13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 4,034 holding rows worth $100,707,216,000.
- Accession
- 0001140361-16-086830
- Filer
- CIK 824468
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,452 entries on the cover page, a total value of $100,707,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,707,216,000 with VALUE read as thousands by filing date, 13F file number 028-11379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INC RESH HLDGS INC | 45329R109 | CL A | 71,023 | $3,166,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 75,000 | $3,163,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 83,044 | $3,158,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 79,797 | $3,157,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 175,051 | $3,154,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 173,643 | $3,150,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 547,582 | $3,148,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 55,175 | $3,147,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 225,060 | $3,145,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 38,061 | $3,142,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 38,969 | $3,140,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 115,166 | $3,139,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 46,347 | $3,138,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 269,321 | $3,134,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 90,121 | $3,129,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 46,930 | $3,127,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 289,411 | $3,126,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 291,182 | $3,124,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 135,524 | $3,121,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 28,206 | $3,117,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 734,843 | $3,115,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 114,460 | $3,114,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 722,000 | $3,112,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 46,468 | $3,108,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 110,772 | $3,103,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 82,203 | $3,102,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 542,952 | $3,094,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 108,633 | $3,093,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 46,326 | $3,073,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 69,816 | $3,070,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 70,037 | $3,069,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 120,000 | $3,064,000 | thousands by filing date | call |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 268,594 | $3,060,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 51,384 | $3,059,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 41,682 | $3,059,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 96,125 | $3,059,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 237,539 | $3,048,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,345,000 | $3,048,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 120,685 | $3,047,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 81,994 | $3,045,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,000,000 | $3,042,000 | thousands by filing date | principal |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 96,176 | $3,041,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 204,526 | $3,035,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 134,597 | $3,033,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 6,296 | $3,031,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 22,516 | $3,030,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 252,180 | $3,029,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 241,071 | $3,025,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 5,000,000 | $3,025,000 | thousands by filing date | principal |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 71,851 | $3,023,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 60,380 | $3,022,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 24,832 | $3,021,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 101,614 | $3,021,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 114,981 | $3,020,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 105,419 | $3,015,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 118,629 | $3,013,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 290,336 | $3,008,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 24,184 | $2,999,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 65,052 | $2,996,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 40,000 | $2,987,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 40,000 | $2,987,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 99,936 | $2,983,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 177,056 | $2,970,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 211,923 | $2,969,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 24,010 | $2,968,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 102,211 | $2,966,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 77,102 | $2,965,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 161,261 | $2,964,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 207,550 | $2,961,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 98,865 | $2,960,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 46,964 | $2,960,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 17,413 | $2,950,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 439,723 | $2,947,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 213,763 | $2,939,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 149,206 | $2,939,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 114,293 | $2,937,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 223,110 | $2,937,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 59,509 | $2,936,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 110,244 | $2,934,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 325,556 | $2,933,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 673,764 | $2,932,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 60,450 | $2,931,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,590,000 | $2,924,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 67,766 | $2,922,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 65,464 | $2,916,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 22,023 | $2,909,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 75,552 | $2,905,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 108,976 | $2,904,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 331,593 | $2,901,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 576,065 | $2,899,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 51,211 | $2,896,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 28,584 | $2,893,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 125,000 | $2,891,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 36,611 | $2,886,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,476 | $2,884,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 29,997 | $2,878,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 50,000 | $2,877,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 57,574 | $2,875,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 81,973 | $2,875,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 361,414 | $2,873,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 53,922 | $2,864,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 53,275 | $2,863,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 29,038 | $2,860,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 139,000 | $2,859,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 32,839 | $2,857,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 49,008 | $2,845,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 100,000 | $2,835,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 228,701 | $2,833,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 67,732 | $2,830,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 188,153 | $2,819,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 74,648 | $2,817,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 126,548 | $2,815,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 208,726 | $2,813,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 50,166 | $2,796,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 125,826 | $2,789,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 562,372 | $2,778,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 74,800 | $2,771,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 346,499 | $2,771,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 109,299 | $2,754,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 208,877 | $2,752,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 72,023 | $2,751,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 