13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,736 holding rows worth $184,585,168,000.
- Accession
- 0001140361-17-007017
- Filer
- CIK 1000275
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 26,434 entries on the cover page, a total value of $184,585,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,585,168,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,077 | $194,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,244 | $194,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 9,000 | $194,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 7,868 | $194,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,855 | $193,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 7,833 | $193,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 5,101 | $192,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 12,910 | $192,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,668 | $192,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 9,768 | $192,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 8,566 | $192,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,000 | $192,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,715 | $191,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,700 | $191,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 26,742 | $190,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 4,951 | $190,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 6,102 | $190,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 8,264 | $189,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 22,425 | $189,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 26,324 | $189,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 45,776 | $189,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 14,946 | $188,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 12,394 | $188,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 6,774 | $188,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,452 | $187,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,027 | $187,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 18,736 | $186,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 14,220 | $186,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 14,306 | $186,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 23,519 | $185,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 8,171 | $185,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 7,400 | $185,000 | thousands by filing date | call |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,580 | $185,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $185,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $184,000 | thousands by filing date | call |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 43,646 | $184,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 12,285 | $183,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,090 | $183,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 13,427 | $183,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 14,570 | $183,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 42,697 | $183,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 190,500 | $183,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 9,201 | $182,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 13,144 | $182,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 7,052 | $182,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,007 | $182,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 8,525 | $181,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 25,670 | $181,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 6,763 | $181,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,400 | $179,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 20,974 | $179,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,241 | $179,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 4,844 | $178,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 7,060 | $178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 4,020 | $178,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,700 | $177,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 12,101 | $177,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,639 | $177,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 8,857 | $177,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,750 | $177,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,685 | $177,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 17,573 | $177,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,138 | $176,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 64,387 | $176,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 6,686 | $176,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 54,058 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,797 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 8,066 | $175,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,028 | $175,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 166,013 | $174,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 9,739 | $174,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 10,000 | $174,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 3,480 | $174,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,464 | $173,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,876 | $173,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 15,851 | $173,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 6,423 | $173,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,100 | $172,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 165,000 | $172,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 5,928 | $171,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 21,337 | $171,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,900 | $171,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 7,136 | $171,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,100 | $170,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 9,943 | $170,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 59,019 | $170,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 85,754 | $169,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 6,930 | $169,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,147 | $168,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 5,749 | $168,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 6,772 | $167,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 261,608 | $166,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 24,200 | $166,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 5,185 | $166,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,649 | $165,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 5,102 | $165,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 5,698 | $165,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,187 | $165,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,298 | $164,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,268 | $164,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 21,172 | $164,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,304 | $164,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,897 | $163,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 3,300 | $163,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,196 | $162,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 7,882 | $162,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,977 | $161,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,605 | $161,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 3,686 | $161,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 6,542 | $161,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 43,270 | $160,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,220 | $160,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,078 | $160,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 14,318 | $159,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $159,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 6,597 | $159,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 6,431 | $159,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 36,696 | $159,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,742 | $159,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,914 | $158,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 6,700 | $158,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 12,930 | $158,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 15,000 | $157,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,593 | $157,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,204 | $157,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,400 | $157,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 12,078 | $156,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 12,238 | $156,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 6,509 | $156,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 29,718 | $156,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 9,440 | $155,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 1,908 | $155,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 6,118 | $155,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,000 | $154,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,665 | $154,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,811 | $154,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,300 | $154,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 40,042 | $154,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 5,864 | $154,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 6,205 | $154,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 13,863 | $153,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,040 | $153,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 195,164 | $153,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 2,411 | $153,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 6,550 | $153,000 | thousands by filing date | principal |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 39,540 | $152,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,053 | $151,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,090 | $151,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,200 | $151,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 4,365 | $150,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 9,795 | $150,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 4,375 | $150,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 20,649 | $150,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 7,456 | $150,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,823 | $149,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,947 | $149,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 12,864 | $149,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,481 | $149,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 5,948 | $149,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 16,989 | $149,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,900 | $148,000 | thousands by filing date | call |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 880 | $148,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 7,664 | $148,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 7,587 | $148,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 7,215 | $148,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 11,614 | $148,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,086 | $147,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,915 | $147,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,705 | $147,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,281 | $146,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 15,902 | $146,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 5,460 | $146,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 5,286 | $146,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 3,959 | $146,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 67,926 | $146,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,103 | $146,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 5,811 | $146,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 8,725 | $145,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,659 | $144,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 5,842 | $144,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,338 | $144,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 9,362 | $144,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 50,000 | $143,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 9,393 | $143,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 10,755 | $143,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 2,633 | $143,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 7,040 | $143,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 2,860 | $143,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,517 | $142,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 986 | $142,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,198 | $142,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 6,144 | $142,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,150 | $142,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 6,036 | $142,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 2,714 | $141,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 58,062 | $141,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 44,328 | $141,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 4,212 | $140,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,389 | $140,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,409 | $140,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 27,479 | $140,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,750 | $140,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 6,930 | $139,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 2,801 | $139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,825 | $139,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 7,596 | $138,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 5,809 | $138,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 5,621 | $138,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,147 | $137,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,065 | $137,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 5,003 | $137,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,170 | $137,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 764 | $137,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 4,824 | $137,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 22,432 | $137,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 8,540 | $137,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,359 | $137,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,930 | $136,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 4,400 | $136,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,730 | $136,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,900 | $135,000 | thousands by filing date | put |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 11,600 | $135,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 24,551 | $134,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 6,632 | $134,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 21,200 | $134,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $134,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 8,493 | $133,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 28,522 | $133,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 3,677 | $133,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,892 | $132,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,282 | $132,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 13,043 | $132,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 7,372 | $132,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,904 | $131,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 13,752 | $130,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 5,200 | $130,000 | thousands by filing date | put |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,170 | $130,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 138,793 | $130,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 14,486 | $130,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,803 | $129,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,407 | $129,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 9,222 | $129,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 22,009 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 6,027 | $129,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 2,827 | $129,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,409 | $128,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 4,390 | $128,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 5,711 | $128,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,641 | $128,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 2,239 | $127,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,262 | $127,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 4,392 | $127,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,700 | $127,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 6,722 | $127,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 4,396 | $126,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 8,130 | $126,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 4,801 | $126,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 5,368 | $126,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,635 | $125,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,758 | $125,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 21,235 | $125,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 11,677 | $124,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 14,261 | $124,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $124,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,100 | $123,000 | thousands by filing date | put |
| ALBANY INTL CORP | 012348108 | CL A | 2,665 | $123,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 26,879 | $123,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 4,102 | $123,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 7,367 | $123,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,857 | $123,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 9,700 | $123,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 24,250 | $122,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,440 | $122,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,087 | $122,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 11,160 | $122,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 2,553 | $122,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 40,000 | $121,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 6,208 | $121,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 15,629 | $121,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 4,701 | $121,000 | thousands by filing date | principal |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,984 | $120,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,700 | $120,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 9,101 | $120,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 2,717 | $119,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 3,143 | $119,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 13,146 | $119,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 6,317 | $118,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 35,279 | $118,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,145 | $118,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 5,193 | $118,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 8,393 | $118,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 8,915 | $117,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,000 | $117,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 19,463 | $117,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 9,803 | $116,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 25,160 | $116,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 6,650 | $116,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 6,300 | $115,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 4,550 | $115,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 17,203 | $115,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,075 | $115,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 7,342 | $115,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 24,893 | $115,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 43,396 | $115,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,829 | $114,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,220 | $114,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 6,776 | $114,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,001 | $114,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 7,509 | $114,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 5,800 | $114,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 8,601 | $113,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 5,994 | $113,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,209 | $113,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 2,410 | $113,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,200 | $112,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 5,259 | $112,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 7,219 | $112,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,794 | $111,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 13,386 | $111,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,390 | $111,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 7,420 | $111,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 6,503 | $111,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 5,227 | $110,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 10,230 | $110,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 3,220 | $110,000 | thousands by filing date | principal |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 7,801 | $109,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 9,750 | $109,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,100 | $109,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 8,781 | $108,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 6,678 | $108,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 