13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,736 holding rows worth $184,585,168,000.
- Accession
- 0001140361-17-007017
- Filer
- CIK 1000275
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 26,434 entries on the cover page, a total value of $184,585,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,585,168,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,600 | $79,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 6,713 | $79,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,174 | $79,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 7,052 | $79,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,458 | $78,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 30,340 | $78,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 10,515 | $78,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 4,881 | $78,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,652 | $78,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 4,030 | $78,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 2,598 | $78,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,353 | $78,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,348 | $78,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 6,032 | $78,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,745 | $77,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,398 | $77,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 5,344 | $77,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 5,114 | $77,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 5,267 | $77,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 9,631 | $77,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 6,833 | $77,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 74,000 | $77,000 | thousands by filing date | principal |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,960 | $77,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,106 | $76,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,804 | $76,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,667 | $76,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,229 | $76,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,929 | $76,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,500 | $75,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 4,680 | $75,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,280 | $75,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 5,265 | $75,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 2,197 | $75,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,500 | $75,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 10,679 | $75,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 5,107 | $74,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 22,352 | $74,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 5,000 | $74,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 10,572 | $73,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,293 | $73,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 5,012 | $73,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,330 | $73,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 4,144 | $73,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,570 | $73,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,375 | $73,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 5,668 | $73,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 3,149 | $72,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,316 | $72,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,070 | $72,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 5,112 | $72,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 4,800 | $72,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 3,600 | $72,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 2,063 | $72,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 3,605 | $72,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,100 | $71,000 | thousands by filing date | put |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 2,163 | $71,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 8,439 | $71,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 58,755 | $71,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 7,628 | $71,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 9,371 | $70,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,153 | $70,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,079 | $70,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 4,335 | $70,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 8,363 | $70,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 47,750 | $70,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 3,595 | $70,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 3,600 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 4,210 | $70,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,393 | $69,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 3,313 | $69,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 3,805 | $68,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 3,499 | $68,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,429 | $68,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,181 | $68,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,500 | $68,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,823 | $68,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 9,677 | $68,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 5,517 | $68,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 6,927 | $68,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 5,875 | $67,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,379 | $67,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,715 | $67,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 8,409 | $67,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 2,334 | $67,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,076 | $67,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 657 | $67,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 4,040 | $67,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 2,181 | $67,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 2,955 | $67,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 13,095 | $67,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 4,900 | $67,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 9,081 | $67,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 14,395 | $67,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 6,739 | $66,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 5,748 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 1,702 | $66,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,640 | $66,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 2,359 | $66,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 6,082 | $66,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 2,399 | $66,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,812 | $65,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 127,225 | $65,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 6,617 | $65,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 4,600 | $65,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,427 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 1,900 | $65,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,013 | $65,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,368 | $64,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,260 | $64,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,929 | $64,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,000 | $64,000 | thousands by filing date | call |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 2,745 | $64,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 4,917 | $64,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,000 | $64,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,849 | $64,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,600 | $64,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 987 | $64,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 2,950 | $64,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 4,345 | $64,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,000 | $63,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 8,211 | $63,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,350 | $63,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,116 | $63,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 9,805 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,597 | $63,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 5,250 | $63,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,435 | $63,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 6,781 | $63,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 9,255 | $63,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 4,669 | $63,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 13,450 | $63,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 3,951 | $62,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,205 | $62,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,259 | $62,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,894 | $62,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 6,023 | $62,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 6,000 | $62,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 3,312 | $62,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 2,643 | $62,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 9,210 | $61,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 4,252 | $61,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,421 | $61,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,729 | $61,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 12,350 | $61,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 3,107 | $61,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 5,000 | $61,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 4,469 | $61,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1,909 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 1,500 | $60,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5,332 | $60,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 3,838 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3,000 | $60,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 4,622 | $60,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 1,829 | $60,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,436 | $60,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 4,500 | $60,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 1,281 | $60,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 6,800 | $59,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,675 | $59,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 5,454 | $59,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 8,195 | $59,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,407 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,354 | $59,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 7,649 | $59,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 3,785 | $59,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,463 | $59,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 4,005 | $59,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,303 | $59,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 13,518 | $59,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 28,115 | $59,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 45,658 | $59,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,937 | $59,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,040 | $58,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,573 | $58,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,250 | $58,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 6,837 | $58,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,410 | $58,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,834 | $58,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,323 | $58,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 27,037 | $58,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 2,736 | $58,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 5,229 | $57,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 2,100 | $57,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,396 | $57,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 4,060 | $57,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,658 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,708 | $57,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,020 | $57,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 2,168 | $57,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,508 | $57,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 729 | $57,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,501 | $57,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 4,443 | $57,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,085 | $57,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 5,000 | $57,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 2,200 | $57,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,979 | $56,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,153 | $56,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,400 | $56,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,593 | $56,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F395 | TREAS HEDGED HIG | 2,344 | $56,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,030 | $55,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 7,166 | $55,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 3,433 | $55,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 3,000 | $55,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,697 | $55,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,873 | $55,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 5,336 | $55,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 1,786 | $55,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 2,367 | $54,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 7,409 | $54,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,855 | $54,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 3,120 | $54,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,344 | $53,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 4,197 | $53,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,173 | $53,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,484 | $53,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,071 | $53,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 1,100 | $53,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 829 | $53,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,081 | $53,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,828 | $53,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,219 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 2,400 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,556 | $53,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 3,485 | $53,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 2,699 | $53,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 21,230 | $52,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 16,700 | $52,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,283 | $52,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,617 | $52,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,002 | $52,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,527 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,563 | $52,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,041 | $52,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,486 | $52,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 2,516 | $52,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 8,033 | $52,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,413 | $52,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 3,868 | $52,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,237 | $52,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 3,700 | $52,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 384 | $51,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 3,708 | $51,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,564 | $51,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,666 | $51,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 4,700 | $51,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 9,976 | $51,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 5,514 | $51,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 3,934 | $51,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,602 | $51,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 900 | $50,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 826 | $50,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 8,923 | $50,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,950 | $50,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 4,297 | $50,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,557 | $50,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 2,062 | $50,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,807 | $50,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 105,481 | $50,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 6,700 | $50,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 3,192 | $50,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 3,743 | $50,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 3,318 | $50,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 1,200 | $50,000 | thousands by filing date | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,088 | $49,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 3,952 | $49,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 559 | $49,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,620 | $49,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 2,865 | $49,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,859 | $49,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,900 | $49,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 4,300 | $49,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 3,338 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 3,400 | $49,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 3,250 | $49,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 635 | $48,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,570 | $48,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 8,737 | $48,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 3,700 | $48,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,015 | $48,000 | thousands by filing date | principal |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,500 | $48,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 4,404 | $48,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 1,827 | $48,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,943 | $48,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 2,841 | $48,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 8,577 | $47,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 459 | $47,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,162 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,143 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 580 | $47,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,445 | $47,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 873 | $47,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 14,000 | $47,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 5,764 | $47,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 4,912 | $47,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,242 | $47,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,091 | $47,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,285 | $46,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 2,086 | $46,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,899 | $46,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,832 | $46,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,971 | $46,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,434 | $46,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 3,748 | $46,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 3,803 | $46,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 8,120 | $46,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 2,416 | $46,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 5,526 | $46,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 4,478 | $46,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 21,574 | $46,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 14,150 | $46,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 1,357 | $46,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 1,796 | $46,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 1,580 | $46,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,089 | $45,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,692 | $45,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,563 | $45,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 12,386 | $45,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,991 | $45,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 88 | $45,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 9,191 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,851 | $45,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 32,468 | $45,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 2,199 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,446 | $45,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 12,000 | $45,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 3,299 | $45,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,843 | $44,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,892 | $44,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 7,400 | $44,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 8,227 | $44,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,054 | $44,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,086 | $44,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 10,000 | $44,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 5,194 | $44,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 3,332 | $44,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 1,695 | $44,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,371 | $43,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 3,146 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 2,243 | $43,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,604 | $43,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 9,575 | $43,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,937 | $43,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,867 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 2,000 | $43,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,190 | $43,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,301 | $43,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 3,045 | $43,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 2,876 | $43,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,985 | $43,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 3,840 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 10,019 | $43,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,860 | $43,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 3,390 | $43,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 1,443 | $43,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,055 | $42,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 2,097 | $42,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 518 | $42,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,731 | $42,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 13,300 | $42,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,134 | $42,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 9,709 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $42,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 43,828 | $42,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,062 | $42,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 2,864 | $42,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 5,313 | $42,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 4,160 | $41,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 954 | $41,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 5,373 | $41,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,611 | $41,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 3,733 | $41,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,200 | $41,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 6,978 | $41,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 5,752 | $41,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 356 | $41,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 3,832 | $41,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,100 | $41,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 8,072 | $41,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,140 | $41,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 600 | $41,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,000 | $40,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 4,808 | $40,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,875 | $40,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 624 | $40,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 7,585 | $40,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,355 | $40,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,560 | $40,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,125 | $40,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,250 | $40,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,310 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 2,785 | $40,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 13,046 | $40,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 3,000 | $40,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 1,145 | $40,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 17,061 | $40,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 2,625 | $40,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 4,230 | $40,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 7,874 | $40,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 5,654 | $39,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 4,264 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,632 | $39,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,099 | $39,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,485 | $39,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,583 | $39,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 15,347 | $39,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,624 | $39,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 3,776 | $39,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,219 | $39,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 7,519 | $39,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,080 | $39,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 11,875 | $39,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 8,961 | $39,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 6,875 | $39,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,200 | $38,000 | thousands by filing date | put |
| REGENXBIO INC | 75901B107 | COM | 2,039 | $38,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 3,904 | $38,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,134 | $38,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 13,741 | $38,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,357 | $38,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 530 | $38,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 2,821 | $38,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,250 | $38,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 3,888 | $38,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,581 | $38,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 3,548 | $37,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,001 | $37,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,400 | $37,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,645 | $37,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $37,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,580 | $37,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 670 | $37,000 | thousands by filing date | principal |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 25,741 | $37,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 1,490 | $37,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,930 | $37,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,000 | $37,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,299 | $37,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 5,565 | $37,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 300 | $37,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 3,592 | $37,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,005 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,503 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 660 | $36,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,000 | $36,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,379 | $36,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,334 | $36,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 720 | $36,000 | thousands by filing date | principal |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,793 | $36,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 5,284 | $36,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,338 | $36,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,484 | $36,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,209 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 1,222 | $35,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 30 | $35,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,824 | $35,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,711 | $35,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,300 | $35,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 873 | $35,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,234 | $35,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 800 | $35,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,933 | $35,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,341 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 695 | $35,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 678 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 788 | $35,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 12,779 | $35,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 27,917 | $35,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 4,027 | $35,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,609 | $35,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 2,000 | $35,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 2,296 | $35,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 80 | $34,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 3,138 | $34,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,155 | $34,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 533 | $34,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 960 | $34,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,800 | $34,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 3,000 | $34,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,501 | $34,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,015 | $34,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,367 | $34,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 825 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 534 | $34,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 1,004 | $34,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 3,478 | $33,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 802 | $33,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,850 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 545 | $33,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,262 | $33,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,281 | $33,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 890 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 880 | $33,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,070 | $33,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,000 | $33,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 5,400 | $33,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 21,800 | $33,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 4,493 | $33,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 603 | $33,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 21,728 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007017 | this filing | 2017-02-14 | acceptance time not in the bulk data set |