13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,736 holding rows worth $184,585,168,000.
- Accession
- 0001140361-17-007017
- Filer
- CIK 1000275
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 26,434 entries on the cover page, a total value of $184,585,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,585,168,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 500 | $2,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 321 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 100 | $2,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,000 | $2,000 | thousands by filing date | principal |
| NEURALSTEM INC | 64127R302 | COM | 7,080 | $2,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 70 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| PSIVIDA CORP | 74440J101 | COM | 900 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 59 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 21 | $2,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 1,000 | $2,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 598 | $2,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 600 | $2,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 50 | $2,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,791 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 235 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 150 | $2,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 236 | $2,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 421 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $2,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 502 | $2,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 165 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,000 | $2,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,000 | $2,000 | thousands by filing date | principal |
| STEADYMED LTD | M84920103 | SHS | 800 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 42 | $2,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,000 | $2,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 2,000 | $2,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | principal |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 1,378 | $2,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 45 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 729 | $1,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 42 | $1,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 82 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 90 | $1,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 201 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 62 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 400 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 23 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 366 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,136 | $1,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 405 | $1,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 41 | $1,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 468 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 724 | $1,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,300 | $1,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 65 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 1,210 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 400 | $1,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 651 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,000 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,308 | $1,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 5,779 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 100 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 520 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 42 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 410 | $1,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $1,000 | thousands by filing date | principal |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 800 | $1,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $1,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 16 | $1,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 200 | $1,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 99 | $1,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 700 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 128 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 100 | $1,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 722 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 459 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 700 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 220 | $1,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,000 | $1,000 | thousands by filing date | principal |
| DARIOHEALTH CORP | 23725P100 | COM | 392 | $1,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 1,035 | $1,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 1,800 | $1,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 296 | $1,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 115 | $1,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 123 | $1,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 45 | $1,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,500 | $1,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 500 | $1,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 1,692 | $1,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 105 | $1,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| FXCM INC | 302693205 | Common Stock | 87 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 543 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 40 | $1,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 639 | $1,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 650 | $1,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 7,067 | $1,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 13 | $1,000 | thousands by filing date | principal |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 493 | $1,000 | thousands by filing date | |
| WECAST NETWORK INC | 94850Q106 | COM | 667 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505848 | REX VOL LG VIX | 100 | $1,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION S.A. | L72967109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 319 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATENTO S A | L0427L105 | SHS | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 23,988 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 762 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 517 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC COM | 619718109 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSAR INC | 925297103 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSHINE HEART INC | 86782u106 | COM | 340 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAFEPRESS INC | 12769A103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alcobra Ltd | M2239P109 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X310 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B COMMUNICATIONS LTD | M15629104 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RES INC | 916901705 | COM | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 5,876 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,011 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P500 | COM PAR | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V204 | COM NEW | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOMBARD MED INC | G55598109 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B532 | MANAGED FUT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNECTURE INC COM | 20786J106 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST | 14888D109 | COM | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 905 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Neothetics Inc | 64066G101 | COM | 499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 633 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNOVA ORD | N20947102 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007017 | this filing | 2017-02-14 | acceptance time not in the bulk data set |