64,695 | $2,750,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 37,436 | $2,745,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 25,000 | $2,745,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 98,947 | $2,727,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,162,908 | $2,721,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 48,997 | $2,719,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 114,910 | $2,717,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 41,757 | $2,717,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 34,686 | $2,714,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 94,609 | $2,704,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 199,389 | $2,702,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 82,334 | $2,701,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 739,343 | $2,699,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 47,463 | $2,697,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 97,980 | $2,695,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 90,432 | $2,694,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 109,421 | $2,693,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 69,177 | $2,690,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 91,759 | $2,687,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 44,409 | $2,686,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 96,686 | $2,685,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 45,281 | $2,681,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 153,376 | $2,672,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 51,348 | $2,669,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 71,658 | $2,658,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 115,077 | $2,654,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 53,403 | $2,654,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 258,789 | $2,650,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 60,000 | $2,647,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 958,059 | $2,643,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 84,527 | $2,636,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 101,589 | $2,634,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 46,601 | $2,634,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 107,292 | $2,632,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 83,321 | $2,630,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 164,239 | $2,628,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 32,500 | $2,620,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 191,017 | $2,615,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 47,013 | $2,612,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 26,642 | $2,612,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 108,023 | $2,611,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 22,782 | $2,605,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 21,865 | $2,602,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 49,108 | $2,597,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 128,457 | $2,594,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 67,512 | $2,594,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 224,367 | $2,589,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 167,281 | $2,582,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 73,653 | $2,574,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 64,182 | $2,570,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 88,854 | $2,570,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 116,174 | $2,565,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 20,291 | $2,564,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 95,338 | $2,564,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 33,688 | $2,560,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 177,565 | $2,558,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 354,528 | $2,553,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 695,000 | $2,551,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 223,543 | $2,550,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 80,523 | $2,548,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 510,111 | $2,545,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,536,000 | $2,545,000 | thousands by filing date | principal |
| ISHARES TR | 464287812 | US CONSM STAPLES | 22,282 | $2,538,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 37,061 | $2,533,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 98,302 | $2,528,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 182,207 | $2,525,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 34,262 | $2,525,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 96,256 | $2,521,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 2,600,000 | $2,519,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 44,921 | $2,512,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,495,000 | $2,511,000 | thousands by filing date | principal |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 475,366 | $2,510,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 102,550 | $2,504,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 62,853 | $2,502,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 100,000 | $2,501,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 17,055 | $2,497,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 279,483 | $2,493,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 55,932 | $2,492,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 23,874 | $2,491,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 359,017 | $2,488,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 48,830 | $2,487,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 84,387 | $2,481,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 155,542 | $2,481,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 95,793 | $2,475,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 87,409 | $2,475,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 40,576 | $2,467,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 114,473 | $2,466,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 109,067 | $2,460,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 84,108 | $2,452,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 35,015 | $2,452,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 163,019 | $2,450,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 381,768 | $2,447,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 23,190 | $2,442,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 63,435 | $2,437,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 70,215 | $2,431,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 98,700 | $2,423,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,162,873 | $2,419,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 64,132 | $2,418,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 133,639 | $2,414,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 28,707 | $2,409,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 66,032 | $2,409,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 50,000 | $2,406,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 60,599 | $2,397,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 39,951 | $2,394,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 40,677 | $2,391,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 59,277 | $2,388,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15,000 | $2,383,000 | thousands by filing date | put |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 88,120 | $2,378,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 230,167 | $2,376,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 63,111 | $2,373,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 158,925 | $2,371,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 106,958 | $2,371,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 98,718 | $2,365,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 255,262 | $2,364,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 157,859 | $2,363,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 106,075 | $2,354,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 50,554 | $2,349,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 260,947 | $2,349,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 17,116 | $2,347,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 58,658 | $2,338,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 208,743 | $2,338,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 184,010 | $2,335,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 135,194 | $2,333,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 2,120,000 | $2,329,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 22,754 | $2,323,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 130,963 | $2,323,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 130,354 | $2,322,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 42,309 | $2,318,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 