13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,074 holding rows worth $100,445,149,000.
- Accession
- 0001140361-17-007309
- Filer
- CIK 824468
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,062 entries on the cover page, a total value of $100,445,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,445,149,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 258,352 | $449,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 53,183 | $446,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 30,000 | $445,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 41,804 | $445,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 63,620 | $442,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 70,281 | $442,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 31,724 | $441,000 | thousands by filing date | |
| WESTPAC BKG CORP NOTE | 961214DF7 | NOTE 4.322%11/2 | 440,000 | $441,000 | thousands by filing date | principal |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,740 | $440,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 33,522 | $439,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 450,000 | $439,000 | thousands by filing date | principal |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 435,000 | $438,000 | thousands by filing date | principal |
| VERA BRADLEY INC | 92335C106 | COM | 37,295 | $436,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 142,179 | $434,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 27,736 | $434,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 30,265 | $434,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,535 | $433,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 24,901 | $433,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 176,080 | $431,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 103,475 | $428,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 33,229 | $425,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 52,349 | $425,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 34,677 | $424,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 43,965 | $424,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,148 | $419,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 21,871 | $419,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 595,000 | $417,000 | thousands by filing date | principal |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 292,781 | $416,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 142,335 | $414,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 27,442 | $413,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 580,000 | $413,000 | thousands by filing date | principal |
| BANCORP INC DEL | 05969A105 | COM | 52,300 | $411,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,922 | $411,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 49,401 | $410,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 42,026 | $410,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 64,633 | $409,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 25,174 | $409,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 29,365 | $408,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 28,270 | $408,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 8,809 | $407,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 34,561 | $407,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 11,887 | $405,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 13,213 | $402,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,051 | $402,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 410,000 | $402,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 21,372 | $401,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 30,589 | $399,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 11,603 | $399,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 36,508 | $396,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 40,228 | $396,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 18,246 | $395,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 13,262 | $394,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 60,062 | $393,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 49,509 | $393,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 39,558 | $391,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 120,985 | $391,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 150,409 | $391,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 18,285 | $391,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 115,295 | $390,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 14,604 | $388,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 27,717 | $387,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 53,910 | $385,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 16,979 | $382,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,100 | $379,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 405,000 | $379,000 | thousands by filing date | principal |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 23,754 | $378,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 6,114 | $377,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 184,451 | $376,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 15,623 | $375,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 18,078 | $374,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 13,029 | $371,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 54,028 | $370,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 51,891 | $368,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 19,979 | $367,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 19,130 | $365,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 8,695 | $363,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 405,000 | $363,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 39,666 | $362,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 30,522 | $359,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 89,663 | $359,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 101,384 | $359,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 385,000 | $359,000 | thousands by filing date | principal |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 19,197 | $359,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 90,105 | $358,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 41,837 | $355,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 10,152 | $354,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 28,523 | $354,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 129,199 | $353,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 65,317 | $353,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 141,220 | $352,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 19,896 | $351,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 4,180 | $349,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 33,451 | $348,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 75,281 | $347,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 8,923 | $347,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 13,793 | $347,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 18,229 | $347,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 430,000 | $345,000 | thousands by filing date | principal |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 18,867 | $344,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 44,543 | $343,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 93,400 | $343,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 370,000 | $343,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 11,008 | $341,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 33,192 | $341,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 477,000 | $340,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 334,000 | $337,000 | thousands by filing date | principal |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 16,904 | $337,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 3,447 | $333,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 49,813 | $333,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,606 | $333,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 88,301 | $332,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 32,692 | $332,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 43,555 | $332,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,050 | $330,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 12,352 | $330,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 16,202 | $330,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 9,185 | $329,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 86,122 | $327,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 31,755 | $327,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 45,902 | $327,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,647 | $326,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 12,264 | $325,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 290,000 | $325,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 20,082 | $324,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 11,566 | $324,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,798 | $323,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 10,640 | $323,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 57,845 | $323,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 155,537 | $322,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 10,092 | $322,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 12,475 | $321,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 49,036 | $321,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 54,360 | $319,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 19,274 | $318,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 20,869 | $318,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 27,931 | $318,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 115,000 | $317,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 16,931 | $317,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 40,262 | $315,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 30,117 | $315,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 21,149 | $315,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 14,280 | $314,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 27,373 | $313,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,000 | $311,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 25,745 | $311,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 33,503 | $311,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 17,698 | $310,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 61,160 | $310,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 107,394 | $308,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 90,398 | $308,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 23,765 | $307,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 52,839 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 15,834 | $306,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 41,162 | $305,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 17,645 | $305,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 430,000 | $305,000 | thousands by filing date | principal |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 17,380 | $304,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 17,161 | $304,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 16,211 | $303,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,672 | $303,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,953 | $303,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 38,210 | $303,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 6,093 | $301,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 28,931 | $301,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 37,993 | $299,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 16,066 | $298,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 11,912 | $297,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 10,243 | $296,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 9,048 | $295,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,404 | $294,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,448 | $292,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 61,884 | $292,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,745 | $292,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 18,737 | $290,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 26,600 | $290,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 18,493 | $290,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 20,035 | $288,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 10,772 | $288,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 19,683 | $287,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 21,427 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,861 | $286,000 | thousands by filing date | |
