13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 16,710 | $1,253,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 30,268 | $1,251,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 36,197 | $1,250,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 23,547 | $1,249,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 73,808 | $1,246,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 14,319 | $1,246,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,000 | $1,241,000 | thousands by filing date | call |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 34,559 | $1,241,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 23,174 | $1,240,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 116,862 | $1,237,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 26,192 | $1,233,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 34,500 | $1,233,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 922,000 | $1,233,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 14,936 | $1,231,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 71,325 | $1,230,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 17,000 | $1,228,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 50,589 | $1,227,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 18,104 | $1,226,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 105,039 | $1,224,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 150,000 | $1,224,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 76,449 | $1,224,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 105,021 | $1,223,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 120,677 | $1,223,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 49,241 | $1,221,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 100,000 | $1,216,000 | thousands by filing date | put |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 46,786 | $1,215,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 206,871 | $1,211,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 110,549 | $1,210,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 38,894 | $1,209,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 89,073 | $1,207,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 61,967 | $1,207,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 33,938 | $1,207,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 44,889 | $1,206,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 40,635 | $1,206,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 52,600 | $1,204,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 59,854 | $1,199,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 46,792 | $1,199,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 240,000 | $1,198,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,150,000 | $1,197,000 | thousands by filing date | principal |
| ISHARES TR | 46429B135 | INT PFD STK FD | 73,841 | $1,196,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 40,621 | $1,195,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 50,000 | $1,190,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 75,000 | $1,186,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 52,429 | $1,186,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 117,073 | $1,185,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 128,135 | $1,185,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 34,969 | $1,183,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 1,000,000 | $1,180,000 | thousands by filing date | principal |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 21,917 | $1,173,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 52,188 | $1,172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 16,073 | $1,171,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 37,208 | $1,171,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 82,678 | $1,166,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 74,508 | $1,165,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 16,550 | $1,160,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 82,995 | $1,159,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 137,105 | $1,157,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 31,720 | $1,156,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 81,093 | $1,156,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,500 | $1,153,000 | thousands by filing date | put |
| CORECIVIC INC | 22025Y407 | COM | 82,900 | $1,150,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 7,055 | $1,149,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 46,045 | $1,148,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 29,700 | $1,145,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 55,608 | $1,145,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 399,300 | $1,142,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 33,129 | $1,141,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 10,600 | $1,136,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 36,840 | $1,136,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 49,707 | $1,134,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 78,055 | $1,132,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 81,940 | $1,132,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 83,252 | $1,130,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 185,568 | $1,130,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 799,801 | $1,128,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 112,918 | $1,125,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 74,658 | $1,121,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 70,378 | $1,119,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 71,324 | $1,118,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 23,500 | $1,118,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 79,567 | $1,118,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 56,059 | $1,117,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 16,600 | $1,116,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 59,505 | $1,116,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 107,007 | $1,115,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 78,853 | $1,115,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 69,162 | $1,114,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 97,435 | $1,114,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 64,523 | $1,112,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 63,942 | $1,111,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,900 | $1,102,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 84,156 | $1,101,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 37,982 | $1,098,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 27,264 | $1,096,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 25,000 | $1,095,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 142,560 | $1,091,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 85,047 | $1,091,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 9,234 | $1,090,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 69,618 | $1,090,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 67,542 | $1,089,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 931,900 | $1,088,000 | thousands by filing date | principal |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 209,601 | $1,086,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 135,516 | $1,084,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 133,100 | $1,082,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 59,268 | $1,081,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 63,225 | $1,080,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 157,592 | $1,078,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 12,934 | $1,076,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 28,500 | $1,076,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 111,182 | $1,073,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 50,184 | $1,071,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 62,500 | $1,071,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 80,756 | $1,069,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 110,431 | $1,069,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 73,351 | $1,067,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 56,348 | $1,064,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 39,509 | $1,058,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 62,974 | $1,056,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 26,584 | $1,054,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 54,832 | $1,053,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 46,802 | $1,052,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 47,000 | $1,050,000 | thousands by filing date | call |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 83,162 | $1,049,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 126,268 | $1,047,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 49,835 | $1,047,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 91,719 | $1,046,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 79,200 | $1,045,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 42,777 | $1,042,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 20,925 | $1,040,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,000 | $1,038,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 15,000 | $1,038,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 48,256 | $1,038,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 57,468 | $1,038,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 80,179 | $1,037,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 186,128 | $1,035,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 86,688 | $1,035,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 81,964 | $1,032,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 58,799 | $1,031,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 28,793 | $1,030,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 875,000 | $1,030,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 67,804 | $1,029,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 18,216 | $1,029,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 70,737 | $1,029,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 162,077 | $1,029,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,003,000 | $1,027,000 | thousands by filing date | principal |
| DBX ETF TR | 233051408 | FUND | 43,814 | $1,025,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 38,744 | $1,023,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 35,241 | $1,022,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 63,604 | $1,021,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 35,669 | $1,020,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 40,568 | $1,017,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 55,200 | $1,016,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 78,436 | $1,015,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 13,009 | $1,014,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 26,745 | $1,014,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 72,677 | $1,010,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 67,176 | $1,010,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 224,981 | $1,010,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 55,722 | $1,007,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 52,338 | $1,006,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 15,000 | $1,006,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 990,000 | $1,004,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 940,000 | $1,004,000 | thousands by filing date | principal |
