13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,736 holding rows worth $184,585,168,000.
- Accession
- 0001140361-17-007017
- Filer
- CIK 1000275
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 26,434 entries on the cover page, a total value of $184,585,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,585,168,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 24,980 | $1,192,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 38,583 | $1,191,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100,000 | $1,190,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 99,000 | $1,190,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 95,856 | $1,188,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 16,094 | $1,187,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 87,261 | $1,187,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 17,779 | $1,184,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 200,000 | $1,184,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 79,857 | $1,183,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,180,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 18,375 | $1,177,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 34,258 | $1,175,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 63,368 | $1,172,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 15,168 | $1,171,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 103,200 | $1,169,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 61,274 | $1,168,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 33,078 | $1,167,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 33,951 | $1,167,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 53,454 | $1,165,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 91,265 | $1,163,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 61,288 | $1,160,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 23,700 | $1,158,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 46,026 | $1,156,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 19,630 | $1,153,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 25,273 | $1,153,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 29,513 | $1,151,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 74,109 | $1,150,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 61,533 | $1,150,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 43,211 | $1,149,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 10,416 | $1,148,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 71,496 | $1,146,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 30,000 | $1,144,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 37,273 | $1,142,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 14,700 | $1,141,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 72,883 | $1,140,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 9,788 | $1,140,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 53,706 | $1,140,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 36,127 | $1,139,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 41,600 | $1,137,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 44,500 | $1,137,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 17,000 | $1,134,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 126,554 | $1,134,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,300 | $1,133,000 | thousands by filing date | call |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 23,872 | $1,133,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 36,142 | $1,131,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 27,140 | $1,130,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 52,802 | $1,129,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 7,033 | $1,128,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 10,132 | $1,127,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 21,524 | $1,127,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 69,108 | $1,127,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 31,529 | $1,126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 33,809 | $1,125,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 35,800 | $1,123,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 46,699 | $1,123,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 11,327 | $1,122,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,064 | $1,117,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,594 | $1,117,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 14,944 | $1,116,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 18,796 | $1,116,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 58,850 | $1,116,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 34,672 | $1,115,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 74,800 | $1,110,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 31,045 | $1,107,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 14,220 | $1,106,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 32,925 | $1,106,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 21,911 | $1,105,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 21,000 | $1,103,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 22,966 | $1,101,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 17,118 | $1,100,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 138,042 | $1,098,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 29,230 | $1,097,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 44,107 | $1,097,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 21,330 | $1,095,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 35,475 | $1,094,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 24,664 | $1,089,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 185,831 | $1,089,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 28,696 | $1,088,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 55,905 | $1,087,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 9,159 | $1,086,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 29,243 | $1,086,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 91,001 | $1,082,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 82,355 | $1,081,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 7,900 | $1,080,000 | thousands by filing date | put |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 72,262 | $1,076,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 268,875 | $1,076,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 14,900 | $1,076,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 13,037 | $1,074,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 24,296 | $1,074,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 40,355 | $1,073,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 19,135 | $1,073,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 79,123 | $1,073,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 64,889 | $1,071,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 70,379 | $1,068,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 50,858 | $1,068,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 146,197 | $1,067,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 46,512 | $1,063,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 40,632 | $1,063,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 105,640 | $1,063,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 79,535 | $1,059,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 9,955 | $1,059,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 13,701 | $1,058,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 25,103 | $1,058,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 17,659 | $1,056,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 43,220 | $1,055,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 50,500 | $1,055,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 53,112 | $1,055,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 30,000 | $1,053,000 | thousands by filing date | put |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 44,828 | $1,051,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 81,088 | $1,051,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 37,913 | $1,050,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 48,671 | $1,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 30,306 | $1,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 88,336 | $1,048,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 15,179 | $1,048,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 18,715 | $1,046,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 42,352 | $1,046,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 39,818 | $1,046,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 13,806 | $1,046,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,600 | $1,043,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,700 | $1,042,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 48,636 | $1,041,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 65,756 | $1,039,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 58,532 | $1,038,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 26,137 | $1,038,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 49,904 | $1,038,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 68,465 | $1,037,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 67,907 | $1,036,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,016,000 | $1,035,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 33,200 | $1,034,000 | thousands by filing date | put |
| EMC INS GROUP INC | 268664109 | COM | 34,444 | $1,034,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 47,700 | $1,032,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 43,919 | $1,030,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 32,922 | $1,029,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 17,120 | $1,026,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 41,770 | $1,026,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 66,421 | $1,025,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,546,000 | $1,025,000 | thousands by filing date | principal |
