13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 4,034 holding rows worth $100,707,216,000.
- Accession
- 0001140361-16-086830
- Filer
- CIK 824468
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,452 entries on the cover page, a total value of $100,707,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,707,216,000 with VALUE read as thousands by filing date, 13F file number 028-11379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SERVICE CORP INTL COM | 817565104 | Stock | 227,656 | $6,042,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 65,508 | $6,029,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 170,346 | $6,005,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 262,210 | $6,002,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 53,323 | $5,989,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 213,898 | $5,978,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 37,000 | $5,967,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 275,000 | $5,946,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 154,500 | $5,942,000 | thousands by filing date | call |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 6,000,000 | $5,940,000 | thousands by filing date | principal |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 483,658 | $5,891,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 44,678 | $5,888,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 176,083 | $5,888,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 170,461 | $5,885,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 53,730 | $5,884,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 204,932 | $5,881,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 202,520 | $5,867,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 684,898 | $5,864,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 116,249 | $5,863,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 93,359 | $5,862,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 200,000 | $5,856,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 174,568 | $5,850,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 166,372 | $5,849,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 538,500 | $5,848,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 155,641 | $5,842,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 261,513 | $5,824,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 266,279 | $5,810,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 252,251 | $5,810,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 185,390 | $5,810,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 257,379 | $5,795,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 632,287 | $5,787,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,650,000 | $5,776,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 162,357 | $5,775,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 108,047 | $5,768,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 181,773 | $5,764,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 270,063 | $5,761,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 6,249,000 | $5,753,000 | thousands by filing date | principal |
| HUMANA INC COM | 444859102 | Stock | 32,500 | $5,749,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 5,860,000 | $5,725,000 | thousands by filing date | principal |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 146,495 | $5,717,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 452,162 | $5,714,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 215,600 | $5,698,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 651,468 | $5,693,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 107,637 | $5,689,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 374,665 | $5,687,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 62,289 | $5,675,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 333,380 | $5,672,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 300,561 | $5,669,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 474,065 | $5,666,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 459,621 | $5,662,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 5,442,000 | $5,660,000 | thousands by filing date | principal |
| CORELOGIC INC | 21871D103 | COM | 143,843 | $5,641,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 679,296 | $5,631,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 243,100 | $5,623,000 | thousands by filing date | call |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 187,262 | $5,621,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 108,870 | $5,619,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 5,000,000 | $5,619,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,000,000 | $5,613,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 170,400 | $5,606,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 147,207 | $5,598,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 83,639 | $5,588,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 573,458 | $5,586,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,995,000 | $5,585,000 | thousands by filing date | principal |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 524,635 | $5,545,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 166,868 | $5,540,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 297,992 | $5,534,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 296,481 | $5,529,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 51,129 | $5,519,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,820,000 | $5,510,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 67,253 | $5,503,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 113,094 | $5,497,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 118,772 | $5,494,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 160,775 | $5,477,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 566,338 | $5,466,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 92,000 | $5,459,000 | thousands by filing date | put |
| CEB INC | 125134106 | COM | 100,105 | $5,453,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 126,929 | $5,446,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 50,907 | $5,443,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 102,399 | $5,442,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,790,000 | $5,437,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 49,500 | $5,435,000 | thousands by filing date | call |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 49,500 | $5,425,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 104,313 | $5,411,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 650,018 | $5,402,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 389,753 | $5,398,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 378,705 | $5,393,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,051,000 | $5,385,000 | thousands by filing date | principal |
| G & K SVCS INC | 361268105 | CL A | 56,390 | $5,385,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 31,200 | $5,383,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 175,000 | $5,378,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 365,938 | $5,357,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 166,296 | $5,353,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 49,472 | $5,346,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 538,417 | $5,335,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 76,770 | $5,325,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 5,327,000 | $5,310,000 | thousands by filing date | principal |
| FINISAR CORP | 31787A507 | COM NEW | 177,977 | $5,304,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 94,770 | $5,295,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 332,926 | $5,290,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 100,000 | $5,265,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 507,550 | $5,263,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 64,930 | $5,261,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 149,367 | $5,259,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 256,258 | $5,258,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,333,875 | $5,242,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,400,000 | $5,241,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 371,267 | $5,230,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 300,000 | $5,208,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 402,921 | $5,197,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100,000 | $5,187,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 57,700 | $5,179,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 312,803 | $5,177,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 200,000 | $5,174,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,469,000 | $5,170,000 | thousands by filing date | principal |
| DONALDSON INC COM | 257651109 | Stock | 138,361 | $5,165,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 3,965,000 | $5,162,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 100,000 | $5,130,000 | thousands by filing date | call |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 39,991 | $5,126,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 92,695 | $5,124,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 133,725 | $5,119,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 544,953 | $5,107,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 100,606 | $5,100,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 4,977,000 | $5,098,000 | thousands by filing date | principal |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 5,100,000 | $5,094,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 233,012 | $5,080,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 559,249 | $5,072,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 73,488 | $5,071,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 106,100 | $5,062,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 278,617 | $5,053,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 108,001 | $5,048,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 983,786 | $5,027,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 34,589 | $5,024,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 4,728,000 | $5,024,000 | thousands by filing date | principal |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 57,520 | $5,015,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 277,094 | $5,011,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 80,000 | $4,993,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 164,028 | $4,990,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 179,763 | $4,988,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 11,594 | $4,977,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 4,043,000 | $4,975,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 81,697 | $4,971,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 85,885 | $4,968,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 219,328 | $4,966,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 5,525,000 | $4,959,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 416,161 | $4,952,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 216,563 | $4,938,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 179,661 | $4,937,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 57,974 | $4,933,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 89,735 | $4,926,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 125,200 | $4,918,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 115,114 | $4,902,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 576,691 | $4,902,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 100,106 | $4,883,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 56,534 | $4,871,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 4,966,000 | $4,864,000 | thousands by filing date | principal |
| POLYONE CORP | 73179P106 | COM | 143,784 | $4,862,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 272,392 | $4,851,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 297,924 | $4,848,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 100,000 | $4,848,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 5,000,000 | $4,847,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 188,200 | $4,846,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 42,943 | $4,828,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 209,204 | $4,824,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 4,350,000 | $4,812,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 644,094 | $4,810,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 159,392 | $4,810,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 292,599 | $4,808,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 346,856 | $4,805,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 138,951 | $4,804,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 23,500 | $4,794,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 57,521 | $4,794,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 102,447 | $4,782,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 38,378 | $4,777,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 31,955 | $4,775,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 207,100 | $4,774,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 962,104 | $4,772,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,722,400 | $4,764,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 516,527 | $4,763,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 40,382 | $4,762,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 77,512 | $4,760,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 200,070 | $4,757,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 366,946 | $4,756,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 195,223 | $4,752,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 378,053 | $4,741,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 326,281 | $4,735,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 375,483 | $4,732,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 63,738 | $4,716,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 100,000 | $4,715,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 65,480 | $4,710,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 76,071 | $4,704,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 121,240 | $4,702,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 65,566 | $4,700,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 202,520 | $4,699,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 121,828 | $4,698,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 81,385 | $4,689,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 48,500 | $4,682,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,041,555 | $4,676,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 82,315 | $4,671,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 234,879 | $4,660,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,420,000 | $4,660,000 | thousands by filing date | principal |
| ISHARES TR | 464287846 | DOW JONES US ETF | 42,925 | $4,659,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 173,147 | $4,658,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 100,000 | $4,653,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 93,788 | $4,651,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 100,000 | $4,618,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 203,781 | $4,618,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 73,875 | $4,616,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 172,239 | $4,612,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 35,000 | $4,611,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 56,273 | $4,602,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 89,851 | $4,589,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 205,733 | $4,584,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 4,870,000 | $4,584,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 143,772 | $4,557,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 50,000 | $4,541,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 95,007 | $4,540,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 135,983 | $4,539,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 166,955 | $4,538,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 170,667 | $4,538,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 557,142 | $4,525,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 82,266 | $4,512,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 71,568 | $4,509,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 35,000 | $4,504,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 321,788 | $4,502,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 65,030 | $4,499,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 3,770,000 | $4,494,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 217,517 | $4,492,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 59,262 | $4,492,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 4,742,000 | $4,487,000 | thousands by filing date | principal |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 4,800,000 | $4,485,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 102,965 | $4,480,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 68,893 | $4,478,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 90,836 | $4,474,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 349,132 | $4,466,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 82,342 | $4,452,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 137,176 | $4,449,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 548,318 | $4,447,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 4,300,000 | $4,441,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 66,136 | $4,435,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 100,000 | $4,429,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 57,255 | $4,426,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 115,000 | $4,426,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 74,163 | $4,422,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 283,689 | $4,422,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 3,600,000 | $4,416,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,350,000 | $4,411,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 115,600 | $4,407,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 