| Egalet Corporation | 28226BAB0 | Note 5.50% 4/1/20 | 330,000 | $286,000 | thousands by filing date | principal |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 15,770 | $285,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 8,102 | $285,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 6,858 | $284,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 11,077 | $283,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 9,163 | $283,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 54,596 | $282,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 38,579 | $282,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 280,000 | $280,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 28,096 | $279,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 57,344 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,956 | $277,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 14,848 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 5,637 | $276,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 10,105 | $275,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 40,083 | $272,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 60,790 | $272,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,773 | $271,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 21,975 | $270,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 14,998 | $270,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 68,345 | $269,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 8,409 | $269,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 26,964 | $268,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 9,539 | $268,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 21,723 | $267,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 9,298 | $266,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 137,106 | $266,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 11,473 | $265,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 99,163 | $265,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 5,000 | $265,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 28,641 | $264,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 28,289 | $264,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 17,318 | $262,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 47,453 | $261,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 15,690 | $260,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 20,002 | $260,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 20,093 | $260,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,133 | $259,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 39,117 | $259,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $256,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 42,407 | $256,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 30,140 | $256,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 78,791 | $256,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 23,580 | $255,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 18,521 | $255,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 27,074 | $254,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,030 | $253,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 8,214 | $252,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 113,591 | $251,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 56,875 | $251,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 53,620 | $250,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 20,479 | $249,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 17,595 | $247,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 14,588 | $247,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 59,657 | $245,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 14,442 | $245,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 11,899 | $244,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 25,612 | $243,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 6,125 | $243,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 10,815 | $242,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,000 | $241,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 78,456 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,100 | $240,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,493 | $239,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 28,386 | $239,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 15,328 | $238,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 34,252 | $238,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 1,318 | $237,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 31,468 | $236,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 104,421 | $236,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 36,392 | $236,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 8,268 | $233,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,536 | $230,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,929 | $230,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 10,496 | $230,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,738 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,882 | $229,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 24,448 | $229,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 29,868 | $228,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,700 | $227,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 8,351 | $226,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 87,403 | $225,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 84,124 | $225,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,394 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,494 | $224,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,708 | $224,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 14,817 | $224,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 10,272 | $223,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 18,155 | $223,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 22,885 | $222,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 28,000 | $222,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 10,858 | $222,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 41,655 | $222,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 69,913 | $222,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 6,619 | $221,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 14,114 | $221,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 24,741 | $221,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 18,712 | $220,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 22,740 | $220,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 290,000 | $218,000 | thousands by filing date | principal |
| DAILY JOURNAL CORP | 233912104 | COM | 894 | $217,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,723 | $217,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 33,292 | $217,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 9,964 | $217,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 5,698 | $217,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 30,272 | $215,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 8,863 | $214,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 69,565 | $214,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 11,948 | $213,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 6,276 | $212,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,956 | $211,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,849 | $211,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 14,458 | $210,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 6,000 | $210,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 20,182 | $210,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 7,990 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,813 | $209,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 12,510 | $208,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,107 | $207,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 13,690 | $206,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 235,268 | $206,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 43,363 | $206,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 50,373 | $206,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 20,743 | $206,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 25,315 | $206,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 171,115 | $204,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 13,257 | $204,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 13,475 | $203,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 72,567 | $203,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 51,615 | $203,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 18,817 | $202,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 13,338 | $202,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,124 | $201,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 10,687 | $201,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 16,652 | $201,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 49,795 | $201,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 26,835 | $198,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 16,772 | $196,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 28,192 | $196,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 24,197 | $196,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 49,004 | $194,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 12,457 | $194,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,470 | $193,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,638 | $191,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 200,005 | $191,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,273 | $190,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 22,167 | $190,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,787 | $189,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 296,822 