13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,074 holding rows worth $100,445,149,000.
- Accession
- 0001140361-17-007309
- Filer
- CIK 824468
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,062 entries on the cover page, a total value of $100,445,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,445,149,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 465,876 | $14,197,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 9,000,000 | $14,191,000 | thousands by filing date | principal |
| NISOURCE INC COM | 65473P105 | Stock | 640,810 | $14,187,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 450,394 | $14,180,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 239,650 | $14,162,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 120,652 | $14,137,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 116,374 | $14,118,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 212,211 | $14,114,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 288,102 | $14,053,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 283,402 | $14,033,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 187,684 | $13,952,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 287,313 | $13,952,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 365,468 | $13,932,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 562,284 | $13,855,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 258,797 | $13,835,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 262,106 | $13,832,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 304,285 | $13,796,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 613,098 | $13,757,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,010,939 | $13,739,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 78,468 | $13,727,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 228,035 | $13,723,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 275,211 | $13,710,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 302,677 | $13,705,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 13,345,000 | $13,695,000 | thousands by filing date | principal |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 901,464 | $13,648,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 854,000 | $13,647,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 238,311 | $13,584,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 447,205 | $13,560,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 115,677 | $13,522,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 126,685 | $13,477,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 250,000 | $13,473,000 | thousands by filing date | put |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 11,461,000 | $13,468,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 158,482 | $13,447,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 925,687 | $13,441,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 176,739 | $13,441,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 65,121 | $13,370,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 839,871 | $13,363,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,998,662 | $13,345,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 11,875,000 | $13,278,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,164,500 | $13,205,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 797,784 | $13,172,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 658,144 | $13,149,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 249,305 | $13,146,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 367,386 | $13,146,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 186,570 | $13,102,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 683,800 | $13,047,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 390,672 | $13,029,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 196,908 | $13,013,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 644,111 | $13,003,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 164,890 | $12,990,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 210,064 | $12,985,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 150,000 | $12,983,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 792,900 | $12,924,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 151,193 | $12,829,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 372,791 | $12,810,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 200,000 | $12,780,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 160,411 | $12,760,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 110,000 | $12,733,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 770,216 | $12,709,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 498,793 | $12,668,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 514,895 | $12,657,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 110,000 | $12,656,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 499,784 | $12,649,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 322,304 | $12,640,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 244,768 | $12,592,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 283,900 | $12,586,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 540,616 | $12,571,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 146,340 | $12,553,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 238,346 | $12,535,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 145,771 | $12,528,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,016,283 | $12,500,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 597,778 | $12,500,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 75,200 | $12,482,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 152,592 | $12,481,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,067,998 | $12,412,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 401,078 | $12,385,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 189,397 | $12,363,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 229,059 | $12,363,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 180,000 | $12,298,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 884,545 | $12,267,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 165,979 | $12,256,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 160,595 | $12,217,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 171,508 | $12,181,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 438,257 | $12,166,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 167,400 | $12,151,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 380,103 | $12,141,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 281,230 | $12,074,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 184,500 | $12,050,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 110,454 | $12,042,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 304,827 | $12,022,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 413,783 | $12,008,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 284,549 | $12,000,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 141,197 | $11,976,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 166,793 | $11,971,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 310,400 | $11,935,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 152,106 | $11,926,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 439,537 | $11,881,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 123,330 | $11,857,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 82,362 | $11,813,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,087,737 | $11,770,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 85,555 | $11,727,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 362,250 | $11,697,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 120,371 | $11,684,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 809,979 | $11,656,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 10,855,000 | $11,654,000 | thousands by filing date | principal |
| TESARO INC | 881569107 | COM | 86,378 | $11,616,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 873,521 | $11,592,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 185,000 | $11,585,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 398,600 | $11,579,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 323,584 | $11,559,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 375,042 | $11,558,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 205,900 | $11,537,000 | thousands by filing date | call |
