13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,074 holding rows worth $100,445,149,000.
- Accession
- 0001140361-17-007309
- Filer
- CIK 824468
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,062 entries on the cover page, a total value of $100,445,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,445,149,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KRATON CORPORATION | 50077C106 | COM | 36,122 | $1,029,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 57,454 | $1,029,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14,648 | $1,028,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 26,043 | $1,027,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 1,032,000 | $1,027,000 | thousands by filing date | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 32,471 | $1,026,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 20,125 | $1,025,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 69,400 | $1,023,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 31,804 | $1,022,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 77,753 | $1,021,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 124,951 | $1,021,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 8,390 | $1,019,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 89,878 | $1,019,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 39,982 | $1,015,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 72,693 | $1,011,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 69,562 | $1,008,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 75,835 | $1,008,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 42,836 | $1,006,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 67,492 | $1,005,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 1,145,000 | $1,005,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 208,495 | $1,003,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 72,570 | $1,003,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 13,019 | $1,003,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 28,600 | $1,002,000 | thousands by filing date | put |
| ACTUA CORPORATION | 005094107 | COM | 71,496 | $1,001,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 33,708 | $1,000,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 25,209 | $999,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 43,205 | $998,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 52,618 | $996,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 11,423 | $995,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 31,412 | $993,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 42,280 | $992,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 33,702 | $990,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 39,417 | $990,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 280,899 | $989,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 116,077 | $989,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 68,554 | $988,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 84,533 | $986,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 101,700 | $984,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 42,914 | $983,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 24,582 | $983,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 179,400 | $983,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 37,540 | $982,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 22,649 | $981,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 77,813 | $980,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 37,990 | $978,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 23,152 | $968,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 990,000 | $968,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 14,500 | $967,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 51,507 | $966,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 30,000 | $963,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 42,695 | $961,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 30,373 | $957,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 94,999 | $956,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 59,447 | $954,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 35,413 | $953,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 133,871 | $951,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 9,506 | $949,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 12,151 | $949,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 319,000 | $949,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 169,585 | $948,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 171,130 | $948,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 26,508 | $945,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 9,000 | $943,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 31,942 | $941,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 68,942 | $941,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 943,000 | $941,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 12,399 | $940,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 45,412 | $940,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 5,963 | $939,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 82,987 | $938,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 50,000 | $938,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 23,668 | $937,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,008 | $936,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 59,214 | $935,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 112,186 | $935,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 74,203 | $932,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 33,523 | $928,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 12,700 | $927,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 20,000 | $927,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 30,010 | $927,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 32,205 | $925,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 91,050 | $924,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 65,498 | $924,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 77,704 | $924,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 38,953 | $922,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 43,027 | $921,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 63,138 | $920,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 184,929 | $918,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 32,581 | $916,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,198 | $912,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 34,909 | $909,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 27,235 | $908,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 34,277 | $907,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 39,502 | $907,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 890,000 | $907,000 | thousands by filing date | principal |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 28,031 | $899,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 28,687 | $899,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 40,141 | $897,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 902,000 | $895,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 875,000 | $894,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 39,070 | $890,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 31,983 | $887,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 19,360 | $885,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 5,000 | $884,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 80,091 | $883,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 46,069 | $882,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,724 | $882,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 31,395 | $880,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 17,971 | $879,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 57,213 | $878,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,900 | $876,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 700,000 | $876,000 | thousands by filing date | principal |
| OPUS BK IRVINE CALIF | 684000102 | COM | 29,130 | $875,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 15,620 | $874,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 29,546 | $870,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 24,613 | $870,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 25,328 | $870,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 52,910 | $868,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 58,868 | $868,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 32,315 | $866,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 21,298 | $865,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 12,932 | $864,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 108,233 | $863,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 25,462 | $862,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 146,725 | $860,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 11,014 | $860,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 217 | $858,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 90,215 | $858,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 24,811 | $857,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 57,199 | $856,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 43,930 | $856,000 | thousands by filing date | |
| MGC | 921910873 | COM | 11,194 | $855,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 375,411 | $855,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 35,034 | $853,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 64,310 | $851,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 37,893 | $849,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 13,326 | $849,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 13,998 | $847,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 34,591 | $847,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 11,231 | $845,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 64,682 | $843,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 35,988 | $841,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 36,590 | $840,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 166,153 | $834,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 835,000 | $834,000 | thousands by filing date | principal |
| CONNS INC | 208242107 | COM | 65,840 | $833,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 19,499 | $830,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 203,318 | $829,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 62,447 | $829,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 52,241 | $828,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 147,733 | $827,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 52,896 | $827,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 25,000 | $825,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 87,813 | $825,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 24,487 | $824,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 96,188 | $824,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 826,000 | $824,000 | thousands by filing date | principal |
| PROVIDENCE SVC CORP | 743815102 | COM | 21,630 | $823,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 42,927 | $822,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 781,000 | $821,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 36,671 | $820,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 46,744 | $820,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,404 | $817,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 179,227 | $816,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 842,000 | $816,000 | thousands by filing date | principal |