| TESARO INC | 881569107 | COM | 10,000 | $1,002,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 18,863 | $1,000,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 41,944 | $999,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 16,568 | $996,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 29,244 | $995,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 58,950 | $995,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 32,600 | $994,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 19,721 | $991,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 16,700 | $990,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 48,986 | $988,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 37,484 | $987,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 22,356 | $985,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 53,036 | $985,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 73,776 | $985,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 55,453 | $984,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 95,244 | $983,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 83,821 | $983,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 56,566 | $982,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 118,349 | $981,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 79,384 | $980,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 85,066 | $980,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 175,346 | $980,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 45,561 | $980,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 5,000 | $974,000 | thousands by filing date | put |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 60,151 | $974,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 28,297 | $971,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 41,085 | $970,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 75,884 | $970,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 54,039 | $968,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 750,000 | $968,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 74,010 | $966,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 25,000 | $961,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 43,267 | $961,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 148,165 | $960,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 150,000 | $960,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 106,477 | $959,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 60,536 | $959,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 110,938 | $952,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 69,884 | $951,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 109,292 | $950,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 40,215 | $948,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 63,910 | $947,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 163,858 | $944,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 31,112 | $942,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 145,275 | $942,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 11,923 | $941,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 175,458 | $941,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 80,270 | $938,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 25,567 | $938,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 250,468 | $937,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,800 | $935,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 69,119 | $932,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 48,227 | $931,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 60,664 | $929,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 52,665 | $928,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 19,000 | $927,000 | thousands by filing date | call |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 58,904 | $925,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 129,087 | $925,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 95,796 | $924,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 78,396 | $924,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10,000 | $923,000 | thousands by filing date | put |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 59,677 | $922,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 46,579 | $922,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 23,992 | $921,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 75,679 | $920,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 9,700 | $919,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 28,965 | $919,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 14,800 | $917,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 14,800 | $917,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 51,215 | $915,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 91,104 | $915,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 11,149 | $913,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 148,421 | $904,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 16,900 | $904,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 81,160 | $901,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 904,000 | $900,000 | thousands by filing date | principal |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 68,947 | $896,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 45,800 | $896,000 | thousands by filing date | put |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 34,838 | $895,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 32,209 | $894,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 70,159 | $892,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 36,200 | $892,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,000 | $890,000 | thousands by filing date | call |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 90,595 | $885,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 69,001 | $885,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 133,554 | $883,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $881,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 68,722 | $880,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 114,871 | $880,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 26,789 | $878,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 10,830 | $878,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 196,872 | $876,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 155,195 | $876,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 12,365 | $873,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 26,900 | $872,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 50,672 | $867,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 16,976 | $866,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,000 | $861,000 | thousands by filing date | call |
| DEVRY INC DEL | 251893103 | COM | 37,294 | $860,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 56,054 | $859,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 48,222 | $859,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 58,774 | $857,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 26,600 | $856,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 27,466 | $854,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 323,136 | $853,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 38,137 | $852,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 244,314 | $850,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 12,000 | $848,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 21,974 | $848,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 38,121 | $847,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 44,359 | $843,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 46,183 | $841,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 61,505 | $841,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 44,558 | $839,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 8,513 | $839,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 294,644 | $837,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 108,435 | $837,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 262,400 | $837,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 23,500 | $836,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 25,000 | $835,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 50,155 | $835,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 37,580 | $834,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 50,000 | $833,000 | thousands by filing date | call |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 33,604 | $829,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 15,660 | $829,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,027,000 | $828,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 573 | $825,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 110,800 | $825,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 13,397 | $824,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 25,000 | $819,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 19,102 | $818,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 56,536 | $817,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 18,909 | $815,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 26,935 | $813,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 43,236 | $812,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 94,549 | $811,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 297,000 | $811,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 56,767 | $810,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 84,797 | $808,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 22,179 | $803,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 753,000 | $803,000 | thousands by filing date | principal |
| EXACTECH INC | 30064E109 | COM | 29,666 | $802,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 112,982 | $801,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 668,000 | $800,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 20,000 | $798,000 | thousands by filing date | put |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 32,057 | $798,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 20,933 | $797,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 120,000 | $796,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 48,797 | $795,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 49,428 | $795,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 40,500 | $794,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 85,014 | $794,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 30,104 | $789,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 46,295 | $788,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,800 | $788,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 33,712 | $788,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 65,482 | $788,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 791,000 | $787,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 8,528 | $786,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 24,547 | $784,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 86,543 | $784,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 29,041 | $784,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 16,500 | $781,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 20,191 | $780,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 22,500 | $778,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 51,016 | $777,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 21,075 | $776,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 50,439 | $775,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 75,000 | $774,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 