| MTGE INVT CORP COM | 55378A105 | REIT | 734,430 | $11,530,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 162,453 | $11,478,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 454,764 | $11,469,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 843,300 | $11,469,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 618,472 | $11,466,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 228,178 | $11,450,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 889,565 | $11,448,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 109,300 | $11,437,000 | thousands by filing date | put |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 12,520,000 | $11,430,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 109,026 | $11,413,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,002,576 | $11,409,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 199,076 | $11,407,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 230,852 | $11,395,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 253,923 | $11,360,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 463,778 | $11,359,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 179,242 | $11,343,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 618,742 | $11,330,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 161,700 | $11,275,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 268,922 | $11,263,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 245,348 | $11,247,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 10,971,000 | $11,239,000 | thousands by filing date | principal |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,240,187 | $11,223,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 442,652 | $11,182,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 200,000 | $11,114,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 229,200 | $11,084,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 547,400 | $11,057,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 105,000 | $11,047,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 239,309 | $11,028,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 87,597 | $11,022,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,079,013 | $11,018,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 237,944 | $11,009,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,088,233 | $11,001,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,854,826 | $10,991,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,246,691 | $10,973,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 118,017 | $10,959,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 10,555,000 | $10,957,000 | thousands by filing date | principal |
| COLONY STARWOOD | 19625X102 | Common Stock | 379,832 | $10,942,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 354,090 | $10,931,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,113,604 | $10,925,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,282,038 | $10,911,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 227,649 | $10,910,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 96,300 | $10,909,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 51,000 | $10,898,000 | thousands by filing date | put |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 446,034 | $10,866,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 211,722 | $10,815,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 9,190,000 | $10,799,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 95,100 | $10,773,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 146,540 | $10,763,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 349,900 | $10,763,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 940,311 | $10,757,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,512,010 | $10,736,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 105,981 | $10,709,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 348,794 | $10,703,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,098,000 | $10,698,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 349,449 | $10,690,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 342,754 | $10,669,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 192,529 | $10,668,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 250,164 | $10,640,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 701,163 | $10,635,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,030,299 | $10,623,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 178,722 | $10,607,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 205,000 | $10,600,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 180,000 | $10,597,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,258,085 | $10,593,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 191,451 | $10,579,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 66,373 | $10,568,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 323,080 | $10,559,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 194,842 | $10,558,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 75,000 | $10,534,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 147,452 | $10,514,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 8,200,000 | $10,445,000 | thousands by filing date | principal |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 63,900 | $10,443,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 270,000 | $10,441,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 13,900 | $10,423,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 480,838 | $10,406,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 246,523 | $10,371,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 197,421 | $10,368,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 322,904 | $10,362,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 195,100 | $10,361,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 286,972 | $10,351,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 776,533 | $10,320,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 239,713 | $10,310,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 214,953 | $10,283,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 83,943 | $10,269,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 859,121 | $10,225,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 120,960 | $10,215,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 381,296 | $10,211,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 107,507 | $10,134,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 181,482 | $10,124,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 199,004 | $10,112,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 763,500 | $10,071,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 700,691 | $10,068,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 179,512 | $10,065,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 465,574 | $10,057,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 314,752 | $10,022,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 655,132 | $9,991,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,210,506 | $9,985,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 263,493 | $9,983,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 518,370 | $9,978,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 349,049 | $9,861,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 140,070 | $9,860,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 245,553 | $9,827,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 190,000 | $9,825,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 9,950,000 | $9,813,000 | thousands by filing date | principal |
| ITT INC COM | 45073V108 | Stock | 254,229 | $9,806,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 7,226,000 | $9,788,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 150,000 | $9,780,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 120,000 | $9,768,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 404,907 | $9,734,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 297,012 | $9,709,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 8,940,000 | $9,700,000 | thousands by filing date | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 108,905 | $9,679,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 152,086 | $9,675,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 94,617 | $9,613,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 90,310 | $9,603,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 465,158 | $9,581,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 99,045 | $9,562,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 129,261 | $9,552,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 390,567 | $9,541,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 639,712 | $9,538,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 584,900 | $9,534,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,093,958 | $9,529,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 350,126 | $9,524,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 9,866,000 | $9,508,000 | thousands by filing date | principal |
