13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 4,034 holding rows worth $100,707,216,000.
- Accession
- 0001140361-16-086830
- Filer
- CIK 824468
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,452 entries on the cover page, a total value of $100,707,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,707,216,000 with VALUE read as thousands by filing date, 13F file number 028-11379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRUSTCO BK CORP N Y | 898349105 | COM | 233,081 | $1,653,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 12,790 | $1,651,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 26,836 | $1,647,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 40,327 | $1,642,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 77,941 | $1,638,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 116,173 | $1,635,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 138,216 | $1,634,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 22,233 | $1,632,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 63,503 | $1,632,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 227,089 | $1,628,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 121,701 | $1,627,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 34,701 | $1,623,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,073 | $1,623,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 18,736 | $1,621,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9,657 | $1,617,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 16,279 | $1,612,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 120,288 | $1,612,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 26,125 | $1,606,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 112,940 | $1,606,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 112,684 | $1,606,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 26,964 | $1,605,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 16,800 | $1,605,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 197,493 | $1,602,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 55,721 | $1,599,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 18,192 | $1,597,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 32,026 | $1,596,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 50,523 | $1,593,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 115,117 | $1,593,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 1,955,000 | $1,590,000 | thousands by filing date | principal |
| ORION S.A. | L72967109 | COM | 84,799 | $1,589,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 17,387 | $1,587,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 38,798 | $1,581,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 35,759 | $1,580,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 42,908 | $1,580,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 24,676 | $1,576,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 370,139 | $1,574,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 42,400 | $1,571,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 38,879 | $1,570,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 92,689 | $1,568,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 121,192 | $1,567,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 14,845 | $1,565,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 75,516 | $1,564,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 52,519 | $1,560,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 79,379 | $1,559,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 50,672 | $1,559,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 16,085 | $1,559,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 64,829 | $1,558,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 46,117 | $1,555,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 9,442 | $1,553,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 58,272 | $1,549,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 34,991 | $1,548,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 14,605 | $1,547,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 35,795 | $1,547,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 33,431 | $1,543,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 82,200 | $1,542,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 27,321 | $1,541,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 25,656 | $1,541,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 25,733 | $1,540,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 130,400 | $1,539,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 65,920 | $1,538,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 23,525 | $1,526,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 142,297 | $1,525,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 63,678 | $1,524,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,000 | $1,524,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 67,866 | $1,524,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 41,742 | $1,521,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 60,926 | $1,520,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 110,059 | $1,514,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 270,226 | $1,514,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 137,716 | $1,513,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 26,641 | $1,512,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 105,825 | $1,512,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 113,849 | $1,511,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 50,000 | $1,510,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 42,820 | $1,509,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 66,406 | $1,508,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 56,362 | $1,507,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 131,747 | $1,507,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 42,747 | $1,495,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 144,685 | $1,493,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 28,809 | $1,492,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 30,855 | $1,491,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 191,109 | $1,489,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 109,216 | $1,486,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 20,443 | $1,486,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 63,519 | $1,484,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 51,536 | $1,483,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 45,298 | $1,482,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 285,113 | $1,482,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 24,215 | $1,481,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 301,009 | $1,481,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 45,813 | $1,479,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 117,832 | $1,470,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 32,965 | $1,466,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 56,842 | $1,463,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 1,505,000 | $1,463,000 | thousands by filing date | principal |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 11,980 | $1,461,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 30,734 | $1,458,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 92,954 | $1,457,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 45,000 | $1,454,000 | thousands by filing date | call |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,528,000 | $1,454,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 148,283 | $1,452,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 559,455 | $1,450,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 57,254 | $1,448,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 34,868 | $1,441,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 180,765 | $1,441,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 100,856 | $1,441,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 48,009 | $1,438,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 115,096 | $1,438,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 22,766 | $1,436,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 80,913 | $1,436,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 30,935 | $1,435,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 410,080 | $1,435,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 88,409 | $1,434,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 22,408 | $1,432,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 44,416 | $1,432,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 72,327 | $1,431,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 37,100 | $1,428,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 92,537 | $1,428,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 48,705 | $1,427,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 32,013 | $1,426,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 27,987 | $1,424,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 42,595 | $1,423,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,621 | $1,419,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 62,550 | $1,418,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 58,100 | $1,415,000 | thousands by filing date | put |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 48,852 | $1,413,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 24,353 | $1,413,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 281,209 | $1,408,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 335,581 | $1,407,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 59,687 | $1,407,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 42,662 | $1,406,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 31,300 | $1,405,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 85,972 | $1,404,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 38,464 | $1,402,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 234,945 | $1,400,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 99,658 | $1,400,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 138,163 | $1,397,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 32,159 | $1,396,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 52,313 | $1,394,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 16,630 | $1,393,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 126,223 | $1,392,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 89,628 | $1,392,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 54,900 | $1,390,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 34,137 | $1,389,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 22,717 | $1,387,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 50,086 | $1,386,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 49,872 | $1,384,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 30,979 | $1,383,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 40,000 | $1,383,000 | thousands by filing date | put |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 74,538 | $1,383,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 125,121 | $1,382,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 63,165 | $1,380,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 63,590 | $1,376,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 54,783 | $1,375,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 55,009 | $1,375,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 146,183 | $1,372,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 50,000 | $1,372,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 17,159 | $1,371,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 106,766 | $1,368,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 248,027 | $1,367,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 57,555 | $1,366,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 32,205 | $1,366,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 80,328 | $1,364,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 152,600 | $1,361,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 43,422 | $1,358,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 140,299 | $1,353,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 76,857 | $1,353,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 52,670 | $1,352,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 28,317 | $1,351,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 87,462 | $1,350,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 47,746 | $1,346,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 42,410 | $1,345,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 50,799 | $1,345,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 216,269 | $1,341,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 38,912 | $1,340,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 77,115 | $1,340,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 70,373 | $1,340,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 65,999 | $1,339,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 228,791 | $1,339,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 27,727 | $1,337,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 30,081 | $1,337,000 | thousands by filing date | |
| MGC | 921910873 | COM | 18,120 | $1,336,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 57,193 | $1,336,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 70,646 | $1,334,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 75,259 | $1,334,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 122,618 | $1,328,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 42,906 | $1,327,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 92,408 | $1,326,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 43,869 | $1,326,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 96,171 | $1,325,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 71,406 | $1,324,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 53,777 | $1,321,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 29,308 | $1,320,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 34,482 | $1,320,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 31,119 | $1,319,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 62,893 | $1,317,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 83,532 | $1,316,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 177,233 | $1,316,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 68,400 | $1,313,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 48,097 | $1,309,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 59,523 | $1,309,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 71,174 | $1,309,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 98,115 | $1,308,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 45,149 | $1,305,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 95,798 | $1,304,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 28,259 | $1,303,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 58,221 | $1,303,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 101,600 | $1,299,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 30,000 | $1,297,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 54,988 | $1,296,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 82,415 | $1,294,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 44,881 | $1,292,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 287,090 | $1,289,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 32,783 | $1,289,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 83,178 | $1,281,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 156,809 | $1,279,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 178,493 | $1,277,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50,000 | $1,277,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 14,411 | $1,277,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 114,210 | $1,277,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 22,896 | $1,275,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 68,007 | $1,275,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 13,384 | $1,270,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 140,552 | $1,269,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 66,633 | $1,268,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 40,568 | $1,268,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 45,090 | $1,268,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 156,466 | $1,267,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 55,491 | $1,266,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 39,273 | $1,265,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 20,543 | $1,264,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 20,000 | $1,264,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 47,119 | $1,262,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 66,130 | $1,261,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 37,820 | $1,260,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 53,558 | $1,259,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 53,870 | $1,259,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 21,844 | $1,258,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 103,080 | $1,257,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 98,129 | $1,256,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 23,721 | $1,254,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 63,649 | $1,253,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 41,571 | $1,250,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,000 | $1,249,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 84,137 | $1,245,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 35,902 | $1,240,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 35,684 | $1,239,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 55,435 | $1,238,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 78,042 | $1,237,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 118,636 | $1,234,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 37,512 | $1,233,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 38,584 | $1,232,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 14,747 | $1,232,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 73,054 | $1,231,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 9,265 | $1,230,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,038,000 | $1,229,000 | thousands by filing date | principal |
| Taser Intl Inc | 87651B104 | COM | 42,920 | $1,227,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 21,209 | $1,225,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 55,352 | $1,224,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 75,620 | $1,224,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,739 | $1,223,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 121,330 | $1,223,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 42,114 | $1,218,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 88,906 | $1,218,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $1,216,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 59,143 | $1,215,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 48,194 | $1,214,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 24,385 | $1,212,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 64,892 | $1,208,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 43,149 | $1,206,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 414,747 | $1,206,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 45,604 | $1,205,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 99,908 | $1,205,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 31,840 | $1,204,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 47,357 | $1,203,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 85,142 | $1,203,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 37,291 | $1,201,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 36,426 | $1,198,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 68,205 | $1,197,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 96,842 | $1,193,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 86,368 | $1,192,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 161,640 | $1,190,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 63,912 | $1,190,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 44,272 | $1,189,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 138,316 | $1,187,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 36,890 | $1,186,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 22,259 | $1,183,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 48,292 | $1,182,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 30,264 | $1,181,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 31,814 | $1,180,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 7,300 | $1,177,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 245,404 | $1,176,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 48,387 | $1,174,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 69,172 | $1,171,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 79,451 | $1,170,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 115,499 | $1,169,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 28,270 | $1,168,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 370,079 | $1,162,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 32,174 | $1,160,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 82,638 | $1,159,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 31,705 | $1,157,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 86,627 | $1,153,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 225,269 | $1,153,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 85,290 | $1,152,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 111,842 | $1,152,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 32,586 | $1,151,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 85,332 | $1,150,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 275,222 | $1,150,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 47,229 | $1,149,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 32,742 | $1,148,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 47,285 | $1,145,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 66,074 | $1,141,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,586 | $1,137,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 19,100 | $1,137,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 18,283 | $1,133,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 23,210 | $1,132,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 26,340 | $1,131,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 36,035 | $1,130,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 22,125 | $1,130,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 62,464 | $1,128,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 52,441 | $1,127,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 16,289 | $1,123,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 99,600 | $1,122,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 35,709 | $1,122,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 20,704 | $1,120,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 94,831 | $1,119,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 48,989 | $1,119,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 55,725 | $1,118,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 128,074 | $1,113,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 15,305 | $1,112,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 49,647 | $1,112,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 66,551 | $1,110,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 38,169 | $1,110,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 130,850 | $1,109,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 42,175 | $1,109,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 41,238 | $1,108,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 39,576 | $1,108,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 34,608 | $1,108,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 65,084 | $1,104,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 163,318 | $1,103,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 28,762 | $1,101,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 50,425 | $1,101,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 28,557 | $1,100,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 143,876 | $1,097,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 62,400 | $1,097,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 62,462 | $1,095,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 74,288 | $1,094,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 176,345 | $1,093,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 150,715 | $1,092,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 125,428 | $1,090,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 108,487 | $1,090,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 17,339 | $1,088,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 45,932 | $1,087,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 121,112 | $1,086,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100,000 | $1,086,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 36,280 | $1,086,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 27,001 | $1,086,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 18,369 | $1,084,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 26,508 | $1,084,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 44,409 | $1,083,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 193,628 | $1,083,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 145,963 | $1,081,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 34,304 | $1,081,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 16,684 | $1,080,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 16,352 | $1,078,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 20,371 | $1,078,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 49,756 | $1,076,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 55,769 | $1,075,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 9,243 | $1,072,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 15,503 | $1,072,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 46,281 | $1,072,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 208,217 | $1,068,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 33,019 | $1,068,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 