285,220 | $2,313,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 124,295 | $2,311,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 200,458 | $2,307,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 15,746 | $2,305,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 251,534 | $2,301,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 88,200 | $2,299,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 48,503 | $2,294,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 259,543 | $2,294,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 183,089 | $2,290,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,100,000 | $2,289,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 70,429 | $2,282,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 37,308 | $2,278,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 357,075 | $2,268,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 384,924 | $2,266,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 75,089 | $2,260,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 91,390 | $2,260,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 482,340 | $2,247,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 96,455 | $2,245,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 374,839 | $2,230,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 217,067 | $2,229,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 65,069 | $2,226,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 845,934 | $2,226,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 62,757 | $2,226,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 50,000 | $2,222,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 50,000 | $2,222,000 | thousands by filing date | call |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,469,000 | $2,221,000 | thousands by filing date | principal |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 91,264 | $2,220,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 662,402 | $2,206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 39,953 | $2,201,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 199,259 | $2,198,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 17,035 | $2,195,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 166,486 | $2,195,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 296,991 | $2,194,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 43,438 | $2,194,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 65,711 | $2,190,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 153,764 | $2,189,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 115,248 | $2,187,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 55,487 | $2,182,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 44,988 | $2,178,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 21,777 | $2,171,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,340,205 | $2,171,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 2,278,000 | $2,171,000 | thousands by filing date | principal |
| WISDOMTREE INC | 97717P104 | COM | 210,668 | $2,167,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 22,400 | $2,166,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 20,975 | $2,166,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 42,804 | $2,165,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 100,000 | $2,162,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 59,586 | $2,162,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 59,363 | $2,157,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 112,701 | $2,157,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 42,204 | $2,155,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 59,485 | $2,155,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 77,289 | $2,154,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 33,343 | $2,151,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 152,691 | $2,147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 50,000 | $2,146,000 | thousands by filing date | put |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 35,693 | $2,146,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 304,644 | $2,142,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 43,300 | $2,141,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 20,513 | $2,136,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 35,043 | $2,130,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 132,543 | $2,127,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 30,306 | $2,126,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 1,770,000 | $2,124,000 | thousands by filing date | principal |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 128,439 | $2,119,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,335,000 | $2,116,000 | thousands by filing date | principal |
| OCLARO INC | 67555N206 | COM | 247,353 | $2,114,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 131,089 | $2,113,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 83,961 | $2,109,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 91,197 | $2,103,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 76,422 | $2,102,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 52,459 | $2,100,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 321,998 | $2,100,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 138,184 | $2,098,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 96,981 | $2,095,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 22,073 | $2,086,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 108,293 | $2,085,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 214,207 | $2,083,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 255,817 | $2,080,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 53,291 | $2,078,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 102,707 | $2,077,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 277,510 | $2,075,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 79,235 | $2,075,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 30,826 | $2,073,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 30,800 | $2,073,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 34,418 | $2,069,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 38,878 | $2,066,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 27,526 | $2,066,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 56,971 | $2,063,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 57,585 | $2,062,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 125,544 | $2,059,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 78,159 | $2,058,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 98,284 | $2,053,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 21,587 | $2,050,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 35,204 | $2,049,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 43,840 | $2,049,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 320,000 | $2,048,000 | thousands by filing date | call |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,140,000 | $2,043,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 51,196 | $2,041,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 54,815 | $2,037,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 174,463 | $2,035,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 35,000 | $2,025,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 87,025 | $2,023,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 43,346 | $2,018,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 90,714 | $2,015,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,522,000 | $2,013,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,800,000 | $2,010,000 | thousands by filing date | principal |
| MERITOR INC | 59001K100 | COMMON STOCK | 180,345 | $2,007,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 78,937 | $2,006,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 67,881 | $2,001,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 102,216 | $1,999,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 55,361 | $1,986,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 25,019 | $1,984,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 111,787 | $1,982,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 210,800 | $1,975,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 110,739 | $1,972,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 70,013 | $1,971,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 171,792 | $1,966,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 33,012 | $1,963,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 54,038 | $1,961,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,830 | $1,960,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 263,818 | $1,960,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 176,847 | $1,956,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 91,929 | $1,952,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 25,974 | $1,949,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 75,332 | $1,949,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 254,876 | $1,946,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 195,040 | $1,937,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 131,542 | $1,935,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 57,471 | $1,934,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 67,740 | $1,932,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 142,268 | $1,931,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 48,651 | $1,931,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 55,844 | $1,928,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 65,081 | $1,926,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 54,835 | $1,922,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 80,778 | $1,917,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 233,378 | $1,914,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 62,332 | $1,911,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 41,368 | $1,907,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 80,417 | $1,906,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 109,733 | $1,905,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,838,000 | $1,898,000 | thousands by filing date | principal |
| Cyber Security ETF | 26924G201 | Common | 68,000 | $1,897,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 14,343 | $1,891,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 82,561 | $1,890,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 139,718 | $1,887,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 99,756 | $1,887,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 163,540 | $1,886,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 795,084 | $1,884,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 61,226 | $1,881,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,553,809 | $1,880,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 233,328 | $1,880,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 23,762 | $1,878,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 37,739 | $1,877,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 40,701 | $1,873,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 288,569 | $1,872,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 161,155 | $1,871,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 127,910 | $1,867,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 43,846 | $1,864,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 115,431 | $1,862,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 131,380 | $1,861,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 59,188 | $1,861,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 31,578 | $1,855,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 66,934 | $1,855,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,420 | $1,853,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 69,095 | $1,849,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 399,013 | $1,848,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 121,791 | $1,845,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 1,565,000 | $1,845,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 106,811 | $1,839,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 74,089 | $1,838,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 6,247 | $1,836,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 55,829 | $1,835,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 109,600 | $1,828,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 2,195,000 | $1,825,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,780,000 | $1,825,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 269,625 | $1,820,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 20,120 | $1,818,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 60,729 | $1,817,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 55,692 | $1,812,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 87,604 | $1,805,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,819,000 | $1,803,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 79,135 | $1,798,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 224,421 | $1,796,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,750,000 | $1,792,000 | thousands by filing date | principal |
| BANNER CORP | 06652V208 | COM NEW | 40,917 | $1,791,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 151,445 | $1,788,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 136,493 | $1,787,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 51,972 | $1,779,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 73,753 | $1,777,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 49,915 | $1,774,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 66,339 | $1,772,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 128,783 | $1,771,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 12,530 | $1,768,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 73,495 | $1,768,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 27,050 | $1,766,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 304,439 | $1,765,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 106,773 | $1,762,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 34,980 | $1,759,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 36,507 | $1,757,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 59,812 | $1,753,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 101,384 | $1,753,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 30,999 | $1,752,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,773,000 | $1,752,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 22,891 | $1,751,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 120,282 | $1,747,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,796,000 | $1,747,000 | thousands by filing date | principal |
| BARNES GROUP INC | 067806109 | COM | 43,071 | $1,746,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 58,991 | $1,743,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 44,591 | $1,740,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 66,519 | $1,737,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 32,124 | $1,736,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 33,679 | $1,734,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,500,000 | $1,734,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 93,172 | $1,733,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 82,403 | $1,731,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,000 | $1,730,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 68,284 | $1,726,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 121,352 | $1,724,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 55,642 | $1,723,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 38,630 | $1,722,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 88,934 | $1,722,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 40,000 | $1,720,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 118,879 | $1,713,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 72,887 | $1,713,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 30,119 | $1,713,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 97,864 | $1,712,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 48,453 | $1,709,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 99,093 | $1,709,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 58,969 | $1,708,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 34,144 | $1,704,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 56,393 | $1,703,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 136,030 | $1,701,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 38,673 | $1,699,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 57,248 | $1,695,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 46,104 | $1,689,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 57,232 | $1,685,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 136,780 | $1,684,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,350,000 | $1,683,000 | thousands by filing date | principal |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 78,377 | $1,683,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 96,697 | $1,682,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 51,700 | $1,675,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 35,705 | $1,670,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 36,225 | $1,668,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 31,172 | $1,668,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 66,422 | $1,660,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 77,439 | $1,659,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 78,989 | $1,655,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 259,656 | $1,654,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 72,755 | $1,653,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086830 | this filing | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-090941 | base | 2016-12-28 | acceptance time not in the bulk data set |