| YUM BRANDS INC COM | 988498101 | Stock | 150,000 | $9,500,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 624,611 | $9,488,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 182,503 | $9,461,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 81,144 | $9,455,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,344,366 | $9,437,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 429,382 | $9,425,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 173,259 | $9,422,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 270,232 | $9,418,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 572,265 | $9,403,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 322,852 | $9,399,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 190,000 | $9,382,000 | thousands by filing date | call |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 322,344 | $9,377,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 93,650 | $9,368,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 179,748 | $9,363,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 160,000 | $9,350,000 | thousands by filing date | call |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 616,160 | $9,347,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 492,707 | $9,343,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,098,159 | $9,326,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 583,300 | $9,321,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 143,319 | $9,314,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 283,571 | $9,289,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 129,941 | $9,273,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 50,288 | $9,261,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 163,541 | $9,207,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 237,604 | $9,195,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 216,312 | $9,195,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 8,835,000 | $9,194,000 | thousands by filing date | principal |
| SPIRE INC | 84857L101 | COM | 142,087 | $9,170,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 525,413 | $9,147,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 202,473 | $9,134,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 396,179 | $9,107,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 122,922 | $9,105,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 8,700,000 | $8,999,000 | thousands by filing date | principal |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 176,941 | $8,976,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 58,507 | $8,962,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 540,350 | $8,910,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 572,879 | $8,880,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 247,006 | $8,875,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 347,408 | $8,852,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 91,762 | $8,850,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 313,602 | $8,847,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 405,136 | $8,845,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 357,560 | $8,836,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 191,375 | $8,828,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 765,043 | $8,820,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 149,894 | $8,807,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 320,588 | $8,777,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 808,060 | $8,742,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 275,834 | $8,730,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 695,384 | $8,706,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 338,177 | $8,661,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 112,500 | $8,656,000 | thousands by filing date | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 97,164 | $8,626,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 140,299 | $8,606,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 575,485 | $8,604,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 162,000 | $8,602,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 8,364,000 | $8,594,000 | thousands by filing date | principal |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 365,017 | $8,571,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 6,700,000 | $8,571,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 75,000 | $8,559,000 | thousands by filing date | call |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 152,542 | $8,559,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 167,954 | $8,508,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 126,432 | $8,501,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,701,398 | $8,482,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 93,800 | $8,466,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 444,771 | $8,451,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 170,539 | $8,448,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 517,457 | $8,445,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 68,700 | $8,431,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 124,570 | $8,425,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 229,385 | $8,414,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 106,800 | $8,412,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 1,098,036 | $8,367,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 74,196 | $8,360,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 9,000,000 | $8,359,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 7,787,000 | $8,337,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 191,535 | $8,326,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 288,695 | $8,305,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 163,283 | $8,299,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 117,940 | $8,293,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 504,968 | $8,282,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 147,658 | $8,276,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 74,793 | $8,248,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 152,803 | $8,225,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 546,763 | $8,223,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 237,060 | $8,222,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 7,938,000 | $8,206,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 554,967 | $8,180,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 165,770 | $8,178,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,443,000 | $8,122,000 | thousands by filing date | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 313,765 | $8,108,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 178,127 | $8,106,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 280,266 | $8,099,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 8,765,000 | $8,091,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 130,000 | $8,089,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 271,546 | $8,078,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 127,459 | $8,075,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 283,923 | $8,063,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 438,051 | $8,051,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 76,400 | $8,038,000 | thousands by filing date | call |
| CARE CAP PPTYS INC | 141624106 | COM | 321,079 | $8,027,000 | thousands by filing date | |
| VTI | 922908769 | COM | 69,531 | $8,019,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 345,188 | $8,005,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 408,116 | $7,995,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 315,670 | $7,980,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 139,412 | $7,947,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 407,611 | $7,915,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 7,946,000 | $7,906,000 | thousands by filing date | principal |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 489,364 | $7,903,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 619,350 | $7,902,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 189,238 | $7,901,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 85,000 | $7,883,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 102,813 | $7,879,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 191,576 | $7,870,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 48,768 | $7,858,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 50,314 | $7,856,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 524,531 | $7,815,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 67,375 | $7,807,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 53,130 | $7,806,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 677,403 | $7,790,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 91,779 | $7,785,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 50,000 | $7,784,000 | thousands by filing date | call |