61,200 | $774,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 30,952 | $774,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 18,047 | $773,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 32,815 | $772,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 44,647 | $769,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 165,826 | $769,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 74,870 | $769,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 50,400 | $768,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 54,738 | $767,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 43,911 | $766,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 42,262 | $762,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 34,078 | $762,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 82,894 | $762,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 449,000 | $762,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L852 | COM | 21,163 | $760,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 29,062 | $758,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 54,463 | $757,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 17,704 | $757,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 57,382 | $756,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 49,126 | $756,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 67,648 | $755,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 619,000 | $755,000 | thousands by filing date | principal |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 53,434 | $753,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 115,429 | $752,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 16,054 | $752,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 14,976 | $751,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 94,076 | $748,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 19,928 | $747,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 19,497 | $747,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 52,100 | $747,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 89,061 | $745,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 60,000 | $743,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 46,010 | $742,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 62,850 | $742,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 156,677 | $741,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 23,616 | $738,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 30,333 | $738,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 60,513 | $737,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 130,820 | $737,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 102,268 | $734,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 19,075 | $731,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 25,371 | $731,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 15,000 | $729,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 66,474 | $727,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 313,861 | $726,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 21,510 | $726,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 25,000 | $725,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 10,000 | $723,000 | thousands by filing date | put |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 41,263 | $721,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 12,048 | $721,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 40,378 | $721,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,912 | $720,000 | thousands by filing date | |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 28,861 | $718,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 21,578 | $710,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 67,194 | $710,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 47,153 | $707,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 38,607 | $703,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8,700 | $702,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 32,923 | $701,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 26,661 | $700,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 25,785 | $700,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 91,002 | $699,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 56,829 | $699,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $697,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 25,655 | $695,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 24,442 | $695,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 138,667 | $695,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 84,067 | $695,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 19,050 | $694,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 72,394 | $694,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 13,194 | $692,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 34,314 | $691,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 156,286 | $691,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 355,000 | $691,000 | thousands by filing date | principal |
| KADANT INC | 48282T104 | COM | 13,235 | $690,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 7,479 | $690,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,700 | $689,000 | thousands by filing date | call |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 67,500 | $689,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,800 | $688,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,971 | $688,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 12,438 | $688,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 28,862 | $687,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 18,000 | $686,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 20,395 | $683,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 57,040 | $681,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,898 | $680,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 72,482 | $679,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 600,000 | $677,000 | thousands by filing date | principal |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 25,332 | $676,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 18,635 | $676,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 49,245 | $675,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 16,475 | $675,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 91,200 | $674,000 | thousands by filing date | call |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 42,741 | $672,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 13,965 | $671,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 66,202 | $670,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 46,648 | $666,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 55,308 | $664,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $664,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 44,284 | $664,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 24,165 | $663,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 42,022 | $661,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 10,400 | $660,000 | thousands by filing date | call |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 63,375 | $659,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 14,438 | $658,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 58,224 | $657,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 123,514 | $656,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 75,300 | $655,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 20,793 | $655,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 41,682 | $654,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 35,113 | $653,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 99,289 | $653,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 51,605 | $652,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 44,080 | $649,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 43,801 | $648,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 24,472 | $647,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 48,349 | $646,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,592 | $645,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 43,104 | $645,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 94,641 | $644,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 34,471 | $644,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 165,096 | $644,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 35,153 | $643,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 38,389 | $641,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 624,000 | $639,000 | thousands by filing date | principal |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 63,422 | $638,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 76,685 | $635,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 132,464 | $635,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 43,204 | $635,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 8,376 | $635,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 39,342 | $635,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 31,316 | $634,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 20,647 | $633,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 89,510 | $633,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 24,110 | $633,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 16,446 | $631,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 148,186 | $630,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 171,070 | $627,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 16,582 | $626,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 15,600 | $625,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 47,685 | $625,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 28,206 | $625,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 8,418 | $624,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 33,275 | $624,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 55,233 | $623,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 14,793 | $623,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 42,200 | $622,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 89,665 | $622,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 37,305 | $621,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 632,000 | $619,000 | thousands by filing date | principal |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 136,560 | $619,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 53,989 | $618,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 100,000 | $618,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 106,058 | $617,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 44,427 | $615,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 30,393 | $612,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 9,034 | $612,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 13,803 | $612,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 45,834 | $611,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 43,254 | $607,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 13,001 | $606,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 58,429 | $605,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 76,040 | $605,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 22,069 | $603,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 23,439 | $603,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 32,314 | $603,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 24,506 | $603,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,400 | $598,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |