13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,736 holding rows worth $184,585,168,000.
- Accession
- 0001140361-17-007017
- Filer
- CIK 1000275
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 26,434 entries on the cover page, a total value of $184,585,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,585,168,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENCORE WIRE CORP | 292562105 | COM | 15,288 | $663,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 36,009 | $662,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40,017 | $662,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 43,416 | $662,000 | thousands by filing date | |
| Emerging Markets Carbon Reduction and Climate Improvers | 19762B608 | Stock | 38,364 | $662,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 21,038 | $660,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 47,625 | $660,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 36,200 | $659,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 25,718 | $659,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 27,962 | $659,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 74,295 | $658,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 31,404 | $657,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,600 | $656,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 22,645 | $653,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 66,539 | $653,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 28,546 | $651,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 20,569 | $650,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 8,620 | $649,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 25,039 | $648,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,735 | $648,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 44,535 | $648,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 34,440 | $645,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 15,377 | $643,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 6,398 | $642,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,840 | $641,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 46,550 | $640,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 23,300 | $640,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 29,676 | $639,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 27,665 | $638,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 18,093 | $638,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 60,212 | $638,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 33,724 | $637,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 12,387 | $636,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 20,263 | $636,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 86,070 | $636,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 27,254 | $636,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 49,630 | $635,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 22,180 | $635,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 43,606 | $635,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 27,555 | $635,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 17,235 | $635,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 30,003 | $635,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 32,554 | $634,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 22,535 | $634,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 28,753 | $634,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 12,077 | $634,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 56,925 | $634,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 13,575 | $633,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 17,708 | $632,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 16,885 | $632,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 12,232 | $628,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 5,032 | $626,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 31,076 | $626,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 16,496 | $624,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 13,918 | $623,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 12,500 | $623,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 57,083 | $622,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 38,777 | $621,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 22,133 | $621,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 31,092 | $621,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 29,149 | $620,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 35,000 | $620,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 75,742 | $619,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 29,696 | $618,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 83,334 | $618,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 71,016 | $617,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 84,226 | $617,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 28,662 | $616,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 37,305 | $615,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 32,037 | $614,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 16,035 | $613,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 37,717 | $613,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 41,188 | $613,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 10,667 | $613,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 33,000 | $612,000 | thousands by filing date | put |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 24,938 | $612,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 20,000 | $612,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 7,355 | $610,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 16,685 | $609,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 26,225 | $606,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 15,778 | $606,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 14,564 | $606,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 25,300 | $606,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 47,023 | $605,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 21,683 | $604,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 10,182 | $602,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 5,543 | $602,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 19,072 | $602,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 83,350 | $602,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 61,937 | $601,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 39,445 | $600,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,700 | $599,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 11,089 | $599,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 7,216 | $598,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 28,610 | $595,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 14,588 | $593,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,725 | $593,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 103,707 | $592,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 65,451 | $592,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 10,771 | $592,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 23,100 | $592,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 30,602 | $591,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 5,730 | $591,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 50,023 | $591,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 8,766 | $589,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 22,102 | $588,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 47,785 | $588,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 47,187 | $586,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 16,373 | $585,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 19,440 | $584,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 16,905 | $584,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 22,826 | $584,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 59,600 | $584,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 61,435 | $583,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 66,134 | $582,000 | thousands by filing date | |
| DBX ETF TR | 233051572 | XTRCK MSC AUSTLA | 22,414 | $582,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 80,891 | $581,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 8,267 | $580,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 25,514 | $580,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 10,200 | $578,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 24,044 | $577,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 163,725 | $576,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,112 | $575,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,974 | $574,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 40,000 | $574,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 8,581 | $573,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 29,596 | $573,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 36,350 | $573,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 24,048 | $572,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 71,077 | $571,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 31,064 | $570,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 48,128 | $569,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 17,657 | $569,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,087 | $568,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 72,694 | $568,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 27,861 | $567,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 182,960 | $565,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 48,434 | $563,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 85,157 | $563,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 22,068 | $563,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 23,731 | $560,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 11,833 | $560,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 26,637 | $559,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 17,424 | $559,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 103,429 | $558,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 22,163 | $558,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 47,100 | $558,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 14,500 | $557,000 | thousands by filing date | put |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 11,047 | $556,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 319,351 | $556,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 14,040 | $555,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,511 | $554,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 14,500 | $553,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 38,273 | $552,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 21,440 | $551,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 59,267 | $551,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,952 | $550,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 90,085 | $550,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 53,547 | $548,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 26,201 | $548,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 44,685 | $548,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 27,622 | $547,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 17,018 | $544,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 