| MASIMO CORP COM | 574795100 | Stock | 115,467 | $7,783,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 309,176 | $7,782,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 173,332 | $7,776,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 69,295 | $7,765,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 145,200 | $7,751,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 188,724 | $7,744,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 51,575 | $7,736,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 200,859 | $7,693,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,610,000 | $7,676,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 461,831 | $7,675,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 705,354 | $7,668,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 193,086 | $7,666,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 188,233 | $7,662,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 750,000 | $7,658,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 300,000 | $7,653,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 300,000 | $7,653,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 656,670 | $7,645,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 360,203 | $7,641,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 707,195 | $7,638,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 457,155 | $7,630,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 197,979 | $7,625,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 115,219 | $7,623,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 184,491 | $7,609,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 66,575 | $7,595,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 263,320 | $7,589,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 240,000 | $7,584,000 | thousands by filing date | call |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 160,045 | $7,559,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 200,001 | $7,558,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 679,917 | $7,548,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 124,086 | $7,530,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 150,000 | $7,521,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 262,852 | $7,485,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 289,190 | $7,479,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 142,468 | $7,472,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 154,005 | $7,452,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 195,000 | $7,435,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 211,010 | $7,435,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 233,038 | $7,422,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 61,282 | $7,417,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 339,048 | $7,416,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 192,685 | $7,387,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 142,741 | $7,357,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 155,743 | $7,317,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 7,005,000 | $7,299,000 | thousands by filing date | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 404,581 | $7,294,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 115,728 | $7,293,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 87,065 | $7,292,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 469,034 | $7,270,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 688,687 | $7,212,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 87,373 | $7,198,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 335,569 | $7,179,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 219,800 | $7,139,000 | thousands by filing date | call |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 334,092 | $7,133,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 96,046 | $7,124,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100,000 | $7,123,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 115,929 | $7,118,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,157,039 | $7,081,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 181,766 | $7,080,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 470,232 | $7,076,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 503,419 | $7,047,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 210,300 | $7,037,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 637,484 | $7,026,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 243,500 | $7,020,000 | thousands by filing date | put |
| ISHARES TR | 464287564 | SELECT US REIT | 70,446 | $7,019,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 404,625 | $7,012,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 58,977 | $7,010,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,492,437 | $7,005,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 166,294 | $6,997,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 81,536 | $6,976,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 791,454 | $6,973,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 274,618 | $6,968,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 219,432 | $6,967,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 128,482 | $6,959,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 189,651 | $6,957,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 57,946 | $6,955,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 128,865 | $6,953,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 189,476 | $6,941,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 223,645 | $6,932,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 362,920 | $6,920,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 209,337 | $6,911,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 179,946 | $6,907,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 65,046 | $6,904,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 104,809 | $6,887,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 159,492 | $6,882,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 316,327 | $6,852,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 307,331 | $6,842,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,900,000 | $6,842,000 | thousands by filing date | principal |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 49,209 | $6,833,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 69,253 | $6,812,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 424,740 | $6,791,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 63,020 | $6,775,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 152,600 | $6,765,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R106 | CL A | 333,358 | $6,751,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 540,736 | $6,717,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 159,235 | $6,712,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 178,667 | $6,690,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 200,000 | $6,670,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 177,129 | $6,667,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 54,196 | $6,667,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 137,250 | $6,637,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 32,500 | $6,631,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 32,500 | $6,631,000 | thousands by filing date | call |
| DEVRY INC DEL | 251893103 | COM | 212,082 | $6,617,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 241,102 | $6,609,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 76,388 | $6,599,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 117,434 | $6,594,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,319,393 | $6,584,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 6,465,000 | $6,571,000 | thousands by filing date | principal |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 138,166 | $6,554,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 492,593 | $6,552,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 416,446 | $6,551,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 102,151 | $6,537,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 172,085 | $6,519,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 354,080 | $6,518,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 530,820 | $6,513,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 178,558 | $6,511,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 6,490,000 | $6,511,000 | thousands by filing date | principal |
| GRANITE CONSTR INC COM | 387328107 | Stock | 118,126 | $6,498,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 181,873 | $6,456,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 117,274 | $6,451,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 134,851 | $6,449,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 91,533 | $6,448,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 118,705 | $6,425,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 104,096 | $6,423,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 143,102 | $6,384,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 178,681 | $6,360,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 400,000 | $6,360,000 | thousands by filing date | put |
| NVR INC COM | 62944T105 | Stock | 3,799 | $6,341,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 226,428 | $6,340,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 210,379 | $6,339,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 253,602 | $6,327,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 69,454 | $6,321,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 107,974 | $6,311,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 97,480 | $6,298,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 127,944 | $6,294,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 40,702 | $6,284,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 321,131 | $6,278,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 6,269,968 | $6,270,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 59,544 | $6,263,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 329,623 | $6,260,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 100,000 | $6,229,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 127,369 | $6,208,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007309 | this filing | 2017-02-14 | acceptance time not in the bulk data set |