13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 4,034 holding rows worth $100,707,216,000.
- Accession
- 0001140361-16-086830
- Filer
- CIK 824468
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,452 entries on the cover page, a total value of $100,707,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,707,216,000 with VALUE read as thousands by filing date, 13F file number 028-11379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PPL CORP COM | 69351T106 | Stock | 1,181,095 | $40,831,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 783,506 | $40,750,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 743,384 | $40,723,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 805,330 | $40,629,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,723,588 | $40,504,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,337,630 | $40,503,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 96,317 | $40,438,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,093,870 | $40,395,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 474,213 | $40,308,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 554,261 | $40,089,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 793,177 | $40,032,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,207,889 | $39,958,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 499,360 | $39,709,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 501,918 | $39,656,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 490,481 | $39,646,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 426,111 | $39,569,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 481,521 | $39,315,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 763,159 | $39,310,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 881,800 | $39,046,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 35,800,000 | $39,022,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,150,000 | $38,790,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 679,191 | $38,776,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,399,121 | $38,657,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 1,345,912 | $38,439,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,824,662 | $38,409,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 893,870 | $38,392,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,759,096 | $38,379,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,704,564 | $38,369,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 562,039 | $38,213,000 | thousands by filing date | |
| AUSTRALIA & NEW ZEALA BKG 14 | Q0426RND6 | DEBT 4.400% 5/1 | 35,980,000 | $38,190,000 | thousands by filing date | principal |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 782,348 | $38,125,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,857,116 | $38,086,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 1,386,862 | $38,056,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 8,547,127 | $38,035,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 405,767 | $38,009,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,031,618 | $37,902,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,031,571 | $37,880,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 490,357 | $37,846,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 278,267 | $37,717,000 | thousands by filing date | |
| WOORIB 4.5 49 | 98105HAE0 | Bond30E/360P2 U | 37,730,000 | $37,691,000 | thousands by filing date | principal |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 374,972 | $37,467,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 370,263 | $37,194,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 300,000 | $36,954,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 1,222,034 | $36,905,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 475,458 | $36,842,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 715,662 | $36,778,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 154,271 | $36,713,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 322,680 | $36,698,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 951,500 | $36,595,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 858,825 | $36,432,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,747,948 | $36,391,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 531,443 | $36,107,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 371,710 | $35,884,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 763,780 | $35,882,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 830,229 | $35,832,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 391,069 | $35,709,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 355,854 | $35,504,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 509,035 | $35,485,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 653,932 | $35,431,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,123,772 | $35,399,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 475,061 | $35,378,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 487,151 | $35,378,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 534,841 | $35,370,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 576,224 | $35,334,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 768,370 | $35,306,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,434,973 | $34,999,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 323,213 | $34,998,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 849,307 | $34,940,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 667,099 | $34,831,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 560,101 | $34,805,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 648,833 | $34,756,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 405,531 | $34,750,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 585,979 | $34,743,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,025,000 | $34,717,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 427,085 | $34,655,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 754,276 | $34,628,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,047,174 | $34,599,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 831,754 | $34,593,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 246,200 | $34,468,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 963,373 | $34,430,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,150,000 | $34,430,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 890,677 | $34,336,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 224,640 | $34,303,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 706,633 | $34,060,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 566,729 | $33,992,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,843,510 | $33,976,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 811,832 | $33,917,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,325,632 | $33,844,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 508,316 | $33,676,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 590,292 | $33,499,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 652,545 | $33,488,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 852,000 | $33,475,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 287,220 | $33,347,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 996,911 | $33,308,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 166,096 | $33,275,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 889,927 | $33,096,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,424,753 | $33,052,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 430,479 | $33,031,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 408,236 | $32,978,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,278,200 | $32,978,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 350,809 | $32,972,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 262,569 | $32,960,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 390,689 | $32,718,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 770,000 | $32,586,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 602,300 | $32,476,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 885,665 | $32,424,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 326,832 | $32,288,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 30,464,000 | $32,178,000 | thousands by filing date | principal |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 241,433 | $32,056,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 142,394 | $32,016,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,653,522 | $31,999,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,162,337 | $31,883,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 28,185,000 | $31,867,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,182,327 | $31,560,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 24,910,000 | $31,527,000 | thousands by filing date | principal |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 1,890,799 | $31,482,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 656,958 | $31,480,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 585,860 | $31,409,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 1,431,392 | $31,389,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,395,000 | $31,351,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T332 | NT BCOMCL 36 | 984,383 | $31,244,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 847,472 | $31,187,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 744,406 | $31,169,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 466,939 | $31,080,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 518,985 | $31,076,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 427,906 | $31,075,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,114,045 | $30,960,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 405,736 | $30,600,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 3,485,679 | $30,535,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 301,898 | $30,533,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,220,520 | $30,501,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,657,674 | $30,484,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 469,443 | $30,475,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 760,646 | $30,372,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 425,808 | $30,369,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 706,547 | $30,317,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 929,864 | $30,257,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 189,288 | $30,160,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,536,299 | $29,912,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 502,324 | $29,854,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,205,278 | $29,819,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 245,176 | $29,721,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 700,793 | $29,714,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,293,189 | $29,653,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 367,502 | $29,451,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 35,707 | $29,333,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 329,700 | $29,267,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 640,705 | $29,204,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,357,056 | $29,181,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 445,889 | $29,152,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 670,200 | $29,134,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 503,300 | $28,990,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 611,003 | $28,987,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 217,261 | $28,909,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 379,399 | $28,887,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,409,483 | $28,836,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 542,759 | $28,761,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 22,544,000 | $28,743,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 32,323,000 | $28,726,000 | thousands by filing date | principal |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 405,368 | $28,676,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 26,455,000 | $28,671,000 | thousands by filing date | principal |
| MITEL NETWORKS CORP | 60671Q104 | COM | 3,873,751 | $28,511,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,223,695 | $28,206,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 303,461 | $28,179,000 | thousands by filing date | put |
| KILROY REALTY CORP COM | 49427F108 | REIT | 406,065 | $28,161,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 817,504 | $28,049,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 400,833 | $28,007,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 589,420 | $27,756,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,744,950 | $27,587,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 725,300 | $27,569,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 763,606 | $27,353,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 332,787 | $27,049,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 340,500 | $26,941,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 297,015 | $26,937,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 667,333 | $26,927,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 22,000,000 | $26,908,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 990,290 | $26,886,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 169,441 | $26,856,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 490,087 | $26,806,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T290 | XLNKS AMLP ETN36 | 993,701 | $26,776,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,401,354 | $26,738,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 554,489 | $26,677,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 307,500 | $26,673,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 457,495 | $26,626,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 521,500 | $26,529,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 152,444 | $26,484,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 3,659,766 | $26,424,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 679,362 | $26,421,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 971,789 | $26,268,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,504,820 | $26,225,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 23,725,000 | $26,202,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 300,000 | $26,178,000 | thousands by filing date | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 332,778 | $26,116,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 732,333 | $26,114,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 479,200 | $25,695,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,053,283 | $25,680,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,601,196 | $25,676,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 377,543 | $25,568,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 87,400 | $25,299,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 205,377 | $25,298,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 756,168 | $25,158,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 858,787 | $25,145,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,733,834 | $25,089,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 879,885 | $24,927,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 376,835 | $24,819,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 485,376 | $24,692,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 280,295 | $24,554,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 733,633 | $24,489,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 8,533,565 | $24,406,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 385,000 | $24,282,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 315,723 | $24,235,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 260,344 | $24,040,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 217,331 | $24,015,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 5,758,307 | $24,012,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 582,331 | $23,963,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 19,923,000 | $23,896,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 232,000 | $23,877,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 460,000 | $23,842,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 534,752 | $23,840,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 111,090 | $23,831,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,319,292 | $23,787,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 56,139 | $23,776,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,168,776 | $23,726,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,480,763 | $23,515,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 12,852,000 | $23,503,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 709,850 | $23,483,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 248,068 | $23,447,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 114,188 | $23,339,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 518,132 | $23,183,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 248,225 | $23,164,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 627,115 | $23,146,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 140,566 | $23,136,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 281,761 | $23,089,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,320,719 | $23,020,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 725,525 | $22,992,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 121,019 | $22,990,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 23,225,000 | $22,949,000 | thousands by filing date | principal |
| SONOCO PRODS CO | 835495102 | COM | 434,314 | $22,945,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 22,808,000 | $22,871,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 388,573 | $22,802,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,170,351 | $22,789,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 545,123 | $22,737,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 164,885 | $22,668,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 148,625 | $22,586,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 621,179 | $22,548,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,954,761 | $22,543,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 6,625,000 | $22,542,000 | thousands by filing date | principal |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 752,461 | $22,364,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 786,827 | $22,305,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 876,945 | $22,300,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 508,791 | $22,259,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 274,337 | $22,238,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 909,411 | $22,143,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 136,207 | $22,086,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 573,743 | $22,083,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 214,500 | $22,076,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 507,290 | $22,047,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 468,915 | $21,962,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,136,437 | $21,933,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,160,099 | $21,881,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,217,671 | $21,869,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,066,823 | $21,826,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 275,315 | $21,821,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 281,756 | $21,811,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 20,509,000 | $21,752,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 692,006 | $21,735,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 284,929 | $21,733,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 111,347 | $21,586,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 680,000 | $21,570,000 | thousands by filing date | call |
| LENNOX INTL INC COM | 526107107 | Stock | 137,258 | $21,553,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,074,699 | $21,505,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 362,086 | $21,489,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 163,406 | $21,473,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 787,458 | $21,467,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 22,110,000 | $21,433,000 | thousands by filing date | principal |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 410,502 | $21,396,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 551,627 | $21,375,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 268,695 | $21,315,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,900,829 | $21,307,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 630,000 | $21,212,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 876,554 | $21,194,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 928,277 | $21,081,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 281,355 | $20,961,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 385,093 | $20,960,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 604,790 | $20,950,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 209,044 | $20,806,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 436,921 | $20,784,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 845,730 | $20,764,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 312,000 | $20,764,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,444,458 | $20,756,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 795,889 | $20,749,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,250,000 | $20,745,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 307,036 | $20,736,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 414,000 | $20,659,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 262,292 | $20,587,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 744,500 | $20,548,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,195,168 | $20,480,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 256,900 | $20,452,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 65,200 | $20,410,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 600,000 | $20,238,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 855,775 | $20,205,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 274,799 | $20,156,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,976,423 | $20,041,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 216,321 | $20,033,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 379,688 | $20,005,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 630,000 | $19,984,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,442,745 | $19,967,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 513,047 | $19,921,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 300,000 | $19,902,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,041,560 | $19,825,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 299,802 | $19,807,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 551,590 | $19,768,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,567,458 | $19,743,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 697,810 | $19,574,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 290,785 | $19,569,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 156,947 | $19,562,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 519,233 | $19,538,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 470,709 | $19,530,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 221,964 | $19,517,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 532,379 | $19,501,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 1,238,703 | $19,448,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 249,389 | $19,447,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 654,846 | $19,429,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 369,037 | $19,363,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,223,024 | $19,349,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 19,391,000 | $19,258,000 | thousands by filing date | principal |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 409,832 | $19,176,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 285,000 | $19,161,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 351,124 | $19,062,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,033,475 | $19,019,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 847,932 | $18,952,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 17,343,000 | $18,904,000 | thousands by filing date | principal |
| FLIR SYS INC | 302445101 | COM | 599,586 | $18,839,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,356,636 | $18,775,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 160,200 | $18,662,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 219,263 | $18,646,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 860,553 | $18,623,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 329,937 | $18,565,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 474,736 | $18,505,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 606,705 | $18,478,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 272,312 | $18,461,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,249,840 | $18,460,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 797,692 | $18,451,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 247,722 | $18,433,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 695,000 | $18,431,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 652,856 | $18,424,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 666,965 | $18,401,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 384,696 | $18,322,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 500,000 | $18,305,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 102,079 | $18,283,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,798,400 | $18,236,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 417,803 | $18,215,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 313,296 | $18,203,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 340,501 | $18,165,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 198,277 | $18,164,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 306,574 | $18,157,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,046,604 | $18,044,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 333,874 | $18,033,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,600,600 | $17,970,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 195,961 | $17,968,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 247,269 | $17,959,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 351,754 | $17,888,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 200,805 | $17,859,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 275,152 | $17,828,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,377,362 | $17,822,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 16,595,000 | $17,820,000 | thousands by filing date | principal |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 919,919 | $17,810,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 377,520 | $17,756,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 118,248 | $17,634,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 98,362 | $17,632,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 231,442 | $17,588,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 285,345 | $17,554,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 95,678 | $17,488,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 88,005 | $17,486,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 795,509 | $17,470,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 335,700 | $17,450,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 117,119 | $17,439,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 307,289 | $17,430,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 722,096 | $17,375,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 710,084 | $17,367,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,580,325 | $17,365,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 356,509 | $17,308,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 487,791 | $17,296,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 1,303,946 | $17,238,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 55,000 | $17,217,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 489,879 | $17,215,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 152,000 | $17,184,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 139,284 | $17,162,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 482,977 | $17,122,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 18,420 | $17,108,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 160,037 | $17,093,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 505,547 | $17,001,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 387,007 | $16,970,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 370,313 | $16,967,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 497,814 | $16,957,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 739,665 | $16,938,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 240,002 | $16,911,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 559,709 | $16,904,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 199,329 | $16,812,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 336,099 | $16,738,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 358,788 | $16,655,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 336,565 | $16,553,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 15,864,000 | $16,509,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 927,600 | $16,493,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 498,753 | $16,394,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 108,372 | $16,334,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 391,505 | $16,326,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 184,324 | $16,304,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 431,300 | $16,282,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X100 | COM | 432,501 | $16,274,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 235,000 | $16,206,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 189,359 | $16,189,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 342,282 | $16,137,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 231,138 | $16,128,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,004,067 | $16,124,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 471,112 | $16,103,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 47,900 | $16,092,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 985,000 | $16,075,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 173,236 | $16,071,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 240,357 | $16,009,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 582,616 | $15,900,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 100,000 | $15,885,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 372,766 | $15,868,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 128,199 | $15,849,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 447,592 | $15,803,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 210,961 | $15,722,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 90,000 | $15,721,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,279,295 | $15,658,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 29,792 | $15,641,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 295,412 | $15,613,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 185,968 | $15,611,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 250,000 | $15,603,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 484,578 | $15,578,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 905,761 | $15,543,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 552,428 | $15,457,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 411,780 | $15,454,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 14,920,000 | $15,442,000 | thousands by filing date | principal |
| TANGER INC | 875465106 | COM | 396,131 | $15,434,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,325,924 | $15,421,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 9,670,000 | $15,394,000 | thousands by filing date | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 459,313 | $15,363,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,543,186 | $15,360,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 362,727 | $15,357,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 333,584 | $15,348,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,258,676 | $15,304,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 176,056 | $15,272,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 156,711 | $15,267,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 578,352 | $15,252,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 520,515 | $15,231,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 128,941 | $15,225,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 511,308 | $15,191,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 233,993 | $15,178,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 351,660 | $15,160,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 938,960 | $15,155,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 482,962 | $15,127,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 375,346 | $15,100,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 165,000 | $14,984,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 573,495 | $14,974,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 544,091 | $14,968,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 126,161 | $14,943,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 619,308 | $14,930,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 312,546 | $14,925,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 14,700,000 | $14,901,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 727,000 | $14,874,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 255,000 | $14,823,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 218,670 | $14,821,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 326,015 | $14,696,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 339,387 | $14,641,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 630,600 | $14,535,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 15,651,000 | $14,526,000 | thousands by filing date | principal |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 201,139 | $14,401,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 205,352 | $14,370,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,344,805 | $14,335,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 15,500,000 | $14,144,000 | thousands by filing date | principal |
| ServiceNow,Inc. | 81762P102 | COM | 178,335 | $14,114,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 837,062 | $14,063,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 372,385 | $14,039,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 799,016 | $14,030,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 565,552 | $14,026,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 434,167 | $14,024,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 620,468 | $14,023,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 388,578 | $14,008,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 193,299 | $13,989,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 370,500 | $13,986,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 12,800,000 | $13,968,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 115,881 | $13,959,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 215,960 | $13,935,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 265,614 | $13,931,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 760,575 | $13,857,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,048,908 | $13,848,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 595,814 | $13,841,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,586,274 | $13,831,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 406,900 | $13,810,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 191,389 | $13,803,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 121,449 | $13,788,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 204,561 | $13,773,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 361,729 | $13,757,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 176,672 | $13,744,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 333,095 | $13,740,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 362,100 | $13,626,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086830 | this filing | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-090941 | base | 2016-12-28 | acceptance time not in the bulk data set |