| AMERIS BANCORP | 03076K108 | COM | 23,488 | $1,024,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 76,779 | $1,023,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 49,966 | $1,023,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 75,114 | $1,020,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 24,689 | $1,020,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 25,132 | $1,020,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 13,600 | $1,015,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 63,069 | $1,014,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 40,811 | $1,008,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 44,919 | $1,008,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 40,350 | $1,007,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 61,424 | $1,007,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 23,796 | $1,006,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 34,647 | $1,005,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 134,200 | $1,001,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 74,582 | $1,001,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 7,500 | $1,000,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 58,414 | $1,000,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 50,000 | $999,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 31,778 | $999,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 45,300 | $996,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 176,095 | $995,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 95,668 | $993,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 17,543 | $990,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 22,444 | $990,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 44,850 | $990,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 22,571 | $987,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 61,955 | $986,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 51,527 | $986,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 42,322 | $985,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 18,933 | $985,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 26,638 | $984,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 37,433 | $983,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 24,000 | $982,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 9,337 | $982,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 52,233 | $981,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 15,288 | $978,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 39,347 | $975,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 119,310 | $974,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 106,817 | $974,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 31,074 | $969,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 52,095 | $969,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 26,415 | $968,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,072,973 | $967,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 12,817 | $966,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 53,933 | $965,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 33,528 | $964,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 8,820 | $963,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 25,000 | $963,000 | thousands by filing date | put |
| SPARTON CORP | 847235108 | COM | 40,341 | $962,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 920,000 | $959,000 | thousands by filing date | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 110,000 | $958,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 14,615 | $956,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,591 | $956,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 35,340 | $956,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 30,231 | $954,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 26,094 | $954,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 52,336 | $950,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 13,387 | $950,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 19,738 | $949,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 35,141 | $948,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 123,130 | $948,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 8,500 | $945,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 9,781 | $944,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 37,118 | $943,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 27,059 | $942,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 34,784 | $939,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 19,674 | $937,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 30,625 | $934,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 12,867 | $933,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 57,924 | $932,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 77,413 | $930,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 110,696 | $930,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 180,032 | $929,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 7,259 | $928,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 183,870 | $927,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 11,597 | $926,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 6,934 | $925,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 44,318 | $925,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 26,560 | $924,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 17,047 | $924,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 54,647 | $924,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,802 | $923,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 12,475 | $919,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 23,152 | $916,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 28,018 | $916,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 46,819 | $915,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 13,322 | $915,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 58,604 | $913,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 65,802 | $912,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 18,381 | $912,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 63,189 | $911,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 87,179 | $911,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 60,000 | $908,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 29,104 | $908,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,431 | $906,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 46,260 | $904,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 42,624 | $904,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 60,514 | $903,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 12,897 | $902,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 45,000 | $901,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12,409 | $900,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 57,267 | $900,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 39,239 | $900,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 36,177 | $899,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 28,623 | $898,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 26,570 | $898,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 8,873 | $898,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 27,468 | $898,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 40,240 | $896,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 16,681 | $896,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 60,231 | $894,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 39,560 | $892,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 96,674 | $890,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 24,202 | $887,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 152,555 | $885,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 61,767 | $884,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 29,686 | $883,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 21,829 | $882,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 257,812 | $880,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 87,335 | $879,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 48,600 | $879,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 10,376 | $878,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 11,279 | $876,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 25,000 | $876,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 8,500 | $875,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,000 | $875,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 193,633 | $875,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 18,043 | $871,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 41,257 | $871,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 23,656 | $870,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 14,302 | $869,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,448 | $868,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 80,322 | $868,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 32,054 | $865,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 69,519 | $863,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,000 | $862,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 24,383 | $862,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 84,385 | $862,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 11,629 | $860,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 35,026 | $858,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 375,863 | $857,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 72,067 | $857,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 45,577 | $856,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 17,243 | $856,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 30,592 | $856,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 30,000 | $854,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 13,930 | $853,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 26,279 | $853,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 7,247 | $853,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 10,174 | $852,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 17,925 | $850,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 87,477 | $850,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 75,344 | $849,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 24,317 | $848,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 23,602 | $848,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 22,939 | $847,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 64,228 | $847,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 53,886 | $846,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 13,721 | $846,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 51,978 | $845,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 8,780 | $843,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 10,434 | $843,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 5,379 | $841,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 54,379 | $840,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 7,171 | $839,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 166,821 | $839,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 120,910 | $839,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 11,417 | $834,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 24,276 | $833,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 6,899 | $831,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 37,945 | $831,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 285,631 | $831,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 49,867 | $830,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 43,940 | $825,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 123,274 | $823,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 19,055 | $823,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 14,177 | $822,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 900,000 | $822,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 39,983 | $821,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 57,468 | $821,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 29,891 | $820,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 36,789 | $819,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 24,370 | $819,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 100,000 | $818,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 51,556 | $817,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 11,374 | $816,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 12,247 | $815,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 91,120 | $815,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 79,200 | $814,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 15,071 | $814,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 22,600 | $812,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 