13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,400,000 | $2,384,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 77,445 | $2,379,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 200,175 | $2,378,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 56,883 | $2,377,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 2,348,000 | $2,374,000 | thousands by filing date | principal |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 89,300 | $2,372,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 35,000 | $2,370,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 55,200 | $2,369,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 319,357 | $2,369,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,086,000 | $2,367,000 | thousands by filing date | principal |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 174,199 | $2,366,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 43,958 | $2,361,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 68,118 | $2,356,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 81,464 | $2,355,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 500,768 | $2,354,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 108,088 | $2,353,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 47,292 | $2,351,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 164,361 | $2,347,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 15,966 | $2,337,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 61,924 | $2,337,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,957,000 | $2,331,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 217,154 | $2,330,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 89,390 | $2,329,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 124,064 | $2,322,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 25,900 | $2,318,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 89,254 | $2,314,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 345,355 | $2,314,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 216,345 | $2,309,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 787,382 | $2,299,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 76,502 | $2,293,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 93,579 | $2,293,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 592,472 | $2,293,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 26,313 | $2,288,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 22,409 | $2,287,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 172,139 | $2,283,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 82,182 | $2,283,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 53,869 | $2,282,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 36,254 | $2,281,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,242,000 | $2,273,000 | thousands by filing date | principal |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 108,778 | $2,269,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 64,092 | $2,267,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,549,000 | $2,265,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 41,567 | $2,262,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 101,900 | $2,261,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 151,572 | $2,254,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 130,874 | $2,248,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 93,116 | $2,240,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 145,485 | $2,237,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 48,533 | $2,237,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 152,111 | $2,237,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 94,631 | $2,234,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 146,767 | $2,234,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 121,550 | $2,230,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 57,039 | $2,229,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 29,838 | $2,227,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 58,108 | $2,225,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 36,579 | $2,224,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 80,280 | $2,224,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,040,000 | $2,223,000 | thousands by filing date | principal |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 124,826 | $2,221,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,894,000 | $2,220,000 | thousands by filing date | principal |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 59,191 | $2,213,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 97,858 | $2,212,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,836,000 | $2,209,000 | thousands by filing date | principal |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 49,531 | $2,203,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 363,643 | $2,203,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 97,150 | $2,197,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 246,037 | $2,195,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 70,412 | $2,192,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 43,924 | $2,191,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 21,500 | $2,188,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 447,412 | $2,188,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 29,400 | $2,184,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 269,264 | $2,184,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 137,798 | $2,182,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 215,000 | $2,180,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 74,800 | $2,178,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 63,569 | $2,175,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 3,247,000 | $2,173,000 | thousands by filing date | principal |
| FTAI AVIATION LTD | 34960P101 | COM | 173,598 | $2,172,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 149,010 | $2,170,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 43,568 | $2,166,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 78,350 | $2,154,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 32,100 | $2,152,000 | thousands by filing date | call |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,554,660 | $2,146,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 17,500 | $2,144,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 332,215 | $2,140,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 53,107 | $2,123,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 58,261 | $2,119,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 50,000 | $2,117,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 99,165 | $2,116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 66,324 | $2,110,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 87,674 | $2,107,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 144,348 | $2,106,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 80,959 | $2,106,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 148,923 | $2,104,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 45,504 | $2,098,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,539,000 | $2,097,000 | thousands by filing date | principal |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 130,574 | $2,093,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 70,537 | $2,090,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 117,826 | $2,090,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 167,038 | $2,088,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 37,625 | $2,088,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 39,600 | $2,083,000 | thousands by filing date | put |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 56,680 | $2,083,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 53,769 | $2,074,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 46,577 | $2,072,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 144,807 | $2,066,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 32,478 | $2,064,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 62,773 | $2,063,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 133,887 | $2,062,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 29,785 | $2,055,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 70,461 | $2,054,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 200,229 | $2,050,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 191,559 | $2,048,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 131,709 | $2,047,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 136,447 | $2,046,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 166,531 | $2,045,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 162,900 | $2,043,000 | thousands by filing date | call |
