13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,736 holding rows worth $184,585,168,000.
- Accession
- 0001140361-17-007017
- Filer
- CIK 1000275
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 26,434 entries on the cover page, a total value of $184,585,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,585,168,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 97,500 | $2,256,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,200,000 | $2,252,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 94,844 | $2,243,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 40,477 | $2,242,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 341,885 | $2,239,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 70,097 | $2,238,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 44,040 | $2,238,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,300 | $2,236,000 | thousands by filing date | call |
| RSP PERMIAN INC | 74978Q105 | COM | 50,000 | $2,231,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 50,000 | $2,228,000 | thousands by filing date | call |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 398,465 | $2,228,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 40,000 | $2,227,000 | thousands by filing date | put |
| KLONDEX MNS LTD | 498696103 | COM | 476,079 | $2,224,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 54,975 | $2,223,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 51,863 | $2,222,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 61,396 | $2,221,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 74,067 | $2,215,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 54,549 | $2,213,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 44,700 | $2,207,000 | thousands by filing date | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 20,615 | $2,206,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 21,400 | $2,205,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 50,000 | $2,204,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 208,164 | $2,197,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 77,526 | $2,193,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 31,800 | $2,188,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 724,109 | $2,187,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 331,097 | $2,185,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 19,002 | $2,178,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 700,000 | $2,177,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 32,216 | $2,173,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 6,526 | $2,172,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 61,000 | $2,170,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 38,082 | $2,168,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 183,521 | $2,163,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 137,290 | $2,159,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 168,058 | $2,158,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 90,571 | $2,157,000 | thousands by filing date | principal |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 137,469 | $2,154,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 54,118 | $2,150,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 563,270 | $2,147,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 98,193 | $2,146,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 76,779 | $2,145,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 74,730 | $2,141,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 55,460 | $2,139,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 95,300 | $2,136,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 460,178 | $2,136,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 142,344 | $2,135,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 258,700 | $2,132,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 98,800 | $2,130,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 42,861 | $2,107,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 131,299 | $2,106,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 16,800 | $2,103,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 100,138 | $2,103,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 18,754 | $2,101,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 94,735 | $2,101,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 60,209 | $2,100,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 157,709 | $2,098,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 51,020 | $2,097,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,000,000 | $2,095,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 116,562 | $2,089,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 108,433 | $2,088,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 27,766 | $2,086,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 82,772 | $2,086,000 | thousands by filing date | principal |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 59,934 | $2,085,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 77,409 | $2,084,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 71,000 | $2,082,000 | thousands by filing date | put |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 126,001 | $2,077,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 107,352 | $2,077,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 613,100 | $2,072,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 130,000 | $2,071,000 | thousands by filing date | call |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 51,269 | $2,064,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 46,184 | $2,060,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 63,010 | $2,059,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 67,824 | $2,056,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 108,081 | $2,052,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 45,402 | $2,043,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U308 | HEALTH FITNESS | 81,592 | $2,041,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 34,659 | $2,037,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 227,667 | $2,037,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 14,500 | $2,036,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 50,000 | $2,025,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 95,050 | $2,021,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 102,744 | $2,018,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 517,376 | $2,018,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 65,876 | $2,017,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,400 | $2,016,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 106,170 | $2,016,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 202,422 | $2,014,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 24,300 | $2,011,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 39,305 | $2,010,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 81,759 | $2,010,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 293,250 | $2,009,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 31,358 | $2,007,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 38,375 | $2,002,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 104,299 | $1,997,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,224,890 | $1,997,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 65,000 | $1,990,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 57,448 | $1,981,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 52,547 | $1,979,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 31,902 | $1,979,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 77,900 | $1,979,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 50,000 | $1,978,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 78,829 | $1,975,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 31,100 | $1,974,000 | thousands by filing date | call |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 1,973,000 | $1,968,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 700,000 | $1,967,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 25,847 | $1,965,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 54,469 | $1,957,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 57,064 | $1,956,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 188,710 | $1,954,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 257,718 | $1,952,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 49,830 | $1,948,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 46,538 | $1,947,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 19,425 | $1,945,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 319,700 | $1,944,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 164,026 | $1,944,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 120,840 | $1,943,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 96,151 | $1,943,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 80,623 | $1,940,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 92,473 | $1,940,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 