13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,736 holding rows worth $184,585,168,000.
- Accession
- 0001140361-17-007017
- Filer
- CIK 1000275
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 26,434 entries on the cover page, a total value of $184,585,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,585,168,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,000 | $374,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 166,051 | $374,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 25,085 | $374,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 16,368 | $373,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 5,663 | $373,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,800 | $373,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 12,758 | $373,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 14,730 | $373,000 | thousands by filing date | principal |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 16,675 | $373,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 40,000 | $372,000 | thousands by filing date | put |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 23,979 | $371,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 53,700 | $371,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 30,164 | $370,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,427 | $370,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 11,304 | $370,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 71,518 | $370,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,700 | $369,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,675 | $369,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 20,422 | $369,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 30,363 | $369,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 27,395 | $368,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,700 | $367,000 | thousands by filing date | put |
| TIER REIT COM | 88650V208 | COM NEW | 21,138 | $367,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,551 | $366,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 18,901 | $366,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 9,445 | $366,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 27,092 | $365,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 4,779 | $365,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 15,301 | $365,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,954 | $364,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,000 | $364,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 5,752 | $363,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 14,377 | $363,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 24,036 | $362,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 15,639 | $362,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 11,308 | $362,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 27,465 | $361,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 17,613 | $361,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 104,475 | $361,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 30,000 | $360,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 54,893 | $360,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 12,273 | $360,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,476 | $359,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 47,787 | $359,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,246 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 14,491 | $358,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 24,072 | $358,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 19,841 | $357,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 80,000 | $356,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 29,006 | $356,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 20,095 | $356,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 22,592 | $355,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 12,448 | $355,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 24,464 | $354,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,835 | $353,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 13,787 | $353,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 35,504 | $353,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 15,247 | $353,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 8,572 | $353,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 26,028 | $352,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 22,719 | $352,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 271,083 | $352,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 16,556 | $351,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 44,686 | $351,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 41,454 | $351,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 51,488 | $351,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,902 | $348,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 26,739 | $348,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 7,102 | $347,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 28,790 | $347,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 15,818 | $347,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 19,883 | $347,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 19,257 | $346,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 73,580 | $346,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 135,846 | $346,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 15,529 | $346,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 18,394 | $346,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 15,485 | $346,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,900 | $345,000 | thousands by filing date | put |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 6,742 | $345,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 26,908 | $345,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 12,947 | $344,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 8,868 | $344,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,951 | $344,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,416 | $344,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 39,271 | $344,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 460,837 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 12,349 | $343,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 15,254 | $343,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 5,244 | $342,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 39,409 | $342,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 16,796 | $342,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 18,343 | $342,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 12,849 | $341,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 19,251 | $341,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 38,281 | $341,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 12,500 | $340,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 12,500 | $340,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 5,987 | $340,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 6,033 | $339,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 63,991 | $338,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 18,236 | $338,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 17,577 | $338,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 6,771 | $338,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 13,968 | $338,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 77,510 | $337,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 14,126 | $337,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 8,605 | $335,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,429 | $335,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,567 | $334,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 22,108 | $334,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 13,775 | $334,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 32,597 | $333,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 10,743 | $333,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,893 | $332,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,974 | $332,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 19,578 | $331,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,996 | $331,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 44,435 | $329,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 23,862 | $329,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,517 | $328,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 8,918 | $328,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,360 | $328,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 56,031 | $328,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 8,123 | $327,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 11,598 | $326,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 12,775 | $326,000 | thousands by filing date | call |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 29,364 | $326,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 50,982 | $325,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 17,562 | $324,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 27,718 | $323,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 9,453 | $322,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 51,570 | $322,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 10,315 | $321,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 4,049 | $321,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 34,381 | $321,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 32,609 | $321,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 17,900 | $321,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 2,857,100 | $321,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,000 | $320,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 10,608 | $319,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 72,560 | $319,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 93,720 | $319,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,596 | $318,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,450 | $318,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 44,235 | $317,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 25,303 | $317,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 31,083 | $317,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 9,935 | $316,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,598 | $315,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,740 | $315,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 24,200 | $315,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 19,636 | $315,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 38,361 | $314,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 18,048 | $314,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 9,358 | $314,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 37,020 | $314,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 11,084 | $314,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,500 | $313,000 | thousands by filing date | call |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 16,429 | $313,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 13,569 | $313,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 12,371 | $313,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 16,650 | $313,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 16,073 | $312,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 20,070 | $312,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,701 | $312,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 18,316 | $312,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 271,930 | $312,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 42,244 | $311,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 38,826 | $311,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 154,784 | $311,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 10,061 | $311,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,584 | $310,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 34,701 | $310,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 26,633 | $310,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 299,000 | $310,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 400 | $309,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,563 | $309,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 29,634 | $309,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 21,418 | $309,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 19,944 | $309,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 6,183 | $308,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 7,310 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 19,921 | $308,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 194,770 | $308,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,505 | $307,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 8,141 | $307,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 12,301 | $307,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,319 | $306,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,978 | $305,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 30,610 | $305,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 14,333 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 14,390 | $304,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 6,717 | $304,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,813 | $303,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 242,478 | $303,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 16,886 | $302,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 6,002 | $301,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 6,009 | $301,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 41,465 | $301,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 22,833 | $300,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,876 | $300,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 11,044 | $300,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 22,566 | $300,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 28,005 | $300,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 9,918 | $299,000 | thousands by filing date | principal |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 5,973 | $299,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 5,416 | $298,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 6,869 | $298,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,600 | $298,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,045 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 21,706 | $295,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,504 | $295,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 24,747 | $295,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 53,721 | $295,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 39,977 | $295,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 9,043 | $294,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 27,645 | $294,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 6,846 | $293,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 11,973 | $292,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 8,403 | $292,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 20,674 | $292,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 42,150 | $291,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 23,373 | $291,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 28,633 | $290,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 26,961 | $290,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 339,571 | $289,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,500 | $288,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 2,500 | $288,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,527 | $288,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 37,565 | $288,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 15,625 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 7,459 | $288,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 42,271 | $287,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 20,033 | $287,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,000 | $286,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 280,000 | $286,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 42,112 | $285,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,921 | $285,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,077 | $284,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $284,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 11,876 | $284,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 15,054 | $284,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 14,193 | $284,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 11,879 | $283,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 6,303 | $283,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 27,085 | $283,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 22,100 | $283,000 | thousands by filing date | call |
| NEFF CORP COM CL A | 640094207 | Stock | 20,050 | $283,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,698 | $282,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 30,783 | $282,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,400 | $280,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,365 | $280,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 6,858 | $279,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 50,709 | $279,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 10,000 | $279,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 26,522 | $279,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 33,743 | $279,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 10,571 | $278,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 13,000 | $277,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 8,923 | $276,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 24,561 | $276,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,290 | $276,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 32,733 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,553 | $275,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 19,793 | $275,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,353 | $274,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 25,256 | $274,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 11,051 | $274,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,300 | $273,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,230 | $273,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 60,277 | $273,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 15,726 | $273,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,446 | $273,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 10,191 | $272,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 20,460 | $271,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 19,728 | $271,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 16,948 | $271,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,930 | $270,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 324 | $270,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 25,143 | $270,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 6,906 | $269,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 29,478 | $269,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 33,451 | $269,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 41,366 | $269,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 13,448 | $268,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,700 | $268,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 21,557 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 9,815 | $268,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 22,849 | $268,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 14,474 | $267,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,979 | $266,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 34,600 | $266,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 12,752 | $266,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 9,850 | $266,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,195 | $266,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $266,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $266,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 28,152 | $266,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,638 | $265,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 16,868 | $263,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,804 | $263,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 47,363 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 7,325 | $262,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $261,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 270,000 | $260,000 | thousands by filing date | principal |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 14,449 | $260,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 17,015 | $260,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,928 | $259,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 39,842 | $259,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 21,064 | $259,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 7,028 | $259,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 7,744 | $258,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 920,407 | $258,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,488 | $257,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 17,377 | $257,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 20,431 | $257,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 14,149 | $257,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,111 | $256,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 9,493 | $256,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 17,410 | $256,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,762 | $256,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 5,898 | $256,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 21,208 | $256,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 5,365 | $256,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 7,878 | $255,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 27,742 | $255,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 5,928 | $255,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 7,890 | $255,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 15,723 | $254,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 28,200 | $254,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 12,533 | $254,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,114 | $254,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,850 | $254,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 20,885 | $253,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 152,130 | $252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,700 | $252,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 15,617 | $252,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,186 | $251,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 12,578 | $251,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 7,514 | $251,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 5,258 | $251,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 50,000 | $251,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 1,400 | $250,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 9,941 | $250,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,718 | $249,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 25,917 | $249,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 29,673 | $249,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,484 | $248,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 40,095 | $248,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,216 | $247,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 10,000 | $247,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 13,512 | $245,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 8,233 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 3,334 | $244,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 25,806 | $243,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 24,095 | $243,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 7,448 | $242,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 10,226 | $242,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,293 | $241,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,654 | $241,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 107,092 | $241,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,217 | $241,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,016 | $240,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,286 | $240,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,650 | $239,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 14,055 | $239,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 28,800 | $239,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 3,230 | $239,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 7,048 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,404 | $238,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,630 | $238,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,755 | $237,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 8,244 | $236,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 9,735 | $236,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,884 | $235,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,717 | $235,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 112,160 | $235,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 30,708 | $235,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 16,836 | $234,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,294 | $234,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,775 | $234,000 | thousands by filing date | principal |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 17,785 | $233,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 39,464 | $233,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 14,765 | $233,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,900 | $232,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 26,551 | $231,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,500 | $231,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 33,000 | $231,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 20,361 | $230,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,543 | $230,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 9,740 | $229,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 37,174 | $228,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,243 | $228,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,694 | $228,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 21,100 | $226,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 6,457 | $225,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,496 | $225,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 13,642 | $225,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,100 | $225,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 37,116 | $225,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,548 | $225,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,642 | $224,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,866 | $224,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 10,454 | $223,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,959 | $223,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 16,735 | $223,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 8,200 | $223,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 5,601 | $223,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 42,290 | $222,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 79,971 | $221,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 16,761 | $221,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $221,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,979 | $220,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 18,245 | $220,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,302 | $219,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5,855 | $219,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 16,470 | $219,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 5,263 | $219,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,000 | $218,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 2,827 | $218,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 14,145 | $218,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,554 | $218,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 4,546 | $218,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 16,625 | $218,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 4,984 | $217,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 17,696 | $217,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 5,644 | $216,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 17,262 | $216,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 3,497 | $216,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 19,096 | $216,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,191 | $216,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 221,000 | $216,000 | thousands by filing date | principal |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,530 | $215,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 55,900 | $215,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 15,785 | $215,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 15,225 | $214,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 5,064 | $214,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 11,417 | $214,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,800 | $214,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,824 | $214,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 10,277 | $214,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,343 | $214,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 3,642 | $214,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 5,583 | $213,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 12,123 | $213,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 11,445 | $213,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $213,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,187 | $212,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 36,800 | $212,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 1,763 | $211,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,892 | $211,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 33,299 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 9,189 | $211,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 17,871 | $210,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 40,455 | $210,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 9,055 | $208,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 7,715 | $208,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 13,598 | $208,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 17,087 | $208,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,458 | $208,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 64,164 | $208,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 37,149 | $208,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 25,057 | $208,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 6,338 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 15,171 | $207,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,246 | $207,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 13,938 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,095 | $206,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,904 | $206,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 38,458 | $206,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 9,238 | $206,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 200,000 | $206,000 | thousands by filing date | principal |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,100 | $205,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 15,423 | $205,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,906 | $205,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 15,400 | $205,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 24,090 | $204,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 14,133 | $204,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 200,000 | $204,000 | thousands by filing date | principal |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 8,000 | $203,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 9,468 | $203,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 7,348 | $203,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,000 | $202,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 13,707 | $202,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 5,652 | $201,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 7,356 | $200,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 28,260 | $200,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,809 | $200,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 12,030 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,471 | $198,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,830 | $198,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,873 | $198,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,666 | $198,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 8,160 | $198,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 4,776 | $197,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 19,722 | $196,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,678 | $195,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 9,173 | $195,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 13,759 | $195,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007017 | this filing | 2017-02-14 | acceptance time not in the bulk data set |