| BulletShares 2025 Corporate | 18383M191 | COM | 96,077 | $2,042,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 182,291 | $2,039,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 132,013 | $2,034,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 152,722 | $2,033,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 91,820 | $2,030,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 146,365 | $2,029,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 291,500 | $2,026,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 32,940 | $2,012,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 50,850 | $2,003,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 45,100 | $2,002,000 | thousands by filing date | put |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,051,000 | $1,997,000 | thousands by filing date | principal |
| MERIT MED SYS INC COM | 589889104 | Stock | 82,200 | $1,996,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 411,800 | $1,989,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 73,162 | $1,988,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 239,305 | $1,987,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 227,657 | $1,985,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 122,790 | $1,976,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 159,703 | $1,976,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 163,487 | $1,975,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 45,207 | $1,975,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 47,537 | $1,975,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 121,668 | $1,973,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 481,039 | $1,972,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 117,093 | $1,970,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 137,412 | $1,968,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 79,286 | $1,968,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 67,846 | $1,967,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 8,200 | $1,965,000 | thousands by filing date | put |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 255,015 | $1,965,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 78,117 | $1,960,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 144,682 | $1,957,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 115,819 | $1,957,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 145,784 | $1,955,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 29,839 | $1,952,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 52,600 | $1,949,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 42,296 | $1,947,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 46,008 | $1,947,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 51,438 | $1,947,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 43,882 | $1,945,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 86,681 | $1,943,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 50,000 | $1,942,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 321,207 | $1,940,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 39,349 | $1,938,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 132,551 | $1,937,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 71,141 | $1,931,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 148,491 | $1,925,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 46,758 | $1,925,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 180,933 | $1,925,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 45,000 | $1,924,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 73,517 | $1,922,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 37,575 | $1,922,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 125,008 | $1,920,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 20,000 | $1,919,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 126,268 | $1,917,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 71,230 | $1,916,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 120,000 | $1,907,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,706,000 | $1,905,000 | thousands by filing date | principal |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 99,599 | $1,901,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 24,000 | $1,894,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 34,076 | $1,894,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 177,186 | $1,894,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 21,267 | $1,892,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 39,790 | $1,891,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 49,041 | $1,888,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 119,972 | $1,884,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 50,495 | $1,877,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 40,700 | $1,877,000 | thousands by filing date | put |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 18,990 | $1,876,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 168,420 | $1,873,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 133,396 | $1,872,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 119,392 | $1,870,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 77,134 | $1,863,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 64,920 | $1,860,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 17,161 | $1,860,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 134,100 | $1,860,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 125,156 | $1,859,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 183,824 | $1,858,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 113,542 | $1,855,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,641,000 | $1,855,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 33,203 | $1,852,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 267,911 | $1,848,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 52,232 | $1,840,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 249,847 | $1,838,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 36,452 | $1,838,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 114,665 | $1,837,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 165,043 | $1,836,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 56,668 | $1,834,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 76,391 | $1,831,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 68,136 | $1,828,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 107,451 | $1,828,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 158,914 | $1,828,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,429,000 | $1,823,000 | thousands by filing date | principal |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 64,260 | $1,820,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 175,122 | $1,814,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 12,578 | $1,812,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K240 | DLY TEC BEAR1X | 78,000 | $1,810,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 320,453 | $1,808,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 156,729 | $1,804,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 107,191 | $1,804,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 110,491 | $1,803,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 34,000 | $1,802,000 | thousands by filing date | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 31,352 | $1,801,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 84,900 | $1,800,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 285,558 | $1,799,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 33,089 | $1,798,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 148,057 | $1,796,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 87,834 | $1,795,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 66,750 | $1,794,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 87,866 | $1,792,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 33,500 | $1,787,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 76,058 | $1,786,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 55,900 | $1,785,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 146,542 | $1,784,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 70,850 | $1,783,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 13,100 | $1,783,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 95,969 | $1,782,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 183,166 | $1,781,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 205,788 | $1,781,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 66,834 | $1,779,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 74,507 | $1,775,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 64,272 | $1,773,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 83,194 | $1,767,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 35,000 | $1,766,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,662 | $1,763,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 124,580 | $1,760,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 136,437 | $1,760,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 71,583 | $1,759,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 113,810 | $1,758,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 160,302 | $1,756,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 