13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 4,034 holding rows worth $100,707,216,000.
- Accession
- 0001140361-16-086830
- Filer
- CIK 824468
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,452 entries on the cover page, a total value of $100,707,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,707,216,000 with VALUE read as thousands by filing date, 13F file number 028-11379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST SOLAR INC COM | 336433107 | Stock | 344,931 | $13,621,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 188,488 | $13,620,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 733,954 | $13,586,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 250,800 | $13,578,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 125,952 | $13,570,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 610,149 | $13,570,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 202,662 | $13,566,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 422,436 | $13,557,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 344,988 | $13,551,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 514,038 | $13,524,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 660,200 | $13,508,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 401,461 | $13,440,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 243,299 | $13,393,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 410,714 | $13,361,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 114,946 | $13,328,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,034,789 | $13,298,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,556,677 | $13,280,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 46,890 | $13,235,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 168,785 | $13,206,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 427,482 | $13,085,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,535,000 | $13,068,000 | thousands by filing date | principal |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 562,055 | $13,045,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200,989 | $13,019,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 59,835 | $12,956,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 415,827 | $12,940,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 323,933 | $12,940,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 132,501 | $12,902,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 424,175 | $12,897,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 317,000 | $12,873,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 158,383 | $12,869,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,000 | $12,865,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,175,595 | $12,849,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 150,000 | $12,803,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 104,985 | $12,753,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 709,413 | $12,733,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 360,881 | $12,716,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 328,600 | $12,710,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 331,639 | $12,708,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 250,625 | $12,693,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 13,630,000 | $12,685,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 109,800 | $12,676,000 | thousands by filing date | put |
| TORCHMARK CORP | 891027104 | COM | 198,210 | $12,664,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 831,220 | $12,660,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 168,642 | $12,622,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 127,800 | $12,595,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 74,944 | $12,594,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 154,356 | $12,590,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,000,000 | $12,540,000 | thousands by filing date | put |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 273,544 | $12,531,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 315,023 | $12,523,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 75,000 | $12,506,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 610,437 | $12,502,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 168,762 | $12,463,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 10,235,000 | $12,461,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 138,800 | $12,457,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 281,042 | $12,453,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 486,518 | $12,421,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 700,239 | $12,401,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 180,000 | $12,362,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 2,936,251 | $12,361,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 180,000 | $12,330,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 100,000 | $12,318,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 269,950 | $12,313,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 156,144 | $12,295,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,149,200 | $12,250,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 347,733 | $12,233,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 12,402,000 | $12,232,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 80,000 | $12,201,000 | thousands by filing date | put |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 510,769 | $12,192,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 368,875 | $12,173,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 161,492 | $12,064,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 99,945 | $12,010,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 154,574 | $11,969,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 196,005 | $11,952,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 73,612 | $11,931,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 12,820,000 | $11,925,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 220,000 | $11,911,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 624,504 | $11,891,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 203,701 | $11,857,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 13,000,000 | $11,781,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 226,974 | $11,776,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 506,260 | $11,735,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 272,000 | $11,723,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 77,069 | $11,702,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 695,077 | $11,677,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 200,000 | $11,676,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 369,147 | $11,669,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 439,946 | $11,667,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,262,000 | $11,644,000 | thousands by filing date | principal |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 890,073 | $11,642,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 10,676,000 | $11,610,000 | thousands by filing date | principal |
| UGI CORP NEW COM | 902681105 | Stock | 255,547 | $11,560,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 199,688 | $11,534,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 101,351 | $11,533,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 429,654 | $11,528,000 | thousands by filing date | |
| VTI | 922908769 | COM | 103,503 | $11,523,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 655,132 | $11,504,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 84,170 | $11,499,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 807,715 | $11,493,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 299,833 | $11,487,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 205,929 | $11,479,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 283,279 | $11,451,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 301,020 | $11,429,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 52,353 | $11,390,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 700,000 | $11,389,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 607,223 | $11,379,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 403,033 | $11,342,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 235,721 | $11,309,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,172,227 | $11,299,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 288,492 | $11,262,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 10,000,000 | $11,244,000 | thousands by filing date | principal |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 516,228 | $11,239,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 115,000 | $11,203,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 100,094 | $11,199,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 110,000 | $11,176,000 | thousands by filing date | put |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 229,801 | $11,132,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 213,508 | $11,095,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 11,138,000 | $11,082,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 