5,200 | $812,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 367,369 | $812,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 75,000 | $812,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 36,187 | $811,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 56,346 | $811,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 51,475 | $810,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 16,094 | $810,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 55,269 | $808,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 56,018 | $805,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 30,012 | $803,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 19,532 | $802,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 21,756 | $802,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 10,514 | $801,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 30,567 | $801,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 91,844 | $801,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 26,200 | $801,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 57,584 | $800,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 118,266 | $800,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 11,072 | $798,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 21,208 | $798,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 31,910 | $798,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 63,432 | $796,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 121,400 | $795,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 32,987 | $793,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 25,388 | $792,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 790,000 | $792,000 | thousands by filing date | principal |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 49,754 | $791,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 45,554 | $790,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 26,207 | $789,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 31,173 | $786,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 28,223 | $786,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 10,274 | $786,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13,000 | $785,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 57,152 | $783,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 200,738 | $783,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 9,549 | $782,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 15,265 | $781,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 22,574 | $781,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 14,754 | $779,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 36,438 | $779,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 73,694 | $778,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 56,009 | $778,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 64,510 | $777,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 26,268 | $776,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 30,603 | $771,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 29,618 | $770,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 13,192 | $767,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 15,133 | $765,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 36,969 | $765,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 30,251 | $764,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 57,758 | $762,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 50,556 | $762,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 29,513 | $762,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 151,241 | $762,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 19,539 | $760,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 58,004 | $759,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 1,020,087 | $757,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 14,946 | $754,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 18,536 | $753,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 14,266 | $752,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 16,159 | $752,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,400 | $750,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 7,619 | $749,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 29,720 | $747,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 26,251 | $747,000 | thousands by filing date | principal |
| CYREN LTD | M26895108 | SHS | 347,520 | $747,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 27,714 | $746,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 35,829 | $746,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 71,492 | $745,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 67,500 | $743,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 52,382 | $743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 63,461 | $743,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 19,067 | $742,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 21,836 | $741,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 29,868 | $736,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 42,139 | $736,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 14,619 | $735,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 67,878 | $735,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 20,500 | $734,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 83,421 | $733,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 28,382 | $733,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 24,177 | $732,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 18,000 | $731,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 53,416 | $731,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 18,840 | $729,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 73,448 | $726,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 42,598 | $725,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 183 | $724,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 13,717 | $724,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 10,251 | $723,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 9,468 | $722,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 28,064 | $722,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 56,467 | $720,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 16,203 | $720,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 14,926 | $719,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 60,600 | $719,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 63,569 | $719,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 110,783 | $718,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 20,000 | $716,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 23,998 | $715,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 90,516 | $715,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 17,881 | $715,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 78,272 | $715,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 28,941 | $715,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,800 | $714,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 15,052 | $714,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 91,613 | $714,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 30,395 | $713,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 24,951 | $713,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,419 | $713,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 25,103 | $713,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 6,969 | $712,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 63,860 | $711,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 20,279 | $711,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 49,000 | $711,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 22,218 | $708,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 8,100 | $708,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 17,911 | $707,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 9,629 | $706,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 29,732 | $705,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 28,088 | $705,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 15,200 | $705,000 | thousands by filing date | put |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 99,910 | $704,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 19,562 | $703,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 42,549 | $702,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 17,700 | $699,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 31,826 | $699,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 81,902 | $696,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 28,107 | $695,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 28,634 | $695,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 93,183 | $695,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 27,538 | $695,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 51,187 | $694,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 13,865 | $693,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 15,877 | $693,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 28,345 | $693,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 37,583 | $692,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 34,860 | $692,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 30,618 | $692,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 39,075 | $691,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 20,000 | $690,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 24,625 | $690,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 66,401 | $690,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 37,395 | $690,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 21,990 | $689,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 52,544 | $689,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 23,328 | $688,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 14,355 | $687,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 102,791 | $686,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 50,565 | $685,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 49,781 | $683,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 16,014 | $682,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,200 | $681,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 24,261 | $681,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 48,000 | $681,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 36,450 | $681,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 33,953 | $679,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 49,226 | $676,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 38,841 | $675,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 41,047 | $673,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 18,851 | $672,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 46,038 | $672,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 24,573 | $671,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 23,542 | $669,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,959 | $668,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 16,500 | $667,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 13,460 | $666,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 19,191 | $665,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 12,962 | $663,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007017 | this filing | 2017-02-14 | acceptance time not in the bulk data set |