5,412 | $108,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 10,897 | $107,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 21,251 | $107,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,469 | $107,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 35,415 | $107,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 2,402 | $107,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 8,753 | $106,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 7,215 | $106,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 8,908 | $106,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,628 | $106,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 6,209 | $106,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 3,287 | $106,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 7,456 | $106,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 13,355 | $106,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,742 | $105,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 6,496 | $105,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 3,262 | $105,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,958 | $105,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 10,025 | $105,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 33,163 | $105,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 10,701 | $104,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 3,395 | $103,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,830 | $103,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,949 | $102,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,561 | $102,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,982 | $102,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 23,956 | $102,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 4,918 | $101,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,400 | $101,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,808 | $101,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 5,014 | $101,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 10,000 | $101,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 14,999 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,364 | $100,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 9,478 | $100,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $100,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 5,838 | $100,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,823 | $100,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 8,433 | $100,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 8,826 | $99,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 4,535 | $99,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 7,691 | $99,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,947 | $99,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 4,000 | $99,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 4,465 | $99,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,649 | $99,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,949 | $99,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 6,702 | $98,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 6,465 | $98,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 6,388 | $97,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,067 | $97,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 6,233 | $97,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,450 | $97,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 6,653 | $97,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 7,042 | $97,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 486 | $96,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 5,698 | $96,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 8,951 | $96,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,000 | $96,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,808 | $96,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,253 | $96,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 458 | $96,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,375 | $96,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 5,213 | $96,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 5,250 | $96,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 900 | $95,000 | thousands by filing date | put |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,468 | $95,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,752 | $95,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,536 | $95,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 7,334 | $94,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,551 | $94,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,257 | $94,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 4,990 | $94,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 5,300 | $94,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 827 | $93,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,376 | $93,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 4,163 | $93,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,385 | $93,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 37,151 | $93,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,478 | $93,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 184,000 | $93,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 18,300 | $93,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 2,693 | $93,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 100,000 | $93,000 | thousands by filing date | principal |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 3,925 | $93,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 5,734 | $92,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,639 | $92,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,524 | $92,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 34,298 | $92,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 65 | $92,000 | thousands by filing date | principal |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 8,375 | $92,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 5,873 | $92,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 6,451 | $91,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 2,673 | $91,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 4,183 | $91,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 2,771 | $91,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,594 | $91,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,458 | $91,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,149 | $90,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,162 | $90,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 8,102 | $90,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,845 | $90,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,600 | $90,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 2,787 | $89,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 5,886 | $89,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 40,800 | $89,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,521 | $88,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,669 | $88,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 21,050 | $88,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 9,885 | $88,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 61,426 | $88,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,788 | $87,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,800 | $87,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,192 | $87,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,801 | $87,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 4,882 | $87,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 8,954 | $87,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 5,813 | $87,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 9,280 | $86,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 9,655 | $86,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,834 | $86,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,140 | $86,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 5,617 | $86,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 3,522 | $86,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 17,813 | $86,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 6,557 | $86,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 7,579 | $85,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,503 | $85,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,620 | $85,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 30,867 | $85,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 5,781 | $85,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,431 | $85,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,400 | $84,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,728 | $84,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,733 | $84,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 6,350 | $84,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 3,978 | $84,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 43,232 | $84,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 7,308 | $84,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 3,863 | $84,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 4,041 | $84,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 8,690 | $83,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 8,890 | $83,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,177 | $83,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 6,702 | $83,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 6,934 | $83,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,449 | $82,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,380 | $82,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 2,751 | $82,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 6,325 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 3,725 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 917 | $81,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,874 | $81,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 4,725 | $81,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 5,322 | $81,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 6,580 | $81,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 3,107 | $81,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 4,465 | $81,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 3,648 | $81,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,766 | $80,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,356 | $80,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 4,375 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,138 | $80,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 71,561 | $80,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 3,053 | $80,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 10,100 | $80,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 4,013 | $80,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,923 | $80,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 3,166 | $80,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 701 | $79,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007017 | this filing | 2017-02-14 | acceptance time not in the bulk data set |