9,196,000 | $11,035,000 | thousands by filing date | principal |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 117,006 | $10,969,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 802,900 | $10,935,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 79,300 | $10,919,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 599,696 | $10,914,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 85,000 | $10,903,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,615,254 | $10,879,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 275,000 | $10,805,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 166,562 | $10,802,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 105,000 | $10,731,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 377,716 | $10,727,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 219,844 | $10,685,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 332,427 | $10,664,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 93,365 | $10,654,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 200,000 | $10,642,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 195,781 | $10,637,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 228,380 | $10,634,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 353,031 | $10,630,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 187,719 | $10,618,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 245,260 | $10,608,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 114,962 | $10,605,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 82,371 | $10,591,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 377,693 | $10,587,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 591,561 | $10,566,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 688,463 | $10,561,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 153,838 | $10,555,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 8,626,000 | $10,524,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORP | 84265V105 | COM | 398,586 | $10,482,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 11,062,000 | $10,454,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 130,000 | $10,434,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 814,594 | $10,419,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 400,000 | $10,412,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 855,843 | $10,406,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 210,666 | $10,399,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 162,380 | $10,388,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 140,762 | $10,388,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 286,025 | $10,365,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 60,000 | $10,351,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,491,300 | $10,305,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 199,270 | $10,305,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 168,247 | $10,299,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 363,134 | $10,295,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 199,150 | $10,288,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 127,500 | $10,282,000 | thousands by filing date | call |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 156,785 | $10,263,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 204,900 | $10,260,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 208,002 | $10,229,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 266,365 | $10,227,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 131,805 | $10,205,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 669,361 | $10,195,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 10,038,000 | $10,176,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 229,400 | $10,158,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 551,719 | $10,148,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 70,200 | $10,142,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 168,794 | $10,135,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 325,751 | $10,104,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 9,000,000 | $10,098,000 | thousands by filing date | principal |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 175,761 | $10,097,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 230,761 | $10,083,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 189,150 | $10,078,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 263,840 | $10,077,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 348,847 | $10,053,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 219,913 | $10,041,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 196,694 | $10,039,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 118,815 | $10,034,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 447,949 | $10,030,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 88,700 | $10,022,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 85,497 | $10,011,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,166,720 | $9,976,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 343,825 | $9,973,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 603,548 | $9,953,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 364,899 | $9,933,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 270,457 | $9,909,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 693,566 | $9,890,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 164,565 | $9,870,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 183,416 | $9,852,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 348,392 | $9,849,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 719,509 | $9,799,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 467,964 | $9,790,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 309,496 | $9,787,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 586,463 | $9,783,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,513,925 | $9,764,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 268,410 | $9,759,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 334,453 | $9,750,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 638,450 | $9,750,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 433,438 | $9,749,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 297,219 | $9,695,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,400,336 | $9,675,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 167,617 | $9,673,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 618,948 | $9,667,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 398,376 | $9,665,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 458,923 | $9,650,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 161,311 | $9,639,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 352,977 | $9,625,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 325,959 | $9,606,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 479,708 | $9,590,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 490,784 | $9,585,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 426,137 | $9,579,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 334,411 | $9,531,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 280,927 | $9,512,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 396,695 | $9,505,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,203,303 | $9,496,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 177,112 | $9,487,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 110,635 | $9,465,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 75,000 | $9,461,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 195,512 | $9,432,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 113,595 | $9,416,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 648,578 | $9,385,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 140,000 | $9,376,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 84,645 | $9,369,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 209,748 | $9,363,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 53,100 | $9,358,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 190,250 | $9,344,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 491,503 | $9,343,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 91,065 | $9,341,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 48,800 | $9,327,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 346,080 | $9,318,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 455,714 | $9,305,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 268,186 | $9,292,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 50,000 | $9,283,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 378,680 | $9,279,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 210,355 | $9,266,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 389,726 | $9,260,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 867,414 | $9,229,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 125,438 | $9,227,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 345,462 | $9,224,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 234,500 | $9,211,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,638,099 | $9,207,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 162,000 | $9,189,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 301,335 | $9,185,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 527,015 | $9,165,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 582,438 | $9,150,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,363,843 | $9,149,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 248,706 | $9,149,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,000 | $9,139,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 91,646 | $9,131,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 499,500 | $9,091,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 103,455 | $9,068,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 231,879 | $9,055,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 164,836 | $9,054,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 8,465,000 | $9,041,000 | thousands by filing date | principal |
