13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,074 holding rows worth $100,445,149,000.
- Accession
- 0001140361-17-007309
- Filer
- CIK 824468
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,062 entries on the cover page, a total value of $100,445,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,445,149,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 50,761 | $3,329,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 229,283 | $3,313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 41,455 | $3,309,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 23,384 | $3,306,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 49,562 | $3,301,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 100,563 | $3,301,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 101,937 | $3,299,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 29,797 | $3,299,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 209,109 | $3,297,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 33,393 | $3,297,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 198,730 | $3,289,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 119,359 | $3,288,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 146,290 | $3,284,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 59,919 | $3,282,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 8,868 | $3,278,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 81,407 | $3,273,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 649,336 | $3,272,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 81,823 | $3,269,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 172,171 | $3,259,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 45,163 | $3,255,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 59,713 | $3,245,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,200 | $3,242,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 62,212 | $3,242,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 21,964 | $3,237,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 53,422 | $3,237,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 67,782 | $3,234,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 154,104 | $3,233,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 165,637 | $3,231,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 237,412 | $3,230,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 103,211 | $3,225,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 87,429 | $3,223,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 143,969 | $3,217,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 61,361 | $3,213,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 56,451 | $3,210,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 51,795 | $3,201,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 38,761 | $3,199,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 24,977 | $3,196,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 63,319 | $3,195,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 115,389 | $3,194,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 73,069 | $3,185,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 131,720 | $3,179,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 174,860 | $3,176,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 164,868 | $3,174,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 48,312 | $3,173,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 73,800 | $3,172,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 175,806 | $3,170,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 36,260 | $3,169,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 40,435 | $3,168,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 40,782 | $3,168,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 93,759 | $3,167,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 81,056 | $3,164,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 207,548 | $3,163,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 407,637 | $3,163,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 72,140 | $3,160,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 22,484 | $3,159,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 57,948 | $3,145,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 86,072 | $3,142,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 130,859 | $3,141,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 75,354 | $3,138,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 38,987 | $3,133,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 336,513 | $3,129,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 57,219 | $3,122,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 74,831 | $3,117,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 53,235 | $3,116,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 140,771 | $3,107,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 28,538 | $3,106,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 56,745 | $3,106,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 40,000 | $3,105,000 | thousands by filing date | call |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 204,496 | $3,099,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 90,330 | $3,090,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 150,342 | $3,089,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 76,148 | $3,086,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 36,501 | $3,083,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 31,829 | $3,082,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 100,000 | $3,076,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 279,261 | $3,072,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 67,950 | $3,071,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 36,029 | $3,070,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 8,645 | $3,069,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 69,479 | $3,068,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 97,179 | $3,065,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 53,898 | $3,062,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 59,523 | $3,060,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 213,173 | $3,059,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 318,215 | $3,059,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 28,394 | $3,059,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 74,872 | $3,050,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 167,366 | $3,041,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 134,152 | $3,038,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 107,368 | $3,037,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 188,548 | $3,037,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 29,369 | $3,036,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 154,678 | $3,029,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 88,851 | $3,029,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 158,962 | $3,018,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,345,000 | $3,013,000 | thousands by filing date | principal |
| BALCHEM CORP | 057665200 | COM | 35,818 | $3,005,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 54,701 | $3,002,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 168,888 | $2,995,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 16,427 | $2,994,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 53,379 | $2,991,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 34,863 | $2,990,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 80,810 | $2,988,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 135,726 | $2,980,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 118,935 | $2,980,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 159,523 | $2,978,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 50,000 | $2,976,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 186,556 | $2,975,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 203,638 | $2,968,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,163,000 | $2,963,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 56,241 | $2,960,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 50,530 | $2,954,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 355,233 | $2,937,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 57,219 | $2,935,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 858,741 | $2,928,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 77,709 | $2,922,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 35,053 | $2,919,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 211,507 | $2,917,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 46,084 | $2,911,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 74,702 | $2,902,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 65,660 | $2,902,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 531,563 | $2,898,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 107,396 | $2,885,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 53,806 | $2,884,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,781 | $2,876,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 83,786 | $2,876,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 63,787 | $2,875,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 103,520 | $2,862,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,250,000 | $2,862,000 | thousands by filing date | principal |