| EZCORP INC | 302301106 | CL A NON VTG | 76,285 | $814,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 24,283 | $814,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 33,638 | $814,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 885,000 | $814,000 | thousands by filing date | principal |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 16,325 | $811,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 68,092 | $810,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 40,265 | $809,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 109,126 | $806,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 776,000 | $805,000 | thousands by filing date | principal |
| ATLASSIAN CORP | G06242104 | CL A | 33,346 | $803,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 16,401 | $801,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 20,155 | $801,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 12,432 | $797,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 20,365 | $796,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 80,063 | $796,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 29,759 | $795,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 39,336 | $795,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 9,155 | $792,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 34,253 | $792,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 54,378 | $792,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 40,680 | $792,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 63,030 | $789,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 34,272 | $789,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 129,972 | $785,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 35,487 | $785,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 32,888 | $785,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 90,000 | $784,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 35,599 | $784,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 119,629 | $784,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 141,715 | $783,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 23,244 | $782,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 18,763 | $782,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 28,313 | $780,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 830,000 | $780,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 63,804 | $778,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 63,665 | $776,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 68,688 | $776,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 37,604 | $775,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 7,508 | $775,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,320 | $773,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 7,806 | $770,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 49,207 | $770,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 12,538 | $768,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 30,656 | $768,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 26,675 | $768,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 18,862 | $767,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 33,636 | $767,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 15,955 | $767,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 39,549 | $766,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 8,838 | $766,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 143,102 | $766,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 26,793 | $765,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 30,296 | $761,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 50,777 | $760,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 37,197 | $760,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 6,365 | $759,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 50,000 | $756,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 23,157 | $756,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 44,432 | $755,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 19,894 | $755,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 16,862 | $753,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 113,170 | $750,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 98,060 | $749,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 31,041 | $749,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 54,431 | $746,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 19,628 | $744,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 36,805 | $740,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 27,676 | $740,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 21,502 | $740,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 128,097 | $739,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,915 | $735,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 16,790 | $734,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 35,844 | $734,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 7,878 | $733,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 110,749 | $733,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 25,391 | $732,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 51,819 | $732,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 49,509 | $722,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 695,000 | $721,000 | thousands by filing date | principal |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 27,372 | $720,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 66,640 | $720,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 46,866 | $720,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 34,396 | $719,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 716,000 | $719,000 | thousands by filing date | principal |
| GAP INC COM | 364760108 | Stock | 32,000 | $718,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 33,300 | $718,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 45,466 | $718,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 34,104 | $717,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 95,368 | $715,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 48,123 | $714,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 62,151 | $713,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 765,000 | $710,000 | thousands by filing date | principal |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 91,946 | $709,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 20,928 | $707,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 38,238 | $707,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 108,822 | $707,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 16,333 | $702,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 94,800 | $701,000 | thousands by filing date | call |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 40,188 | $701,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 50,000 | $700,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 1,478 | $700,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 92,699 | $699,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 21,503 | $698,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 80,613 | $697,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 47,046 | $694,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 67,060 | $694,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12,921 | $694,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 153,093 | $693,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 487,570 | $692,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 18,039 | $688,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 614,000 | $688,000 | thousands by filing date | principal |
| MATCH GROUP INC | 57665R106 | COM | 40,167 | $686,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 28,539 | $684,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 99,618 | $682,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 29,057 | $681,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 700,000 | $681,000 | thousands by filing date | principal |
| NEWS CORP NEW | 65249B208 | CL B | 57,595 | $679,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 207,024 | $679,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 45,358 | $676,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 56,800 | $676,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 51,804 | $675,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,476 | $673,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 34,578 | $673,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 92,947 | $673,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 77,857 | $671,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 28,336 | $668,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 42,771 | $668,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 62,592 | $667,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 94,780 | $663,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 746,000 | $662,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9,123 | $661,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 55,907 | $660,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 720,000 | $657,000 | thousands by filing date | principal |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 44,136 | $654,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 46,394 | $654,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 12,420 | $653,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 209,600 | $652,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 37,555 | $652,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 21,363 | $652,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 25,709 | $651,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 24,063 | $649,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 34,779 | $649,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,433 | $644,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 11,918 | $643,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 638,000 | $641,000 | thousands by filing date | principal |
| Q2 HLDGS INC COM | 74736L109 | Stock | 22,180 | $640,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 211,714 | $640,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 39,711 | $638,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 56,851 | $637,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 30,539 | $636,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 20,394 | $635,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 12,107 | $635,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 26,530 | $629,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 92,729 | $628,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 17,993 | $627,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 635,000 | $625,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 615,000 | $624,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086101 | COM | 39,264 | $620,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 785,000 | $620,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 607,000 | $618,000 | thousands by filing date | principal |