| PRESS GANEY HOL | 74113L102 | Common Stock | 223,024 | $9,009,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 7,529,000 | $9,002,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 594,683 | $8,998,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 129,522 | $8,995,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 321,640 | $8,990,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 228,645 | $8,968,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 236,423 | $8,952,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 201,859 | $8,942,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 194,324 | $8,928,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 171,000 | $8,863,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 500,000 | $8,860,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 487,687 | $8,857,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 369,829 | $8,842,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 328,653 | $8,839,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 327,472 | $8,825,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 135,014 | $8,818,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 57,322 | $8,794,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 91,693 | $8,787,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 344,945 | $8,775,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 378,612 | $8,765,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 118,280 | $8,732,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 291,854 | $8,716,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 677,558 | $8,693,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 135,708 | $8,693,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 189,653 | $8,673,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 195,816 | $8,642,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 76,462 | $8,639,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 111,789 | $8,627,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 163,063 | $8,620,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 335,264 | $8,610,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 499,783 | $8,586,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200,000 | $8,582,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 206,600 | $8,572,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 308,823 | $8,561,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 85,334 | $8,555,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 564,934 | $8,547,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 371,522 | $8,523,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 219,883 | $8,519,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 119,376 | $8,469,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 114,883 | $8,456,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 9,203,000 | $8,444,000 | thousands by filing date | principal |
| RELIANCE INC | 759509102 | COM | 117,213 | $8,443,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 100,000 | $8,391,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 131,980 | $8,379,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 74,100 | $8,373,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 117,091 | $8,371,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 69,000 | $8,364,000 | thousands by filing date | call |
| COUSINS PROPERTIES INC | 222795106 | COM | 799,750 | $8,349,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 205,342 | $8,330,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 185,000 | $8,302,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 244,800 | $8,291,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 167,852 | $8,263,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 66,163 | $8,244,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 142,766 | $8,241,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 72,532 | $8,236,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 156,500 | $8,212,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 172,872 | $8,194,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 195,000 | $8,132,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 370,790 | $8,103,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 329,800 | $8,097,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 73,198 | $8,092,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,170,555 | $8,088,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 152,728 | $8,069,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 461,713 | $8,061,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 102,000 | $8,021,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 397,359 | $8,007,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 371,413 | $8,001,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 257,205 | $7,973,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 8,144,000 | $7,972,000 | thousands by filing date | principal |
| PARAMOUNT GROUP INC | 69924R108 | COM | 482,963 | $7,918,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 566,257 | $7,915,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 150,000 | $7,895,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 62,253 | $7,875,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 204,069 | $7,873,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 55,830 | $7,858,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 646,204 | $7,846,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 190,440 | $7,843,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 76,400 | $7,808,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 442,319 | $7,793,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 135,000 | $7,791,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 179,347 | $7,756,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 98,790 | $7,753,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 6,155,000 | $7,748,000 | thousands by filing date | principal |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 100,000 | $7,737,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 39,646 | $7,720,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 372,877 | $7,714,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 71,390 | $7,705,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 461,900 | $7,704,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 74,931 | $7,649,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 6,400,000 | $7,649,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q101 | COM | 517,619 | $7,623,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 191,103 | $7,621,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 535,288 | $7,601,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 185,820 | $7,548,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 85,000 | $7,545,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 344,316 | $7,527,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 99,734 | $7,522,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 42,500 | $7,518,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 569,331 | $7,510,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 206,619 | $7,478,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 74,668 | $7,472,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 88,121 | $7,464,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 59,659 | $7,446,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 273,129 | $7,445,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 166,765 | $7,414,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 137,002 | $7,410,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 266,991 | $7,405,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 211,307 | $7,403,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 196,344 | $7,396,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 248,074 | $7,376,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,167,776 | $7,357,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 109,701 | $7,357,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 106,735 | $7,356,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 921,587 | $7,354,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 76,596 | $7,348,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 217,433 | $7,323,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 262,460 | $7,322,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,667,000 | $7,309,000 | thousands by filing date | principal |
