13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,074 holding rows worth $100,445,149,000.
- Accession
- 0001140361-17-007309
- Filer
- CIK 824468
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,062 entries on the cover page, a total value of $100,445,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,445,149,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOP SHIPS INC | Y8897Y156 | SHS NEW 2016 | 28,609 | $64,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 36,704 | $62,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,817 | $60,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 12,200 | $60,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 12,753 | $59,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 10,530 | $58,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 17,854 | $58,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 14,823 | $57,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 27,330 | $57,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,239 | $57,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 10,539 | $57,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 15,067 | $56,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 22,680 | $56,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 14,036 | $54,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 11,060 | $54,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 12,750 | $54,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 31,327 | $53,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 33,605 | $51,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,689 | $50,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 48,879 | $50,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 42,905 | $50,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 43,409 | $49,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 11,779 | $49,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,135 | $48,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 37,434 | $48,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 11,809 | $48,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 17,892 | $47,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 22,040 | $46,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 33,809 | $46,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 43,858 | $45,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 12,964 | $45,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 10,945 | $44,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 24,415 | $43,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,400 | $43,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 13,687 | $43,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 13,053 | $41,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 15,265 | $39,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 22,788 | $39,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,818 | $38,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,339 | $38,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 11,271 | $37,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 27,252 | $37,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 26,032 | $37,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 17,507 | $37,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 25,700 | $37,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 19,143 | $37,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 13,304 | $35,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 15,870 | $35,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 11,982 | $35,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,962 | $33,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 12,535 | $33,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 28,800 | $31,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,897 | $29,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 37,505 | $29,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 13,801 | $29,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 10,867 | $29,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 14,860 | $28,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 71,512 | $27,000 | thousands by filing date | |
| JAZZ US HLDGS INC | 47216EAA8 | NOTE 8.000%12/3 | 12,000 | $23,000 | thousands by filing date | principal |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 11,512 | $22,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $21,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,315,281 | $20,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 11,235 | $20,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 16,005 | $17,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 18,781 | $17,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 20,916 | $15,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 22,077 | $14,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 262,097 | $11,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 13,299 | $9,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 15,200 | $8,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 14,000 | $7,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $6,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N302 | CL A NEW | 18,037 | $4,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 17,600 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007309 | this filing | 2017-02-14 | acceptance time not in the bulk data set |