223,807 | $1,063,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 42,827 | $1,061,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 29,809 | $1,057,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 41,557 | $1,057,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 26,380 | $1,056,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 75,513 | $1,053,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 146,134 | $1,052,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 20,956 | $1,051,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 57,246 | $1,051,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 70,011 | $1,050,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 91,821 | $1,050,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 2,500,000 | $1,050,000 | thousands by filing date | principal |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 34,281 | $1,048,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 45,419 | $1,048,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 19,206 | $1,046,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 67,065 | $1,045,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 95,523 | $1,042,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,622 | $1,040,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 76,489 | $1,037,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 61,387 | $1,037,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 42,614 | $1,037,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 39,513 | $1,036,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 52,137 | $1,036,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 7,493 | $1,036,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 37,638 | $1,036,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 34,864 | $1,035,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100,000 | $1,032,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 1,898,904 | $1,031,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 16,124 | $1,028,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 39,432 | $1,028,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 28,785 | $1,027,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 51,701 | $1,027,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 65,984 | $1,025,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 27,000 | $1,022,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 17,012 | $1,020,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 70,584 | $1,020,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 97,778 | $1,019,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 43,271 | $1,019,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 43,168 | $1,018,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 111,997 | $1,017,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 94,607 | $1,012,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 30,804 | $1,011,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 45,394 | $1,010,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 41,442 | $1,005,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 47,044 | $1,004,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 27,247 | $1,004,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 9,000 | $1,003,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 186,818 | $1,003,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 40,771 | $1,001,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 35,616 | $1,000,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 91,311 | $1,000,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 20,709 | $999,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 25,058 | $999,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 47,755 | $998,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 10,294 | $997,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 48,535 | $996,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 31,633 | $996,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 34,115 | $994,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 9,087 | $994,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 117,228 | $994,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 25,109 | $993,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 38,474 | $992,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 31,325 | $992,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 49,975 | $991,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 51,399 | $990,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 92,515 | $990,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 23,134 | $988,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 51,979 | $988,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 22,500 | $984,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 219,832 | $982,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 102,135 | $982,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 26,056 | $981,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 32,824 | $979,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 56,137 | $976,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 283 | $973,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 60,224 | $973,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 129,445 | $970,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 810,000 | $970,000 | thousands by filing date | principal |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 30,745 | $969,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 66,483 | $967,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 13,588 | $966,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 37,947 | $965,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 35,437 | $963,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 19,250 | $962,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 10,354 | $962,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 64,949 | $962,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 28,645 | $961,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 1,000,000 | $960,000 | thousands by filing date | principal |
| TOWER INTL INC | 891826109 | COM | 39,754 | $959,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 33,994 | $957,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 41,276 | $957,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 10,123 | $956,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 720,000 | $956,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 44,071 | $955,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 22,828 | $954,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 64,903 | $954,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 73,660 | $954,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 55,133 | $952,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 25,198 | $951,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 12,246 | $949,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 41,205 | $949,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 23,290 | $948,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 63,388 | $947,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 61,551 | $946,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 25,253 | $945,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 38,420 | $945,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 19,419 | $944,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 14,756 | $944,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 19,226 | $942,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 23,864 | $942,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 60,755 | $942,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 86,482 | $939,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 232,428 | $938,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 10,949 | $935,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 87,150 | $932,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 105,619 | $932,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 44,269 | $930,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 95,511 | $930,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 21,136 | $928,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 65,540 | $925,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 36,919 | $925,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 20,798 | $921,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 12,257 | $919,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 52,189 | $918,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 19,249 | $918,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 21,427 | $917,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086830 | this filing | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-090941 | base | 2016-12-28 | acceptance time not in the bulk data set |