| SELECT COMFORT CORP | 81616X103 | COM | 126,454 | $2,861,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 141,754 | $2,860,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 90,711 | $2,857,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 51,189 | $2,857,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 159,492 | $2,857,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 35,902 | $2,848,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 86,106 | $2,847,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 609,438 | $2,846,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 84,352 | $2,842,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 420,753 | $2,841,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 20,000 | $2,840,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 38,498 | $2,838,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 45,701 | $2,838,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 105,902 | $2,838,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 45,211 | $2,833,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 44,000 | $2,831,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 109,781 | $2,829,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 115,544 | $2,826,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 33,163 | $2,825,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 123,168 | $2,824,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 108,794 | $2,824,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 79,044 | $2,823,000 | thousands by filing date | |
| IJH | 464287507 | COM | 17,030 | $2,815,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 60,545 | $2,815,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 150,677 | $2,810,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 40,495 | $2,808,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,775,963 | $2,805,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 52,528 | $2,795,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 78,152 | $2,794,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 43,816 | $2,793,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,000,000 | $2,793,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 797,194 | $2,791,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 44,228 | $2,783,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 110,296 | $2,783,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 131,820 | $2,777,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 43,000 | $2,777,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 76,980 | $2,773,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 101,520 | $2,771,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 34,569 | $2,770,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 52,972 | $2,768,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 29,991 | $2,747,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 37,459 | $2,737,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 171,083 | $2,730,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 40,349 | $2,728,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 158,939 | $2,724,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 72,267 | $2,722,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 63,181 | $2,720,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 266,429 | $2,720,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 100,989 | $2,719,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 40,000 | $2,718,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 40,000 | $2,718,000 | thousands by filing date | call |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,850,000 | $2,711,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 152,609 | $2,709,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 149,156 | $2,708,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 30,000 | $2,707,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 56,994 | $2,703,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 32,441 | $2,698,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 13,651 | $2,695,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 50,000 | $2,695,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 87,068 | $2,691,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 216,373 | $2,691,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 43,178 | $2,683,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 116,552 | $2,679,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 34,685 | $2,670,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 2,547,000 | $2,665,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 34,096 | $2,657,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 45,146 | $2,656,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 34,513 | $2,651,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 165,737 | $2,650,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 79,092 | $2,642,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 53,272 | $2,640,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 84,118 | $2,638,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 369,398 | $2,635,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 49,107 | $2,633,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 139,809 | $2,629,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 320,963 | $2,626,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 38,257 | $2,621,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 151,878 | $2,616,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 448,482 | $2,615,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 70,610 | $2,606,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 58,021 | $2,603,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 209,530 | $2,602,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 134,506 | $2,600,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 326,905 | $2,598,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,096,120 | $2,598,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 88,267 | $2,597,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 96,850 | $2,591,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 44,400 | $2,590,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 189,539 | $2,587,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 127,452 | $2,582,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 91,946 | $2,582,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 777,702 | $2,582,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 62,563 | $2,581,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 22,912 | $2,576,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 234,813 | $2,574,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 167,896 | $2,572,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 13,003 | $2,571,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 30,729 | $2,571,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 264,759 | $2,570,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 56,400 | $2,566,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 77,226 | $2,564,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 86,473 | $2,563,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 45,220 | $2,563,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 69,635 | $2,559,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 90,096 | $2,559,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 65,744 | $2,558,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 16,992 | $2,557,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 63,621 | $2,556,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 229,424 | $2,556,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 205,368 | $2,551,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 522,273 | $2,548,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 67,888 | $2,542,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 46,596 | $2,539,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 50,000 | $2,539,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 43,454 | $2,534,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,450,000 | $2,530,000 | thousands by filing date | principal |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 230,223 | $2,525,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,680,000 | $2,524,000 | thousands by filing date | principal |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 386,182 | $2,521,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 