10,494 | $544,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 30,099 | $544,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 10,983 | $543,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 5,205 | $543,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 522,233 | $543,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 52,280 | $543,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13,500 | $542,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 60,575 | $542,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 10,359 | $542,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 47,104 | $540,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 39,411 | $540,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 28,760 | $540,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 64,700 | $540,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 17,195 | $540,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,290 | $538,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 12,909 | $538,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 31,706 | $537,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 102,200 | $537,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 55,000 | $535,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 13,000 | $535,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 13,681 | $534,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 11,700 | $533,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 52,505 | $533,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 27,672 | $532,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 18,554 | $531,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 72,362 | $531,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 70,367 | $531,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 28,709 | $530,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 106,300 | $530,000 | thousands by filing date | call |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 143,218 | $528,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,729 | $528,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 35,696 | $527,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 16,009 | $527,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 12,633 | $526,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 11,000 | $525,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 57,694 | $525,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 10,019 | $525,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 12,062 | $525,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 50,896 | $525,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 11,000 | $524,000 | thousands by filing date | call |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,100 | $524,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 11,879 | $524,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 59,745 | $523,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 17,883 | $522,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,800 | $518,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $518,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 26,800 | $518,000 | thousands by filing date | call |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 10,372 | $517,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 18,205 | $517,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 17,637 | $517,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 7,082 | $517,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 36,504 | $515,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 43,682 | $515,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 25,579 | $513,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 20,452 | $513,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,854 | $512,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 28,053 | $511,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 12,907 | $511,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 22,305 | $511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,294 | $511,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 27,101 | $511,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,900 | $510,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 40,000 | $510,000 | thousands by filing date | call |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 584,186 | $509,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 25,326 | $508,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 15,500 | $507,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 68,484 | $507,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 14,009 | $507,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 29,297 | $507,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 20,500 | $507,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 72,366 | $506,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 29,609 | $505,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 9,200 | $505,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 36,918 | $505,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 43,189 | $504,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 63,831 | $503,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,000 | $502,000 | thousands by filing date | call |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 20,367 | $502,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 22,797 | $501,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 49,524 | $501,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 6,469 | $499,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 14,799 | $499,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 7,911 | $499,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 100,314 | $499,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 58,126 | $498,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 47,910 | $498,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 19,326 | $497,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 43,880 | $497,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 12,821 | $497,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 35,015 | $496,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 35,413 | $496,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 19,761 | $495,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 61,658 | $494,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 9,837 | $494,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 87,334 | $492,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 22,621 | $491,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 26,000 | $491,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 13,939 | $491,000 | thousands by filing date | |
| MGC | 921910873 | COM | 6,426 | $490,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 67,145 | $489,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,800 | $488,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 7,119 | $488,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 19,527 | $488,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 32,395 | $488,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 500,000 | $488,000 | thousands by filing date | principal |
| BARNES GROUP INC | 067806109 | COM | 10,259 | $486,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 14,630 | $486,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 31,819 | $485,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 11,449 | $485,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 37,114 | $484,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 5,924 | $483,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 23,587 | $483,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 35,808 | $483,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,034 | $482,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 21,034 | $482,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 30,724 | $482,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 15,816 | $482,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 10,207 | $482,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 80,645 | $481,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 14,363 | $481,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,616 | $480,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 29,114 | $480,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 16,160 | $480,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 15,842 | $479,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 10,000 | $478,000 | thousands by filing date | put |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 25,880 | $477,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 11,040 | $476,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 22,116 | $476,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 25,528 | $476,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 72,108 | $475,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 43,910 | $474,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 34,268 | $474,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 23,205 | $473,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 23,192 | $472,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 5,560 | $471,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 9,287 | $470,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 28,705 | $470,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,455 | $469,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 16,142 | $469,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 65,000 | $469,000 | thousands by filing date | put |
| Empire District Electric Co/Th | 291641108 | COM | 13,759 | $469,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 14,117 | $468,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 12,746 | $468,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 10,000 | $468,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,933 | $467,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,300 | $467,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 19,275 | $467,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,036 | $466,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 24,242 | $466,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 22,533 | $466,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 7,484 | $465,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 18,454 | $465,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 44,740 | $465,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 45,411 | $463,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 38,305 | $463,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 7,361 | $462,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 32,846 | $462,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 32,032 | $461,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 64,595 | $461,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 21,519 | $461,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 8,157 | $460,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 15,523 | $460,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 37,630 | $460,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 18,776 | $459,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 34,763 | $459,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 72,912 | $459,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 35,294 | $459,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 