207,267 | $4,405,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 75,028 | $4,395,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 185,000 | $4,385,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 533,089 | $4,367,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,000 | $4,364,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 277,895 | $4,363,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 205,413 | $4,356,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 924,683 | $4,355,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 292,000 | $4,354,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 81,377 | $4,354,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 55,469 | $4,342,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 47,500 | $4,337,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 3,804,288 | $4,337,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 256,586 | $4,331,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 113,916 | $4,329,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 197,225 | $4,318,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 199,900 | $4,313,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 65,387 | $4,312,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 67,568 | $4,308,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 68,719 | $4,308,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 89,563 | $4,301,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 43,540 | $4,301,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 31,398 | $4,298,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 59,768 | $4,296,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 37,484 | $4,291,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 63,983 | $4,290,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 189,532 | $4,286,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,057,042 | $4,282,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 426,126 | $4,282,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 64,179 | $4,278,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 70,591 | $4,272,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 67,902 | $4,252,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 116,630 | $4,227,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 148,977 | $4,225,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100,000 | $4,217,000 | thousands by filing date | put |
| CABLE ONE INC | 12685J105 | COM | 7,208 | $4,210,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 588,390 | $4,160,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 96,689 | $4,157,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 79,294 | $4,156,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 55,680 | $4,155,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 4,295,000 | $4,152,000 | thousands by filing date | principal |
| STEELCASE INC-CLASS A | 858155203 | CL A | 298,147 | $4,142,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 40,000 | $4,134,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 121,711 | $4,131,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 164,650 | $4,129,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 82,826 | $4,126,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 3,983,000 | $4,125,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 97,500 | $4,123,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 155,782 | $4,122,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 65,000 | $4,107,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 82,840 | $4,106,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 357,855 | $4,104,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 272,652 | $4,103,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 81,680 | $4,101,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 114,512 | $4,088,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 128,050 | $4,075,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 49,368 | $4,065,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 69,673 | $4,059,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 68,090 | $4,051,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 225,862 | $4,043,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 60,800 | $4,033,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 69,102 | $4,030,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 76,696 | $4,026,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 174,094 | $4,021,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 51,100 | $4,019,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 50,715 | $4,017,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 176,917 | $3,994,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 150,000 | $3,978,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 335,716 | $3,971,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 58,320 | $3,970,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 3,360,000 | $3,967,000 | thousands by filing date | principal |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 153,725 | $3,955,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 36,400 | $3,934,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 115,045 | $3,928,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 46,536 | $3,926,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 219,613 | $3,922,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 50,000 | $3,920,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 51,217 | $3,904,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 227,912 | $3,904,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 69,672 | $3,902,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 245,044 | $3,901,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 150,957 | $3,900,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 155,809 | $3,897,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 83,815 | $3,892,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 52,503 | $3,886,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 256,784 | $3,882,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 146,182 | $3,880,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 65,392 | $3,873,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,890 | $3,856,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 212,110 | $3,851,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 132,622 | $3,846,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 372,970 | $3,842,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 46,047 | $3,834,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 470,315 | $3,833,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 151,935 | $3,826,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 150,000 | $3,824,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,684,000 | $3,822,000 | thousands by filing date | principal |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 167,279 | $3,821,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 37,854 | $3,820,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 652,840 | $3,819,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 109,923 | $3,799,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 54,566 | $3,798,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 99,234 | $3,793,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 31,819 | $3,790,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 80,829 | $3,783,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 133,100 | $3,779,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 70,630 | $3,779,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 198,549 | $3,771,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 142,403 | $3,765,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 964,988 | $3,763,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 229,754 | $3,761,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 3,790,000 | $3,754,000 | thousands by filing date | principal |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 28,372 | $3,748,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 106,034 | $3,745,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 91,130 | $3,731,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 62,533 | $3,726,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 3,695,000 | $3,723,000 | thousands by filing date | principal |
| TRIBUNE COMPANY | 896047503 | COMMON | 101,694 | $3,714,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 212,795 | $3,713,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 253,958 | $3,711,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 161,767 | $3,705,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 196,489 | $3,699,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 69,800 | $3,689,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 298,975 | $3,687,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 68,599 | $3,685,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 156,950 | $3,683,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 60,437 | $3,680,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 187,462 | $3,672,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 188,487 | $3,672,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 149,393 | $3,661,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 45,910 | $3,635,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 223,875 | $3,624,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 548,048 | $3,623,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 750,000 | $3,623,000 | thousands by filing date | call |