101,663 | $1,939,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 40,400 | $1,936,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 75,810 | $1,936,000 | thousands by filing date | principal |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 25,233 | $1,935,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 78,191 | $1,927,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 87,885 | $1,919,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 84,526 | $1,917,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 28,575 | $1,913,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 88,464 | $1,908,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 25,000 | $1,905,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 71,977 | $1,904,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 26,700 | $1,902,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 246,277 | $1,897,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 69,382 | $1,894,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 50,460 | $1,893,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 106,000 | $1,889,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 35,651 | $1,882,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 50,912 | $1,881,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 91,029 | $1,879,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 43,261 | $1,878,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 164,141 | $1,875,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 55,000 | $1,873,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 80,000 | $1,869,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 214,403 | $1,869,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 221,800 | $1,865,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 61,276 | $1,864,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 20,517 | $1,864,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 88,709 | $1,856,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 37,763 | $1,848,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 9,000 | $1,846,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 100,000 | $1,841,000 | thousands by filing date | put |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 77,940 | $1,834,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 188,365 | $1,830,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 221,557 | $1,826,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 34,808 | $1,822,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 163,121 | $1,820,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 120,000 | $1,817,000 | thousands by filing date | call |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 72,670 | $1,814,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 116,722 | $1,809,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 102,017 | $1,809,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 32,244 | $1,806,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,800 | $1,805,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 68,952 | $1,805,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 56,369 | $1,801,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 59,563 | $1,793,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 37,772 | $1,788,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 67,354 | $1,788,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 75,000 | $1,784,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 56,491 | $1,780,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 44,572 | $1,779,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 21,500 | $1,778,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 154,828 | $1,777,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,166,000 | $1,776,000 | thousands by filing date | principal |
| COSTAR GROUP INC COM | 22160N109 | Stock | 9,417 | $1,775,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 34,697 | $1,775,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 130,204 | $1,774,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 15,400 | $1,774,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 187,881 | $1,773,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 27,910 | $1,768,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 29,700 | $1,768,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 23,928 | $1,766,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 65,769 | $1,766,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 99,655 | $1,764,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 55,900 | $1,763,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 35,700 | $1,761,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 29,489 | $1,760,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 104,800 | $1,756,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 21,117 | $1,755,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 48,591 | $1,754,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 32,157 | $1,752,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 69,402 | $1,750,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 103,464 | $1,747,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 179,268 | $1,742,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 15,510 | $1,738,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 35,353 | $1,736,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 70,802 | $1,734,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 98,609 | $1,729,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 127,411 | $1,721,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 15,000 | $1,719,000 | thousands by filing date | put |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 125,030 | $1,718,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 66,108 | $1,717,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 22,800 | $1,716,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 30,869 | $1,715,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 17,559 | $1,714,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 27,792 | $1,709,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 318,137 | $1,709,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50,728 | $1,707,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10,039 | $1,706,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 97,383 | $1,705,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 315,803 | $1,705,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 183,176 | $1,704,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 51,951 | $1,704,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 28,278 | $1,702,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 59,409 | $1,699,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 198,958 | $1,699,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 150,000 | $1,697,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 36,828 | $1,696,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 39,363 | $1,696,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 126,441 | $1,696,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 49,960 | $1,696,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 51,085 | $1,690,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 41,567 | $1,686,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 27,756 | $1,682,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 26,700 | $1,681,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 69,478 | $1,677,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 71,466 | $1,676,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 160,000 | $1,675,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 29,604 | $1,670,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 18,518 | $1,669,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 16,200 | $1,668,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 86,357 | $1,667,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 135,400 | $1,660,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 168,381 | $1,657,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 43,806 | $1,657,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 81,030 | $1,655,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 22,300 | $1,651,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 50,169 | $1,650,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 100,200 | $1,646,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 26,537 | $1,641,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 28,354 | $1,639,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 18,961 | $1,633,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 33,900 | $1,632,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 42,200 | $1,632,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 114,047 | $1,631,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 83,821 | $1,629,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 38,786 | $1,624,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 40,547 | $1,622,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 21,086 | $1,617,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 14,999 | $1,616,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 20,631 | $1,615,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 362,267 | $1,612,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 97,237 | $1,611,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 85,153 | $1,609,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 193,593 | $1,609,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 57,581 | $1,607,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 85,109 | $1,606,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 155,856 | $1,605,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 15,500 | $1,603,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 16,491 | $1,595,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 14,274 | $1,594,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 54,200 | $1,590,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 65,892 | $1,589,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 77,369 | $1,584,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 107,116 | $1,579,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 52,030 | $1,578,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 44,464 | $1,578,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 61,504 | $1,576,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 34,360 | $1,575,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 46,311 | $1,575,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 23,211 | $1,574,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 14,372 | $1,571,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 70,300 | $1,571,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 34,639 | $1,570,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 29,393 | $1,569,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 26,644 | $1,567,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 305,407 | $1,567,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 77,725 | $1,567,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 51,948 | $1,566,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 85,304 | $1,562,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 30,782 | $1,562,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 41,000 | $1,560,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 66,412 | $1,557,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 186,096 | $1,554,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 731,734 | $1,552,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 66,782 | $1,549,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 550,000 | $1,546,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 26,685 | $1,542,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 120,391 | $1,540,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 69,709 | $1,537,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 80,611 | $1,534,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 15,550 | $1,532,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 19,933 | $1,528,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 32,024 | $1,524,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 60,431 | $1,524,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 42,500 | $1,521,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 25,677 | $1,520,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 71,514 | $1,515,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 115,649 | $1,514,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 8,400 | $1,513,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 119,239 | $1,513,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 32,034 | $1,512,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 14,300 | $1,511,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 211,352 | $1,507,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,116,000 | $1,507,000 | thousands by filing date | principal |
| GOPRO INC | 38268T103 | CL A | 172,900 | $1,506,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 75,918 | $1,506,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 240,957 | $1,506,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 20,000 | $1,501,000 | thousands by filing date | put |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 30,282 | $1,501,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,291 | $1,500,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 151,132 | $1,497,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 108,871 | $1,494,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 52,417 | $1,492,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 41,908 | $1,488,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,600 | $1,486,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 33,108 | $1,486,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 53,036 | $1,486,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 60,515 | $1,485,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 134,321 | $1,483,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 28,563 | $1,481,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 107,544 | $1,480,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 111,435 | $1,479,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20,000 | $1,473,000 | thousands by filing date | put |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 41,814 | $1,473,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 31,800 | $1,472,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 114,472 | $1,469,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 27,898 | $1,465,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 58,261 | $1,464,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 29,164 | $1,462,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 18,843 | $1,461,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 94,154 | $1,461,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 22,293 | $1,456,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 39,415 | $1,454,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 173,374 | $1,451,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 98,413 | $1,447,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 13,500 | $1,441,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 56,813 | $1,441,000 | thousands by filing date | principal |
| TREX CO INC | 89531P105 | COM | 22,364 | $1,440,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 65,983 | $1,440,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 36,000 | $1,440,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 14,157 | $1,439,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,800 | $1,434,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 55,184 | $1,434,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 36,294 | $1,434,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 83,497 | $1,429,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 42,736 | $1,427,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 49,932 | $1,426,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 108,685 | $1,425,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 65,969 | $1,423,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 27,015 | $1,422,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 36,295 | $1,420,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 15,300 | $1,419,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 98,988 | $1,416,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 92,323 | $1,416,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 147,815 | $1,413,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 55,359 | $1,413,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 40,932 | $1,412,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 57,035 | $1,409,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 198,276 | $1,408,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 45,890 | $1,406,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 99,766 | $1,404,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 55,139 | $1,401,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 101,026 | $1,395,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 28,957 | $1,393,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 323,883 | $1,393,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 18,300 | $1,392,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 69,207 | $1,391,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 28,920 | $1,391,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 47,367 | $1,391,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 43,805 | $1,391,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 64,000 | $1,390,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 65,702 | $1,389,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 55,806 | $1,389,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 225,681 | $1,388,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 377,086 | $1,388,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 56,649 | $1,388,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 277,242 | $1,383,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 28,526 | $1,379,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 20,000 | $1,376,000 | thousands by filing date | put |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 63,576 | $1,374,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 43,100 | $1,373,000 | thousands by filing date | call |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 54,308 | $1,370,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 50,868 | $1,369,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 51,909 | $1,368,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 27,400 | $1,366,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 94,196 | $1,366,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 60,900 | $1,365,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 108,471 | $1,365,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 10,628 | $1,364,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 24,892 | $1,362,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 54,532 | $1,356,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 54,643 | $1,355,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 150,000 | $1,355,000 | thousands by filing date | call |