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $188,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,684 | $188,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 11,123 | $188,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 156,560 | $188,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 14,386 | $187,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 18,347 | $186,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $185,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 192,000 | $185,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 15,093 | $183,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 25,310 | $182,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 33,593 | $181,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 12,999 | $180,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 40,642 | $177,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 21,475 | $176,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 89,100 | $176,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 31,688 | $175,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 62,891 | $174,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 14,301 | $173,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 37,882 | $173,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 14,297 | $173,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 15,602 | $173,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 35,065 | $172,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 11,258 | $170,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 22,285 | $170,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 36,539 | $169,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 17,859 | $168,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 17,940 | $168,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 17,181 | $167,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 24,180 | $167,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 16,824 | $166,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 17,979 | $166,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 105,984 | $165,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 11,025 | $165,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 19,604 | $164,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 66,910 | $164,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 20,484 | $163,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 11,182 | $163,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 12,379 | $162,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 14,360 | $162,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 12,061 | $162,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 10,621 | $161,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 22,095 | $160,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 16,940 | $159,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 28,363 | $159,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 53,772 | $159,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,427 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $155,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 17,839 | $155,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 21,215 | $155,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 16,930 | $154,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,923 | $153,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 12,723 | $151,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 64,173 | $148,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 48,758 | $147,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 24,938 | $147,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 116,200 | $146,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 23,521 | $145,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 15,644 | $145,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 11,223 | $145,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 25,382 | $143,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 29,091 | $143,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 33,479 | $143,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 18,881 | $142,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 24,720 | $142,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 12,735 | $139,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 90,120 | $138,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 11,170 | $138,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,078 | $138,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 22,293 | $137,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 56,181 | $137,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 10,765 | $135,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 37,236 | $134,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 12,506 | $133,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,846 | $132,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 58,777 | $130,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 11,747 | $130,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 21,808 | $129,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,438 | $129,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 73,233 | $129,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 29,646 | $128,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 30,142 | $127,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,266 | $125,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 28,488 | $124,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 11,483 | $123,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 12,101 | $123,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 14,484 | $122,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 38,459 | $122,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 26,220 | $122,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 20,584 | $121,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,800 | $121,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 27,621 | $121,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,529 | $120,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 22,443 | $120,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,592 | $120,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 11,487 | $120,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 23,637 | $120,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 30,518 | $118,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 12,800 | $118,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 55,614 | $118,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 18,102 | $117,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 41,079 | $117,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,485 | $115,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 11,018 | $115,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 50,131 | $115,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 19,104 | $114,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 12,708 | $114,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 23,639 | $113,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,405 | $112,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 19,074 | $112,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,529 | $110,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 15,565 | $110,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 22,076 | $110,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 28,945 | $109,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 137,779 | $109,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 21,022 | $107,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 21,847 | $107,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,395 | $106,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 20,311 | $103,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 17,260 | $103,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 15,560 | $102,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,061 | $101,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 12,311 | $100,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 26,923 | $100,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 11,501 | $98,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987MAE9 | CONV | 105,000 | $96,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 183,555 | $95,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 60,781 | $95,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 19,705 | $95,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 60,910 | $94,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 23,327 | $93,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 15,544 | $91,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 15,020 | $91,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,203 | $90,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,400 | $88,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 23,908 | $88,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 17,425 | $88,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 30,030 | $88,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 17,533 | $88,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 34,283 | $87,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,112 | $87,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,300 | $86,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 14,662 | $86,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 17,510 | $85,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 12,001 | $85,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 30,327 | $84,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,637 | $84,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 115,035 | $84,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 80,000 | $84,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 11,365 | $83,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 24,708 | $82,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 15,238 | $81,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 24,423 | $79,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 11,905 | $79,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 14,800 | $78,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 28,804 | $75,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 10,544 | $75,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 28,359 | $75,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 113,432 | $73,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 13,680 | $72,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 28,564 | $72,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 54,163 | $72,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 13,578 | $71,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 18,053 | $69,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 45,197 | $68,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,913 | $66,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 14,749 | $66,000 | thousands by filing date | |
| INSPIREMD INC | 45779A804 | COM PAR | 26,326 | $66,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 10,896 | $66,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 15,511 | $65,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,760 | $64,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007309 | this filing | 2017-02-14 | acceptance time not in the bulk data set |