13,709 | $458,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 56,077 | $457,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,094 | $457,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,673 | $457,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,086 | $455,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,677 | $454,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 9,865 | $454,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 23,290 | $454,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 51,640 | $454,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 13,020 | $454,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,277 | $453,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 40,119 | $453,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 84,384 | $453,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 11,374 | $453,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 101,276 | $453,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 23,072 | $452,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 6,606 | $452,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 54,368 | $452,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 17,711 | $451,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 39,689 | $451,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 4,800 | $451,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,578 | $451,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,909 | $451,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 12,750 | $450,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 6,480 | $450,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 24,863 | $448,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 53,281 | $448,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 9,654 | $447,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 230,830 | $447,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 58,864 | $447,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 66,834 | $447,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,749 | $445,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 24,374 | $444,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 24,641 | $443,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 19,844 | $443,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 45,533 | $443,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 460,000 | $442,000 | thousands by filing date | principal |
| PIER 1 IMPORTS INC | 720279108 | COM | 51,717 | $441,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 31,776 | $440,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 9,902 | $440,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 325,444 | $439,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 14,511 | $438,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 31,393 | $438,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 19,730 | $437,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 55,342 | $435,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 23,267 | $435,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 215,194 | $435,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 68,271 | $433,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 23,800 | $433,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 16,063 | $431,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 7,467 | $430,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 4,010 | $430,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 9,514 | $429,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 20,740 | $429,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 258,113 | $429,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 15,405 | $428,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 9,410 | $428,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 11,926 | $428,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 15,435 | $427,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 27,162 | $427,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 21,771 | $426,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 6,404 | $424,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,000 | $423,000 | thousands by filing date | put |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 15,369 | $423,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 13,141 | $422,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 16,668 | $422,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 22,896 | $421,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 8,812 | $421,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 10,257 | $418,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 13,863 | $418,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 7,157 | $418,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 156,478 | $418,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 15,383 | $418,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 8,428 | $416,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 23,602 | $416,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 5,846 | $416,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 5,435 | $415,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 11,295 | $415,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,726 | $414,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 24,418 | $414,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 12,248 | $413,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 13,578 | $413,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 8,568 | $411,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 10,660 | $411,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,326 | $410,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,740 | $410,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 36,016 | $410,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 17,291 | $410,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 77,169 | $409,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 7,880 | $409,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 12,399 | $409,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 121,331 | $408,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,790 | $407,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $407,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,014 | $406,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,700 | $406,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 15,222 | $405,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,934 | $405,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 31,082 | $405,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 16,268 | $405,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 11,061 | $404,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 9,000 | $404,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,072 | $404,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 16,880 | $404,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 30,117 | $402,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 26,297 | $401,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 26,903 | $401,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 6,132 | $400,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 82,562 | $400,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,100 | $399,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 44,705 | $398,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 11,982 | $398,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 60,229 | $398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 15,384 | $397,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 57,310 | $397,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 105,470 | $397,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 11,997 | $396,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 8,775 | $396,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 9,641 | $395,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 62,420 | $395,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,790 | $395,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 35,147 | $394,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 37,156 | $394,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,275 | $393,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 56,426 | $393,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 16,460 | $393,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 14,898 | $393,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 28,878 | $392,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 28,182 | $392,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 384,317 | $392,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 77,223 | $392,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 44,579 | $392,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 9,804 | $392,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 47,444 | $391,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 16,638 | $390,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,663 | $390,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 14,878 | $390,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 16,467 | $389,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,179 | $388,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 15,804 | $388,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 11,252 | $387,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 17,290 | $387,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,400 | $386,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 17,075 | $386,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 8,200 | $386,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 43,640 | $384,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,000 | $384,000 | thousands by filing date | put |
| BANCORPSOUTH INC | 059692103 | COM | 12,359 | $384,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 11,197 | $384,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 10,550 | $383,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 4,753 | $383,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 11,770 | $382,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 180,570 | $382,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 9,340 | $381,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 27,711 | $381,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 15,896 | $381,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 36,625 | $380,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 24,368 | $380,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,327 | $378,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 16,602 | $378,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 15,644 | $378,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 19,467 | $377,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 12,767 | $377,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,692 | $376,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 14,191 | $376,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 11,475 | $376,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 30,877 | $376,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 602 | $375,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 5,100 | $375,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,770 | $374,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007017 | this filing | 2017-02-14 | acceptance time not in the bulk data set |