105,322 | $2,518,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 156,281 | $2,516,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 148,963 | $2,515,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 298,700 | $2,512,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 27,037 | $2,509,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 113,654 | $2,506,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 67,932 | $2,502,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 68,088 | $2,502,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 41,850 | $2,502,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 99,813 | $2,501,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10,000 | $2,499,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 99,969 | $2,499,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 280,254 | $2,498,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 296,592 | $2,493,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 20,718 | $2,491,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 44,188 | $2,488,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 40,273 | $2,485,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 70,541 | $2,484,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 77,618 | $2,484,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 79,148 | $2,479,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 42,826 | $2,478,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 50,000 | $2,477,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 56,100 | $2,476,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 54,129 | $2,468,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 40,000 | $2,467,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 40,000 | $2,467,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 17,164 | $2,466,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 38,447 | $2,453,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 133,075 | $2,451,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 96,352 | $2,450,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 59,219 | $2,448,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 42,013 | $2,447,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 80,153 | $2,445,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 36,748 | $2,445,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 254,400 | $2,443,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 64,416 | $2,438,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 67,549 | $2,433,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 52,273 | $2,423,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 2,352,000 | $2,421,000 | thousands by filing date | principal |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 69,701 | $2,420,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,115,000 | $2,420,000 | thousands by filing date | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 81,646 | $2,419,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 54,478 | $2,414,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 171,586 | $2,409,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 191,227 | $2,405,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 133,252 | $2,403,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 73,268 | $2,402,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 35,625 | $2,401,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 56,388 | $2,396,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 40,335 | $2,393,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 75,316 | $2,385,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 30,800 | $2,384,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 42,935 | $2,379,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,010,000 | $2,378,000 | thousands by filing date | principal |
| NATUS MEDICAL INC | 639050103 | COM | 68,247 | $2,374,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 35,654 | $2,372,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 85,057 | $2,371,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 105,097 | $2,369,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 62,942 | $2,368,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 28,318 | $2,365,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 41,179 | $2,364,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 118,000 | $2,364,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 605,830 | $2,363,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 105,343 | $2,363,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 43,607 | $2,357,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 108,470 | $2,352,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 198,493 | $2,352,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 55,658 | $2,350,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 56,865 | $2,349,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 91,396 | $2,349,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 78,720 | $2,346,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 56,710 | $2,345,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 107,575 | $2,343,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 1,974,000 | $2,337,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 59,873 | $2,334,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 35,346 | $2,329,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 94,526 | $2,323,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,025,000 | $2,322,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 630,249 | $2,320,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 53,851 | $2,319,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 13,503 | $2,316,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 74,173 | $2,303,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 66,398 | $2,301,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 116,236 | $2,300,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 172,751 | $2,299,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 86,737 | $2,299,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20,000 | $2,293,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20,000 | $2,293,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 151,086 | $2,292,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,800,000 | $2,282,000 | thousands by filing date | principal |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 174,803 | $2,281,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,338,000 | $2,281,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 89,285 | $2,281,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 65,431 | $2,277,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 487,468 | $2,277,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 209,068 | $2,269,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 255,028 | $2,267,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 57,791 | $2,256,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 79,169 | $2,252,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,270 | $2,250,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 207,177 | $2,248,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,389 | $2,246,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 59,524 | $2,243,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 93,762 | $2,243,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 44,306 | $2,235,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 78,270 | $2,235,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,700 | $2,233,000 | thousands by filing date | put |
| PRA Group Inc | 69354N106 | COM | 57,034 | $2,230,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 54,631 | $2,229,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 27,239 | $2,220,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 31,277 | $2,219,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 302,249 | $2,217,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 114,777 | $2,216,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 37,382 | $2,213,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 121,357 | $2,213,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 77,197 | $2,212,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 46,352 | $2,212,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 52,678 | $2,206,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 134,081 | $2,206,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 102,250 | $2,199,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 32,100 | $2,198,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 60,721 | $2,196,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 45,000 | $2,196,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 45,247 | $2,191,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,963,000 | $2,191,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 137,039 | $2,187,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 38,570 | $2,186,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 64,530 | $2,184,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 32,139 | $2,181,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 105,113 | $2,180,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 65,320 | $2,173,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 80,360 | $2,165,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 301,606 | $2,159,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 44,088 | $2,156,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 103,149 | $2,156,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 2,021,000 | $2,154,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 30,448 | $2,145,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 155,693 | $2,144,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 32,873 | $2,143,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 30,000 | $2,137,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 661,597 | $2,137,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 149,220 | $2,134,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 122,206 | $2,132,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 73,848 | $2,132,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 59,283 | $2,131,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 56,519 | $2,130,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 196,918 | $2,126,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 51,086 | $2,122,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 44,758 | $2,121,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 25,000 | $2,121,000 | thousands by filing date | put |
| HFF INC | 40418F108 | CL A | 70,084 | $2,121,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 84,251 | $2,119,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 27,795 | $2,118,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 28,648 | $2,112,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 56,183 | $2,110,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 238,531 | $2,105,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 52,362 | $2,103,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 46,000 | $2,101,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 48,873 | $2,101,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 40,863 | $2,100,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 45,582 | $2,100,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 70,976 | $2,099,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 87,068 | $2,098,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 58,645 | $2,096,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 107,507 | $2,090,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 273,830 | $2,089,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 273,180 | $2,084,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 130,704 | $2,082,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 100,000 | $2,071,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,000 | $2,067,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 97,593 | $2,050,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 2,415,000 | $2,048,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 330,072 | $2,043,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 62,094 | $2,042,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 73,249 | $2,041,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 247,575 | $2,040,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 107,588 | $2,038,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 177,021 | $2,032,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 89,127 | $2,031,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 45,489 | $2,029,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 55,648 | $2,027,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 54,254 | $2,024,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 57,773 | $2,022,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 53,818 | $2,018,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 27,761 | $2,017,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 14,005 | $2,015,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 99,675 | $2,013,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 73,396 | $2,012,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,330,754 | $2,010,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,445,000 | $2,009,000 | thousands by filing date | principal |
| REPLIGEN CORP COM | 759916109 | Stock | 65,129 | $2,008,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 31,439 | $2,008,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 50,611 | $2,008,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 229,340 | $2,007,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,250,000 | $2,005,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 131,146 | $1,995,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 67,200 | $1,994,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 30,441 | $1,988,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 78,638 | $1,985,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 42,163 | $1,980,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 150,000 | $1,979,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 199,752 | $1,978,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 231,419 | $1,962,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 200,301 | $1,961,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 79,622 | $1,958,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 77,101 | $1,957,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 35,326 | $1,951,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 69,820 | $1,950,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 64,738 | $1,947,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 50,413 | $1,939,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 142,210 | $1,938,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 82,050 | $1,936,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 94,398 | $1,935,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 45,184 | $1,934,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 45,065 | $1,932,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 57,755 | $1,932,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 67,792 | $1,929,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 52,330 | $1,929,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 43,721 | $1,923,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 55,107 | $1,923,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 136,028 | $1,918,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 25,134 | $1,917,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 41,365 | $1,915,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 90,153 | $1,912,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 30,256 | $1,912,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 47,243 | $1,911,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 82,830 | $1,911,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 17,030 | $1,908,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 18,132 | $1,908,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 11,461 | $1,907,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 1,815,000 | $1,906,000 | thousands by filing date | principal |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 33,241 | $1,903,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 94,240 | $1,895,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 41,606 | $1,895,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 179,529 | $1,894,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 26,551 | $1,892,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 110,751 | $1,891,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 156,115 | $1,889,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 131,618 | $1,883,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 40,677 | $1,882,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 216,276 | $1,876,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 102,720 | $1,866,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 173,150 | $1,863,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 156,400 | $1,861,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 55,475 | $1,856,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 25,442 | $1,853,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 25,000 | $1,852,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 10,882 | $1,848,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 209,267 | $1,844,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 341,813 | $1,841,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 143,748 | $1,839,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 1,800,000 | $1,836,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007309 | this filing | 2017-02-14 | acceptance time not in the bulk data set |