| NVR INC COM | 62944T105 | Stock | 4,430 | $7,266,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 43,856 | $7,263,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 244,627 | $7,247,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 272,353 | $7,245,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 911,167 | $7,234,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 8,449,000 | $7,224,000 | thousands by filing date | principal |
| EPAM SYS INC COM | 29414B104 | Stock | 104,110 | $7,216,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,590,000 | $7,215,000 | thousands by filing date | principal |
| CALAVO GROWERS INC | 128246105 | COM | 110,011 | $7,199,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 95,944 | $7,195,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 59,862 | $7,192,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 74,619 | $7,188,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 280,546 | $7,177,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 407,118 | $7,169,000 | thousands by filing date | |
| IJH | 464287507 | COM | 46,319 | $7,166,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,780,000 | $7,111,000 | thousands by filing date | principal |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 47,329 | $7,109,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 7,120,000 | $7,106,000 | thousands by filing date | principal |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 41,458 | $7,099,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 105,395 | $7,094,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 253,012 | $7,082,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 113,741 | $7,072,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 180,683 | $7,008,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 488,784 | $7,004,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 464,665 | $6,984,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 363,629 | $6,982,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 166,135 | $6,975,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 133,907 | $6,961,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 136,438 | $6,960,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,347,554 | $6,939,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,255,542 | $6,907,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 167,346 | $6,907,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 101,322 | $6,869,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100,000 | $6,868,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 43,776 | $6,868,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 198,070 | $6,862,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 516,002 | $6,847,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 491,002 | $6,830,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 491,659 | $6,820,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 93,198 | $6,813,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 177,519 | $6,811,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 113,151 | $6,787,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 109,380 | $6,779,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 6,400,000 | $6,735,000 | thousands by filing date | principal |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,138,906 | $6,730,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 196,550 | $6,724,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 299,773 | $6,706,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 5,710,000 | $6,692,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 379,587 | $6,688,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 95,617 | $6,680,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,363,000 | $6,651,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 202,839 | $6,648,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 129,497 | $6,647,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 151,600 | $6,633,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 588,442 | $6,632,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 456,455 | $6,620,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 134,700 | $6,599,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 50,000 | $6,587,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 174,503 | $6,580,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 190,508 | $6,572,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 221,500 | $6,561,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 253,655 | $6,558,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 75,000 | $6,546,000 | thousands by filing date | call |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 138,966 | $6,542,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 312,189 | $6,541,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 110,000 | $6,527,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 116,993 | $6,523,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 132,225 | $6,521,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 62,191 | $6,515,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 176,843 | $6,493,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 115,543 | $6,483,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 306,050 | $6,464,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 83,360 | $6,464,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 122,349 | $6,462,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 6,000,000 | $6,459,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 59,300 | $6,450,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 142,292 | $6,415,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 132,816 | $6,387,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 45,296 | $6,382,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 200,800 | $6,379,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 701,015 | $6,379,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 747,813 | $6,364,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 617,563 | $6,361,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 151,173 | $6,361,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 308,976 | $6,359,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 142,710 | $6,357,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 123,700 | $6,348,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 74,906 | $6,345,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 226,058 | $6,339,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 106,535 | $6,337,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 180,198 | $6,327,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 90,000 | $6,316,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 67,481 | $6,314,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,125,361 | $6,314,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 222,548 | $6,287,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 222,487 | $6,269,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 120,308 | $6,266,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 194,994 | $6,237,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 183,090 | $6,220,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 157,898 | $6,216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 200,001 | $6,210,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 512,921 | $6,197,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 683,242 | $6,197,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 124,964 | $6,195,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 44,906 | $6,185,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 6,000,000 | $6,180,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 46,642 | $6,168,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 633,611 | $6,166,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 70,986 | $6,156,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 161,538 | $6,146,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 115,892 | $6,145,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 399,201 | $6,139,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,690,956 | $6,138,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 145,000 | $6,132,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 312,300 | $6,131,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 167,186 | $6,130,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 50,001 | $6,129,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,500,000 | $6,129,000 | thousands by filing date | principal |
| AUTONATION INC COM | 05329W102 | Stock | 125,580 | $6,118,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 156,076 | $6,114,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 180,979 | $6,078,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 121,224 | $6,077,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 125,723 | $6,056,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086830 | this filing | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-090941 | base | 2016-12-28 | acceptance time not in the bulk data set |