| GP STRATEGIES CORP | 36225V104 | COM | 47,198 | $1,350,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 27,616 | $1,348,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 25,761 | $1,347,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 60,000 | $1,346,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 175,321 | $1,338,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 31,152 | $1,338,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 43,300 | $1,337,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 4,506 | $1,337,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 32,000 | $1,336,000 | thousands by filing date | call |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 30,766 | $1,336,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 31,627 | $1,330,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 23,746 | $1,329,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 26,346 | $1,326,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 14,369 | $1,323,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 101,109 | $1,321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 19,040 | $1,320,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 70,700 | $1,320,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 21,870 | $1,319,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 21,381 | $1,319,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 54,092 | $1,318,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 10,881 | $1,317,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 186,093 | $1,316,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 41,254 | $1,316,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 69,123 | $1,316,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 64,849 | $1,313,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 51,350 | $1,310,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 26,204 | $1,309,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 100,000 | $1,304,000 | thousands by filing date | put |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 91,600 | $1,299,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 284,349 | $1,297,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 51,518 | $1,297,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 101,289 | $1,294,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 13,053 | $1,294,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 9,200 | $1,292,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 31,708 | $1,292,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 53,220 | $1,292,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 26,215 | $1,289,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 70,000 | $1,287,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 138,004 | $1,285,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 40,000 | $1,284,000 | thousands by filing date | put |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 38,732 | $1,283,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 79,910 | $1,282,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 21,616 | $1,282,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 48,432 | $1,281,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 30,414 | $1,280,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 69,669 | $1,278,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,815 | $1,277,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 15,451 | $1,277,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 67,136 | $1,276,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 44,350 | $1,275,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 303,515 | $1,275,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 150,000 | $1,275,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 102,469 | $1,273,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 20,000 | $1,272,000 | thousands by filing date | put |
| Powershares ETF KBW Insurance | 73936q777 | COM | 22,881 | $1,272,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 99,204 | $1,271,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 15,686 | $1,267,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 37,194 | $1,265,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 60,916 | $1,264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 37,168 | $1,263,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 60,300 | $1,263,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 98,700 | $1,262,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 63,119 | $1,261,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 73,437 | $1,260,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 83,654 | $1,258,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 31,992 | $1,258,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 39,005 | $1,257,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 25,921 | $1,257,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 23,620 | $1,257,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,209,127 | $1,257,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 50,624 | $1,256,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 64,578 | $1,251,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 43,213 | $1,247,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 30,000 | $1,243,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 106,125 | $1,242,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 11,005 | $1,237,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 12,261 | $1,237,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 60,340 | $1,234,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 27,125 | $1,233,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 106,562 | $1,233,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 21,501 | $1,232,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 42,720 | $1,232,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 27,825 | $1,232,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 76,924 | $1,230,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 215,700 | $1,229,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 20,523 | $1,228,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 21,972 | $1,226,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 90,382 | $1,221,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 140,000 | $1,219,000 | thousands by filing date | call |
| GREAT WESTN BANCORP INC | 391416104 | COM | 27,947 | $1,218,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 46,900 | $1,218,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 20,000 | $1,216,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 95,323 | $1,212,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 63,500 | $1,212,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 118,864 | $1,212,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 14,000 | $1,210,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 20,000 | $1,209,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 25,133 | $1,206,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 116,752 | $1,203,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 11,413 | $1,202,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 43,354 | $1,200,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 95,121 | $1,199,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 40,100 | $1,199,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 29,158 | $1,198,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 41,500 | $1,197,000 | thousands by filing date | call |
| SWEDBANK AB | W9423X4R0 | MTNF 5.500%12/3 | 1,200,000 | $1,196,000 | thousands by filing date | principal |
| CARE CAP PPTYS INC | 141624106 | COM | 47,799 | $1,195,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007017 | this filing | 2017-02-14 | acceptance time not in the bulk data set |