| REGENXBIO INC | 75901B107 | COM | 33,187 | $616,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 52,500 | $616,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 53,594 | $614,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 68,636 | $614,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 620,000 | $614,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 22,777 | $613,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 618,000 | $613,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 690,000 | $613,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 26,994 | $610,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 59,804 | $610,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 52,896 | $610,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 37,449 | $608,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 655,000 | $608,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 36,388 | $607,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 55,320 | $604,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 26,373 | $600,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 616,000 | $600,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 23,415 | $599,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 31,329 | $599,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,177 | $598,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 85,256 | $598,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 52,002 | $596,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 29,954 | $596,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 17,339 | $593,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 24,155 | $592,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 27,629 | $592,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 33,430 | $591,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 65,129 | $591,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 24,576 | $590,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 32,312 | $588,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 49,503 | $587,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 82,149 | $586,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 30,640 | $584,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 37,064 | $584,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 46,711 | $584,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 56,616 | $584,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 71,245 | $583,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 18,133 | $582,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 62,320 | $582,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 14,695 | $580,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,386 | $579,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 15,222 | $575,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 607,000 | $575,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 680,000 | $574,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329Y104 | COM | 270,645 | $573,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 50,000 | $572,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 33,713 | $570,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 14,273 | $570,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 33,619 | $569,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 22,232 | $567,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,696 | $567,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 22,431 | $565,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 20,636 | $563,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 580,000 | $562,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 38,913 | $560,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 111,988 | $560,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 77,094 | $556,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 542,000 | $555,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 3,100 | $554,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 59,450 | $552,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 74,109 | $552,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 36,576 | $551,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 25,461 | $549,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 14,007 | $548,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 80,329 | $548,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 33,919 | $547,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 625,000 | $546,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 560,000 | $546,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 12,698 | $545,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 10,884 | $544,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 38,350 | $544,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 30,000 | $542,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 18,012 | $540,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,300 | $539,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 50,000 | $539,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 31,330 | $538,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 49,929 | $538,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 30,344 | $537,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 16,269 | $536,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 6,410 | $536,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 19,011 | $535,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 250,300 | $534,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 62,097 | $533,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 12,003 | $532,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,921 | $531,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 521,000 | $531,000 | thousands by filing date | principal |
| SPARK ENERGY INC | 846511103 | CL A COM | 17,496 | $530,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 13,469 | $525,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 43,379 | $525,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 19,251 | $524,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 14,653 | $524,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 51,934 | $524,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 12,237 | $523,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 9,385 | $523,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 56,061 | $522,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,200 | $521,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 32,789 | $520,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 95,847 | $519,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 38,013 | $518,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 38,333 | $517,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 67,710 | $516,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 30,369 | $515,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 10,000 | $512,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 28,160 | $512,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 63,820 | $512,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 50,000 | $511,000 | thousands by filing date | put |
| LINE CORP | 53567X101 | SPONSORED ADR | 14,958 | $509,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 7,000 | $508,000 | thousands by filing date | put |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 21,823 | $508,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 10,000 | $506,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 12,295 | $504,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 13,336 | $504,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 37,693 | $502,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 50,177 | $501,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 400,000 | $501,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 149,004 | $501,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,676 | $499,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 23,473 | $499,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 46,158 | $498,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 520,000 | $498,000 | thousands by filing date | principal |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,278 | $496,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 13,373 | $494,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 11,421 | $494,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 78,890 | $494,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 34,692 | $493,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 34,664 | $493,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 20,805 | $493,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 23,722 | $492,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 86,019 | $489,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 43,306 | $488,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 399,947 | $488,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 45,498 | $487,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 52,599 | $485,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 37,247 | $484,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 1,130,000 | $484,000 | thousands by filing date | principal |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 10,000 | $484,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 15,604 | $483,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 69,043 | $483,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 59,991 | $483,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 20,130 | $483,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 72,205 | $483,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 25,531 | $482,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 17,272 | $481,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 33,714 | $481,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 31,418 | $480,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 11,500 | $479,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 58,036 | $479,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 46,437 | $479,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 15,499 | $478,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 115,458 | $477,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 31,508 | $477,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 445,000 | $474,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 25,000 | $473,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 11,963 | $472,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,325 | $472,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 97,591 | $472,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 62,861 | $472,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 10,679 | $471,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 12,180 | $469,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 47,687 | $468,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 42,389 | $468,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 14,900 | $467,000 | thousands by filing date | put |
| GAZIT GLOBE LTD | M4793C102 | SHS | 54,013 | $467,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 590,000 | $466,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 33,735 | $465,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 400,000 | $463,000 | thousands by filing date | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 72,912 | $462,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 103,947 | $461,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,000 | $457,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 78,086 | $457,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 30,652 | $452,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 42,432 | $452,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 33,998 | $452,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 36,136 | $450,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007309 | this filing | 2017-02-14 | acceptance time not in the bulk data set |