127,915 | $1,756,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17,200 | $1,755,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 25,885 | $1,754,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44,486 | $1,749,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 32,700 | $1,749,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 219,042 | $1,748,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 95,798 | $1,743,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 56,923 | $1,742,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 366,624 | $1,741,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 69,676 | $1,741,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 103,759 | $1,739,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 85,279 | $1,738,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 25,080 | $1,730,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 68,297 | $1,727,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 195,000 | $1,724,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 91,288 | $1,722,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 38,151 | $1,718,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 238,717 | $1,714,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 74,159 | $1,712,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,712,000 | $1,708,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 83,238 | $1,707,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 59,275 | $1,705,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 146,017 | $1,703,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 30,800 | $1,702,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 97,961 | $1,701,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 45,000 | $1,698,000 | thousands by filing date | put |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 46,689 | $1,695,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,407,000 | $1,689,000 | thousands by filing date | principal |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 224,102 | $1,683,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 105,713 | $1,682,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 92,360 | $1,680,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 31,793 | $1,679,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 71,440 | $1,670,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 399,308 | $1,669,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 30,712 | $1,668,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 125,051 | $1,668,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 100,751 | $1,667,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 103,052 | $1,663,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 55,000 | $1,661,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 110,367 | $1,653,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 120,578 | $1,650,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 643,221 | $1,647,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 296,479 | $1,645,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,182,247 | $1,643,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 209,829 | $1,643,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 66,725 | $1,641,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 74,541 | $1,641,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 137,505 | $1,639,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 17,300 | $1,638,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 168,135 | $1,638,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 140,354 | $1,638,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 98,525 | $1,636,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 63,574 | $1,636,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 90,336 | $1,627,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 36,187 | $1,625,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 199,926 | $1,624,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 124,081 | $1,621,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 104,366 | $1,619,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 55,415 | $1,618,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 79,200 | $1,617,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 113,736 | $1,613,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 140,786 | $1,611,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 63,263 | $1,607,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 275,616 | $1,607,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 177,738 | $1,605,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 31,439 | $1,605,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 119,469 | $1,602,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 121,413 | $1,601,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 124,862 | $1,599,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 44,151 | $1,598,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 70,287 | $1,596,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 187,980 | $1,594,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 96,943 | $1,589,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 51,426 | $1,587,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 53,400 | $1,585,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 20,764 | $1,577,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 361,787 | $1,574,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 73,444 | $1,571,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 26,700 | $1,569,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 69,332 | $1,569,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 30,920 | $1,568,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 94,270 | $1,568,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 168,883 | $1,567,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 31,788 | $1,567,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 63,913 | $1,565,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 152,000 | $1,564,000 | thousands by filing date | put |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 32,383 | $1,562,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 21,045 | $1,557,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 183,402 | $1,555,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 57,016 | $1,554,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 285,443 | $1,552,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 128,706 | $1,552,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 81,168 | $1,551,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 40,572 | $1,551,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 49,300 | $1,549,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 65,310 | $1,548,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 170,486 | $1,545,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 86,624 | $1,542,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 54,065 | $1,542,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 134,904 | $1,542,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 11,382 | $1,539,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 200,000 | $1,538,000 | thousands by filing date | call |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 93,294 | $1,538,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,000 | $1,537,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 1,556,000 | $1,536,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 13,300 | $1,535,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 82,303 | $1,535,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 60,000 | $1,532,000 | thousands by filing date | put |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 124,230 | $1,532,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 37,831 | $1,531,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 6,394 | $1,530,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,100 | $1,526,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 72,000 | $1,526,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 20,717 | $1,523,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 57,697 | $1,520,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 65,563 | $1,516,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 25,999 | $1,509,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 148,079 | $1,509,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 78,633 | $1,509,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 78,266 | $1,509,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 22,422 | $1,508,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 29,504 | $1,507,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 26,856 | $1,506,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 110,000 | $1,506,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 96,500 | $1,503,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 132,905 | $1,502,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 74,364 | $1,501,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 80,000 | $1,494,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 47,198 | $1,493,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 63,673 | $1,488,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 107,371 | $1,487,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 89,688 | $1,484,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 40,500 | $1,481,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 49,798 | $1,480,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 78,904 | $1,478,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 102,534 | $1,474,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 86,240 | $1,472,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 136,093 | $1,471,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 80,918 | $1,470,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 145,425 | $1,468,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 95,691 | $1,467,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 44,059 | $1,462,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 50,024 | $1,455,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 28,604 | $1,453,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 11,902 | $1,452,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 244,955 | $1,444,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 24,608 | $1,440,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 70,173 | $1,440,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 12,000 | $1,438,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 58,900 | $1,434,000 | thousands by filing date | call |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 110,788 | $1,433,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 15,374 | $1,428,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 40,135 | $1,427,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 100,000 | $1,426,000 | thousands by filing date | call |
| GP STRATEGIES CORP | 36225V104 | COM | 57,855 | $1,425,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 37,134 | $1,422,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 21,268 | $1,421,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 21,640 | $1,419,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 150,000 | $1,416,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 46,514 | $1,416,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 59,655 | $1,415,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 45,549 | $1,412,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 78,005 | $1,412,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 775,545 | $1,404,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 68,424 | $1,402,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 27,847 | $1,397,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 104,815 | $1,396,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 91,081 | $1,396,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 21,516 | $1,394,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,087,000 | $1,391,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 20,862 | $1,390,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 70,107 | $1,390,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 492,897 | $1,390,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 12,638 | $1,385,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 12,500 | $1,381,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 82,185 | $1,380,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 29,491 | $1,379,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 32,035 | $1,375,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 26,500 | $1,375,000 | thousands by filing date | put |
| ADAM NAT RES FD INC | 00548F105 | COM | 69,011 | $1,375,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 99,606 | $1,374,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 46,177 | $1,374,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 232,530 | $1,372,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 61,335 | $1,372,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 79,288 | $1,367,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 50,100 | $1,366,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,800 | $1,365,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 38,400 | $1,365,000 | thousands by filing date | put |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 38,620 | $1,361,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 33,200 | $1,360,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 59,521 | $1,357,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 54,000 | $1,351,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 41,307 | $1,350,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 24,000 | $1,345,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 80,904 | $1,345,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 117,614 | $1,342,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 18,436 | $1,340,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25,000 | $1,340,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 28,092 | $1,340,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 93,200 | $1,336,000 | thousands by filing date | put |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 81,020 | $1,333,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 295,332 | $1,332,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 854,000 | $1,332,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 178,600 | $1,331,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 14,002 | $1,330,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 423,079 | $1,328,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 41,293 | $1,321,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 25,000 | $1,317,000 | thousands by filing date | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 97,497 | $1,314,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 11,878 | $1,313,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 67,713 | $1,313,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 26,460 | $1,312,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 252,311 | $1,312,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 68,009 | $1,312,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,278,000 | $1,311,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 37,900 | $1,311,000 | thousands by filing date | call |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 25,907 | $1,311,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 115,052 | $1,309,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 21,436 | $1,308,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 142,593 | $1,303,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 46,000 | $1,300,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 137,721 | $1,300,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 47,967 | $1,299,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 31,065 | $1,297,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 70,448 | $1,296,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 159,389 | $1,294,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 55,502 | $1,293,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 156,110 | $1,293,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 125,000 | $1,290,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,200 | $1,286,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 106,214 | $1,284,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 110,750 | $1,284,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 35,316 | $1,284,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 181,489 | $1,283,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 154,692 | $1,282,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 26,363 | $1,280,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50,100 | $1,279,000 | thousands by filing date | call |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 74,363 | $1,278,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 57,648 | $1,277,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 156,412 | $1,277,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 77,300 | $1,277,000 | thousands by filing date | call |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 26,142 | $1,275,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 17,538 | $1,272,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 62,469 | $1,272,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 45,900 | $1,266,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 40,484 | $1,266,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 47,451 | $1,265,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 29,046 | $1,264,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 24,628 | $1,260,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,700 | $1,257,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 6,790 | $1,255,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 121,934 | $1,255,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |