13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,074 holding rows worth $100,445,149,000.
- Accession
- 0001140361-17-007309
- Filer
- CIK 824468
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,062 entries on the cover page, a total value of $100,445,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,445,149,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK REIT INC | 64976L109 | COM | 613,057 | $6,204,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 114,199 | $6,199,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 214,621 | $6,189,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 211,606 | $6,169,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 120,685 | $6,162,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 84,850 | $6,158,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 244,225 | $6,154,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,722,400 | $6,153,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 106,584 | $6,146,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 5,883,000 | $6,118,000 | thousands by filing date | principal |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 69,197 | $6,105,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 105,507 | $6,104,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 532,394 | $6,100,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 432,879 | $6,099,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 50,000 | $6,092,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 492,163 | $6,089,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 85,766 | $6,068,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,141,792 | $6,063,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 45,426 | $6,048,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 107,440 | $6,038,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 80,665 | $6,032,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 317,706 | $6,031,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 83,982 | $6,028,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 103,897 | $6,007,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 199,920 | $6,004,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 91,241 | $6,004,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 463,064 | $6,002,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 134,988 | $5,996,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 61,775 | $5,977,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 178,787 | $5,971,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 95,406 | $5,961,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 410,500 | $5,960,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 173,583 | $5,953,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 5,770,000 | $5,943,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 213,081 | $5,923,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 100,130 | $5,922,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 104,578 | $5,913,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 125,506 | $5,899,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 41,294 | $5,896,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 404,632 | $5,895,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 90,000 | $5,878,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 71,673 | $5,873,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 80,000 | $5,872,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 397,100 | $5,853,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 84,610 | $5,852,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 239,125 | $5,838,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 312,176 | $5,838,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 125,000 | $5,836,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 679,277 | $5,828,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 64,697 | $5,827,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 165,958 | $5,821,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 132,872 | $5,819,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 224,363 | $5,802,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 119,191 | $5,798,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 50,000 | $5,793,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 6,410,000 | $5,789,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 180,000 | $5,773,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 67,980 | $5,761,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 60,944 | $5,744,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 301,868 | $5,732,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 130,000 | $5,729,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 78,700 | $5,723,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 50,547 | $5,720,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 669,606 | $5,718,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 5,446,000 | $5,712,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 242,582 | $5,639,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 68,322 | $5,634,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 265,178 | $5,616,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 490,741 | $5,609,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 237,921 | $5,605,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 100,000 | $5,604,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 73,323 | $5,598,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 75,175 | $5,596,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 129,595 | $5,585,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 381,446 | $5,568,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 152,295 | $5,544,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 93,168 | $5,534,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 77,172 | $5,527,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 459,513 | $5,524,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 81,738 | $5,508,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 293,281 | $5,507,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 370,000 | $5,491,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 37,946 | $5,469,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 793,640 | $5,467,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 405,915 | $5,460,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 67,054 | $5,458,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 148,150 | $5,456,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 87,800 | $5,456,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 67,755 | $5,446,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 4,680,000 | $5,418,000 | thousands by filing date | principal |
| OWENS CORNING NEW | 690742101 | COM | 104,359 | $5,381,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 146,939 | $5,373,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 85,443 | $5,369,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 394,800 | $5,369,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 69,736 | $5,359,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 132,916 | $5,357,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 63,121 | $5,352,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 128,133 | $5,347,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 22,300 | $5,340,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 36,046 | $5,340,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 146,425 | $5,324,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 240,736 | $5,319,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 101,953 | $5,317,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 154,030 | $5,317,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 442,000 | $5,313,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 278,472 | $5,280,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 4,842,000 | $5,274,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 349,549 | $5,268,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 376,506 | $5,260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 56,326 | $5,258,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,014,426 | $5,255,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 61,544 | $5,250,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 204,322 | $5,247,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 190,020 | $5,241,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 395,439 | $5,240,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 43,319 | $5,223,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 68,459 | $5,217,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 191,540 | $5,204,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 49,624 | $5,202,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 617,972 | $5,198,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 42,323 | $5,185,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 143,641 | $5,172,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 43,360 | $5,169,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 189,022 | $5,163,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 50,000 | $5,152,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 128,621 | $5,151,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 206,879 | $5,146,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 137,101 | $5,125,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 463,991 | $5,123,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 4,977,000 | $5,117,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 310,356 | $5,113,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 4,900,000 | $5,098,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 404,225 | $5,093,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 134,418 | $5,088,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 50,000 | $5,069,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 555,222 | $5,053,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,563,414 | $5,050,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 55,153 | $5,039,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 310,956 | $5,037,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 243,100 | $5,035,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 628,273 | $5,031,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 65,792 | $5,018,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 123,631 | $5,015,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 127,147 | $5,011,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 150,000 | $5,003,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 311,827 | $4,998,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 113,522 | $4,975,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 48,267 | $4,963,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 44,459 | $4,961,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 157,912 | $4,959,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 108,843 | $4,956,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 202,903 | $4,953,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 228,050 | $4,953,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 149,516 | $4,949,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 401,850 | $4,947,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100,000 | $4,938,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 4,735,000 | $4,937,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 72,100 | $4,936,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 72,683 | $4,935,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 24,026 | $4,927,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 177,464 | $4,925,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 155,922 | $4,920,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 100,000 | $4,919,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 106,217 | $4,912,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 170,059 | $4,909,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 129,951 | $4,908,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 131,330 | $4,905,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 424,641 | $4,904,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,038,394 | $4,871,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 515,300 | $4,855,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 245,135 | $4,854,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 302,281 | $4,845,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 290,108 | $4,837,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 60,915 | $4,834,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 256,509 | $4,822,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 324,697 | $4,819,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 62,500 | $4,809,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 95,648 | $4,802,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 224,474 | $4,793,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 45,457 | $4,769,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 159,333 | $4,766,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 133,068 | $4,761,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,170,000 | $4,756,000 | thousands by filing date | principal |
| TECH DATA CORP | 878237106 | COM | 56,148 | $4,755,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 153,541 | $4,749,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 187,000 | $4,746,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 45,220 | $4,745,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 132,400 | $4,741,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 544,158 | $4,739,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 158,911 | $4,733,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 118,103 | $4,719,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 37,962 | $4,718,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 156,174 | $4,708,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 376,601 | $4,707,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 120,785 | $4,707,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 190,539 | $4,706,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 60,900 | $4,696,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 70,834 | $4,690,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 35,116 | $4,685,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,000 | $4,669,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 20,000 | $4,652,000 | thousands by filing date | put |
| STAG INDUSTRIAL INC | 85254J102 | COM | 194,865 | $4,651,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 47,101 | $4,641,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 67,215 | $4,641,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 136,350 | $4,637,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 123,047 | $4,635,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 474,862 | $4,617,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 258,545 | $4,615,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 183,494 | $4,594,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 58,811 | $4,593,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 322,936 | $4,590,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 107,611 | $4,587,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 63,223 | $4,579,000 | thousands by filing date | |
| SWEDBANK AB | W9423X4R0 | MTNF 5.500%12/3 | 4,600,000 | $4,578,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 550,000 | $4,571,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 500,000 | $4,560,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 119,640 | $4,550,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 7,283 | $4,529,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 62,796 | $4,529,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 95,256 | $4,522,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 141,567 | $4,520,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 130,813 | $4,511,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 157,613 | $4,507,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 69,755 | $4,504,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 90,811 | $4,498,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 70,083 | $4,498,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 300,000 | $4,497,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 54,088 | $4,495,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 62,248 | $4,494,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 29,582 | $4,490,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 557,767 | $4,479,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 373,242 | $4,479,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 334,646 | $4,471,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 127,689 | $4,463,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 181,286 | $4,453,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 233,407 | $4,452,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 48,897 | $4,448,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 4,800,000 | $4,434,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 3,850,774 | $4,428,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,161,007 | $4,423,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 108,920 | $4,422,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 57,656 | $4,421,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 537,964 | $4,417,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 136,486 | $4,409,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 51,176 | $4,389,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 30,000 | $4,386,000 | thousands by filing date | put |
| WAFD INC | 938824109 | COM | 127,516 | $4,380,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 117,727 | $4,379,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 113,294 | $4,378,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 31,866 | $4,377,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 95,291 | $4,360,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 79,679 | $4,357,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 104,644 | $4,347,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 72,593 | $4,347,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 198,196 | $4,344,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 79,608 | $4,341,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 100,512 | $4,330,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 50,000 | $4,326,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 100,000 | $4,324,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,051,443 | $4,321,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 359,000 | $4,315,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L109 | COM | 96,198 | $4,313,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 98,898 | $4,285,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 180,000 | $4,284,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 111,321 | $4,281,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 95,814 | $4,276,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 65,600 | $4,263,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 89,600 | $4,263,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 66,614 | $4,261,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 35,000 | $4,260,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 85,185 | $4,254,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 404,764 | $4,254,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 58,900 | $4,246,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 222,583 | $4,240,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 203,547 | $4,234,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 157,205 | $4,228,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 80,493 | $4,223,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 4,000,000 | $4,220,000 | thousands by filing date | principal |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 159,511 | $4,214,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 41,734 | $4,213,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,305,351 | $4,203,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 171,112 | $4,198,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 178,417 | $4,197,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 114,446 | $4,194,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 105,221 | $4,193,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 53,252 | $4,185,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,070,000 | $4,164,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 218,952 | $4,160,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 505,153 | $4,158,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 122,595 | $4,157,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 101,254 | $4,141,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 4,084,000 | $4,135,000 | thousands by filing date | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 229,848 | $4,132,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 105,486 | $4,132,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,070,150 | $4,120,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 64,253 | $4,112,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,500,000 | $4,103,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 250,000 | $4,100,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 59,444 | $4,084,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 106,685 | $4,082,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 58,907 | $4,079,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 99,795 | $4,076,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 88,722 | $4,075,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 146,299 | $4,063,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 198,051 | $4,063,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 488,891 | $4,062,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 113,775 | $4,057,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 28,758 | $4,051,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 50,417 | $4,049,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 303,158 | $4,048,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 396,849 | $4,044,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 91,951 | $4,033,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 76,047 | $4,032,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 95,883 | $4,027,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 207,076 | $4,025,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 55,700 | $4,023,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 176,865 | $4,022,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 59,597 | $4,014,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 392,315 | $4,013,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 57,229 | $4,007,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 142,155 | $4,002,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 580,654 | $4,001,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 275,517 | $3,994,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 210,734 | $3,988,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 147,948 | $3,970,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 184,261 | $3,962,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 45,113 | $3,959,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 189,287 | $3,956,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 69,810 | $3,954,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 82,090 | $3,953,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 232,156 | $3,951,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 282,480 | $3,941,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 153,725 | $3,940,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 146,689 | $3,938,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 185,775 | $3,933,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 148,923 | $3,929,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 52,177 | $3,927,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 149,989 | $3,927,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 77,673 | $3,926,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 63,805 | $3,923,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 135,000 | $3,922,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 3,200,000 | $3,922,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 96,000 | $3,916,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 65,863 | $3,912,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 60,070 | $3,904,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 780,454 | $3,902,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 50,000 | $3,901,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 205,685 | $3,895,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 50,000 | $3,892,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273J107 | COM | 193,741 | $3,882,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 37,200 | $3,871,000 | thousands by filing date | put |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 90,625 | $3,871,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 307,462 | $3,865,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 151,163 | $3,858,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 110,500 | $3,850,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 113,262 | $3,850,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 248,635 | $3,844,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100,000 | $3,841,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 34,400 | $3,839,000 | thousands by filing date | call |
| IDACORP INC | 451107106 | COM | 47,601 | $3,835,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 22,889 | $3,822,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 143,538 | $3,819,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 844,922 | $3,819,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 76,053 | $3,811,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 111,077 | $3,810,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 96,318 | $3,810,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,796,555 | $3,809,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 115,013 | $3,800,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 82,485 | $3,798,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 41,500 | $3,797,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,564 | $3,791,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 125,234 | $3,791,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 170,361 | $3,790,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 106,548 | $3,783,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 272,432 | $3,779,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 83,476 | $3,773,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 183,673 | $3,761,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 71,729 | $3,754,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 71,878 | $3,748,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 695,000 | $3,746,000 | thousands by filing date | call |
| RLI CORP COM | 749607107 | Stock | 59,008 | $3,725,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 203,274 | $3,725,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 47,700 | $3,722,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 138,900 | $3,722,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 22,842 | $3,720,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 105,313 | $3,717,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 32,417 | $3,716,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 158,665 | $3,713,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 3,495,000 | $3,707,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 4,000,000 | $3,695,000 | thousands by filing date | principal |
| GLOBUS MED INC CL A | 379577208 | Stock | 148,878 | $3,694,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 60,364 | $3,679,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 4,705,000 | $3,679,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 50,000 | $3,678,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 101,509 | $3,678,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 226,181 | $3,670,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 176,772 | $3,667,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,625,000 | $3,661,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 145,296 | $3,654,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 251,500 | $3,652,000 | thousands by filing date | put |
| CENTERSTATE BK CORP | 15201P109 | COM | 145,006 | $3,650,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 30,674 | $3,648,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 52,501 | $3,638,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 192,806 | $3,634,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 224,618 | $3,634,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 64,925 | $3,632,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 29,295 | $3,632,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 146,398 | $3,624,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 79,440 | $3,619,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 140,591 | $3,617,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 52,051 | $3,613,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 90,317 | $3,611,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 200,000 | $3,604,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 20,000 | $3,601,000 | thousands by filing date | call |
| POLYONE CORP | 73179P106 | COM | 112,290 | $3,599,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 375,946 | $3,598,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 173,328 | $3,596,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,750,000 | $3,593,000 | thousands by filing date | principal |
| CHEMED CORP NEW | 16359R103 | COM | 22,329 | $3,583,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 196,557 | $3,583,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 115,000 | $3,580,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 196,982 | $3,575,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 199,707 | $3,575,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 17,000 | $3,570,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 232,227 | $3,570,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 39,100 | $3,552,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 45,000 | $3,551,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 67,765 | $3,549,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 81,100 | $3,548,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 373,878 | $3,545,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 74,134 | $3,542,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 191,544 | $3,540,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 133,073 | $3,539,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 31,511 | $3,536,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 112,025 | $3,535,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 51,731 | $3,532,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 72,990 | $3,526,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 32,835 | $3,518,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 54,651 | $3,515,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 26,159 | $3,505,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 259,195 | $3,505,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 667,993 | $3,501,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 176,726 | $3,501,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 160,306 | $3,492,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 8,237 | $3,492,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 103,667 | $3,492,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 119,132 | $3,488,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 48,100 | $3,487,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 78,015 | $3,485,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 80,903 | $3,483,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 4,166 | $3,483,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 174,351 | $3,482,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 60,796 | $3,477,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 128,979 | $3,476,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 53,852 | $3,468,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 101,071 | $3,467,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 145,029 | $3,467,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 41,000 | $3,463,000 | thousands by filing date | put |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 3,391,000 | $3,455,000 | thousands by filing date | principal |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 146,558 | $3,451,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 57,255 | $3,438,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 110,647 | $3,436,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 55,720 | $3,430,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 705,286 | $3,428,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 120,270 | $3,426,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 33,524 | $3,425,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 44,310 | $3,423,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 36,997 | $3,419,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 56,795 | $3,419,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,584,000 | $3,414,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940T109 | COM | 155,701 | $3,409,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 461,306 | $3,408,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 50,000 | $3,406,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416104 | COM | 78,142 | $3,406,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 190,180 | $3,404,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 126,152 | $3,397,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 100,056 | $3,396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 64,617 | $3,390,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 78,532 | $3,388,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 68,178 | $3,387,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 37,976 | $3,387,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 407,491 | $3,386,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 494,236 | $3,385,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 50,000 | $3,381,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 370,000 | $3,374,000 | thousands by filing date | call |
| NEOGEN CORP | 640491106 | COM | 51,086 | $3,372,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 87,807 | $3,367,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 30,000 | $3,361,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 63,893 | $3,361,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 3,500,000 | $3,351,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 237,483 | $3,348,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 118,261 | $3,347,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 39,095 | $3,346,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 57,700 | $3,343,000 | thousands by filing date | put |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 60,641 | $3,336,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 191,734 | $3,335,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 258,298 | $3,334,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 53,490 | $3,334,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 43,930 | $3,330,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 41,075 | $3,330,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007309 | this filing | 2017-02-14 | acceptance time not in the bulk data set |