179,353 | $1,214,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 25,513 | $1,213,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 59,194 | $1,210,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 88,091 | $1,209,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 30,772 | $1,208,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 55,044 | $1,208,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 64,860 | $1,203,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 142,477 | $1,198,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 26,367 | $1,198,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 24,374 | $1,198,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 49,121 | $1,194,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 108,042 | $1,193,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 18,000 | $1,190,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 14,342 | $1,189,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 77,129 | $1,189,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 25,021 | $1,188,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 34,759 | $1,188,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 39,516 | $1,188,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 116,326 | $1,185,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 133,586 | $1,184,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 86,797 | $1,183,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 1,775,000 | $1,182,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 45,627 | $1,181,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 271,036 | $1,178,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 151,859 | $1,174,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 108,797 | $1,174,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 160,749 | $1,174,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 62,140 | $1,174,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 36,068 | $1,172,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 23,477 | $1,172,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 34,942 | $1,170,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 28,375 | $1,170,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 37,942 | $1,168,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 11,342 | $1,167,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 377,402 | $1,166,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 19,379 | $1,165,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 77,413 | $1,165,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 119,753 | $1,164,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 212,860 | $1,162,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 68,780 | $1,162,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 44,625 | $1,156,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 126,640 | $1,155,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 45,391 | $1,153,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 58,398 | $1,153,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 87,579 | $1,151,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 51,674 | $1,147,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 19,883 | $1,145,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 31,780 | $1,144,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 42,147 | $1,144,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 117,750 | $1,142,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 1,070,000 | $1,140,000 | thousands by filing date | principal |
| TRONOX LTD | Q9235V101 | SHS CL A | 110,400 | $1,138,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 372,768 | $1,137,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 28,422 | $1,137,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 156,165 | $1,134,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 32,153 | $1,134,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 56,872 | $1,134,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 72,151 | $1,133,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 32,000 | $1,129,000 | thousands by filing date | put |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 26,814 | $1,128,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 11,500 | $1,127,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 90,832 | $1,127,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 72,512 | $1,127,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 17,534 | $1,127,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 21,599 | $1,127,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 67,907 | $1,127,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 44,111 | $1,126,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 30,705 | $1,125,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 99,338 | $1,125,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 201,210 | $1,123,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 36,993 | $1,122,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 38,285 | $1,121,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 28,520 | $1,121,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 44,539 | $1,120,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,280,000 | $1,118,000 | thousands by filing date | principal |
| MYR GROUP INC | 55405W104 | COM | 29,649 | $1,117,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 151,511 | $1,116,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 470,000 | $1,114,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 13,500 | $1,114,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 94,198 | $1,110,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,100,000 | $1,109,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 48,770 | $1,107,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 16,906 | $1,107,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,040,000 | $1,105,000 | thousands by filing date | principal |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 20,214 | $1,104,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 58,854 | $1,104,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 35,000 | $1,102,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 30,217 | $1,101,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 101,800 | $1,101,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 19,600 | $1,098,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 53,770 | $1,095,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 183,071 | $1,094,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 910,000 | $1,089,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 17,125 | $1,088,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 14,531 | $1,084,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 114,478 | $1,082,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 41,632 | $1,080,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 39,904 | $1,079,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 19,199 | $1,075,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 145,131 | $1,074,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 37,313 | $1,073,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 44,640 | $1,072,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 61,349 | $1,072,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,000 | $1,071,000 | thousands by filing date | call |
| FNFV GROUP | 31620R402 | COM | 77,850 | $1,066,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 39,207 | $1,065,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 40,637 | $1,064,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 52,547 | $1,063,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 48,613 | $1,059,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 30,388 | $1,056,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 73,641 | $1,056,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 30,124 | $1,054,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,740,000 | $1,054,000 | thousands by filing date | principal |
| OCLARO INC | 67555N206 | COM | 117,596 | $1,052,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 49,042 | $1,050,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 39,862 | $1,050,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 229,947 | $1,049,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 66,799 | $1,046,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 95,191 | $1,045,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 67,463 | $1,045,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 21,315 | $1,043,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 81,373 | $1,043,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 16,000 | $1,040,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 31,686 | $1,039,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8,804 | $1,039,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 36,677 | $1,039,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 73,426 | $1,039,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 115,251 | $1,037,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,088,000 | $1,036,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 740,000 | $1,035,000 | thousands by filing date | principal |
| EPLUS INC | 294268107 | COM | 8,967 | $1,033,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 102,333 | $1,033,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 49,373 | $1,030,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007309 | this filing | 2017-02-14 | acceptance time not in the bulk data set |