13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 4,034 holding rows worth $100,707,216,000.
- Accession
- 0001140361-16-086830
- Filer
- CIK 824468
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,452 entries on the cover page, a total value of $100,707,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,707,216,000 with VALUE read as thousands by filing date, 13F file number 028-11379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RADIANT LOGISTICS INC | 75025X100 | COM | 14,745 | $42,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 71,957 | $42,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 12,894 | $42,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 88,123 | $41,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,770 | $41,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 11,023 | $41,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 25,003 | $40,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 34,188 | $39,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 13,322 | $37,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,125 | $36,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 18,668 | $35,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 11,382 | $34,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 13,054 | $34,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 18,952 | $32,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,900 | $31,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,649 | $31,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 88,987 | $30,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 16,500 | $29,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 28,702 | $29,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 17,086 | $28,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 33,700 | $28,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 50,000 | $27,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 10,862 | $25,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 12,339 | $25,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 20,813 | $23,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 15,906 | $19,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 13,041 | $18,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,506 | $18,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 19,878 | $18,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 44,191 | $16,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 47,278 | $8,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $7,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 196,358 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086830 | this filing | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-090941 | base | 2016-12-28 | acceptance time not in the bulk data set |