| Spectra Energy Partners | 84756N109 | COM | 82,807 | $3,619,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 110,058 | $3,613,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 159,608 | $3,613,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 45,716 | $3,611,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 3,091,000 | $3,611,000 | thousands by filing date | principal |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 125,626 | $3,603,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 44,637 | $3,593,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 48,224 | $3,591,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 54,897 | $3,588,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,002,642 | $3,579,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 26,848 | $3,570,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 166,448 | $3,568,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 32,280 | $3,567,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 100,809 | $3,564,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 46,762 | $3,556,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 88,500 | $3,554,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 735,751 | $3,553,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 115,186 | $3,545,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 142,859 | $3,542,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 278,689 | $3,542,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 52,578 | $3,529,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,000 | $3,525,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 61,276 | $3,524,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 22,665 | $3,518,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 88,406 | $3,518,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 130,000 | $3,514,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 50,000 | $3,509,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 87,763 | $3,497,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 72,997 | $3,486,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 106,423 | $3,483,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 80,000 | $3,478,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 123,033 | $3,475,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 998,153 | $3,474,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 79,970 | $3,470,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 54,999 | $3,466,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 124,908 | $3,464,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 69,830 | $3,453,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 73,800 | $3,453,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 4,002,000 | $3,452,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 3,270,000 | $3,452,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 35,287 | $3,447,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 158,258 | $3,441,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 218,703 | $3,441,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 189,627 | $3,439,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 48,604 | $3,437,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 107,845 | $3,437,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 211,781 | $3,431,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 43,930 | $3,425,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 22,412 | $3,424,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 539,795 | $3,423,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 255,358 | $3,415,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 94,944 | $3,413,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,850,000 | $3,400,000 | thousands by filing date | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 175,330 | $3,399,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 60,816 | $3,392,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 49,203 | $3,392,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 82,073 | $3,388,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 185,492 | $3,382,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 47,400 | $3,381,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 214,539 | $3,381,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 108,640 | $3,379,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 95,900 | $3,379,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 523,443 | $3,365,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 68,751 | $3,363,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 12,000 | $3,361,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 26,647 | $3,360,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 4,140,000 | $3,353,000 | thousands by filing date | principal |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 55,685 | $3,349,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 123,018 | $3,348,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 125,284 | $3,343,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 47,357 | $3,341,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 53,568 | $3,330,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 270,322 | $3,325,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 2,700,000 | $3,321,000 | thousands by filing date | principal |
| GRANITE CONSTR INC COM | 387328107 | Stock | 66,738 | $3,319,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 46,513 | $3,319,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 79,140 | $3,317,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 391,081 | $3,316,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 94,291 | $3,316,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 77,863 | $3,315,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 199,045 | $3,311,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 95,486 | $3,311,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 113,157 | $3,310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 101,000 | $3,309,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 228,450 | $3,306,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 3,376,000 | $3,306,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 79,010 | $3,300,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 150,000 | $3,297,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 68,230 | $3,293,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,890,000 | $3,293,000 | thousands by filing date | principal |
| PROASSURANCE CORP | 74267C106 | COM | 62,752 | $3,292,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 3,133,000 | $3,292,000 | thousands by filing date | principal |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 148,353 | $3,290,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,018,108 | $3,290,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 3,500,000 | $3,290,000 | thousands by filing date | principal |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 100,935 | $3,286,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 226,819 | $3,284,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 100,440 | $3,283,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 22,536 | $3,277,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 222,500 | $3,277,000 | thousands by filing date | put |
| ISHARES TR | 464287564 | SELECT US REIT | 31,143 | $3,267,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 90,000 | $3,267,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,200 | $3,265,000 | thousands by filing date | put |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 101,481 | $3,265,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 185,568 | $3,253,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 246,889 | $3,252,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 122,231 | $3,248,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 68,342 | $3,242,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 69,565 | $3,241,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 55,099 | $3,240,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 98,459 | $3,236,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 62,051 | $3,224,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 303,666 | $3,216,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 65,000 | $3,214,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 92,402 | $3,196,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 110,648 | $3,196,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 219,685 | $3,190,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 17,202 | $3,182,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 152,542 | $3,174,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086830 | this filing | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-090941 | base | 2016-12-28 | acceptance time not in the bulk data set |