13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOLTARI CORP NEW | 92870X309 | COM | 401 | $1,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 188 | $1,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 525 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 5,000 | $1,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 135 | $1,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 948 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 43 | $1,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 39 | $1,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 30 | $1,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 198 | $1,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 4,966 | $1,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 491 | $1,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 109 | $1,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 73 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 499 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 109 | $1,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 57 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 131 | $1,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 1,600 | $1,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 62 | $1,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 1,299 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 110 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 514 | $1,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 954 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 289 | $1,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 550 | $1,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 70 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 600 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 262 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 669 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 542 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 34 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 236 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 169 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 200 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 63 | $1,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 684 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 213 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 550 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 35 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 677 | $1,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 974 | $1,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 729 | $1,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 816 | $1,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 879 | $1,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 472 | $1,000 | thousands by filing date | |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 500 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 250 | $1,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 1,000 | $1,000 | thousands by filing date | principal |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 204 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 585 | $1,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 2,747 | $1,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 485 | $1,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 355 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 355 | $1,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 222 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 2,286 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 500 | $1,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 110 | $1,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 1,122 | $1,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 1,712 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 495 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 403 | $1,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 1,264 | $1,000 | thousands by filing date | |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 2,265 | $1,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCAT INC | 893529107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIV INC | 45170X205 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKELAND INDS INC | 511795106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CRAFTS INC | 228309100 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 254 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 608 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATA I O CORP | 237690102 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETLIST INC | 64118P109 | COM | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 849 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVER BANCORP ORD | 146875604 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMN FINL INC | 40424G108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFIMED N V | N01045108 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXFO INC | 302046107 | SUB VTG SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMATRON INTL INC | 82661L101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWARD BANCORP INC COM | 442496105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 439 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPASS INC | 46261V108 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 1,822 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 2,775 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ID SYSTEMS INC | 449489103 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMI AEROSPACE INC | 502079106 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORDMANS STORES INC | 38269P100 | COM | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 411 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 313 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 744 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 1,085 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODEL INC | 09064M204 | COM | 1,303 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKE SHORE BANCORP INC | 510700107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 517 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,595 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 712 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHI INC | 69336T106 | COM VTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOWL AMER INC BWL | 102565108 | COMMON | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 1,327 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DGSE COMPANIES INC | 23323G106 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROCENTURY CORP | 007737109 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICON INDS INC | 925811101 | COM | 482 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNASIL CORP AMER | 268102100 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 504 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWARDSHIP FINL CORP | 860326107 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IKONICS CORP | 45172K102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 9,165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 539 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 55,152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1347 Property Insurance Holdings | 68244P107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 788 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GWG HLDGS INC | 36192A109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adobe Systems Inc | 98979H103 | COM | 282 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESBIA PLC | G7234P100 | SHS | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAJAN INC | 79379T202 | COM NEW | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EnerJex Resources Inc | 292758406 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 657 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 633 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074107 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 680 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Neothetics Inc | 64066G101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP COM PAR | 023435209 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAGE INC | 09074M103 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARTESIAN INC | 146534102 | COM ADDED | 618 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPSYNC INC | 217712207 | COM NEW | 455 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPSYNC INC | 217712116 | *W EXP 11/12/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMA ENERGY INC | 98872E108 | COM | 679 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lpath Inc | 548910405 | Equities | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYPEOPLE FRUIT JUICE INC | 83086T307 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHSOUTH CORP | 421924127 | *W EXP 01/17/201 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 1,617 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N302 | CL A NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOWO LTD | 98212L101 | SPONSORED ADR | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Carbylan Therapeutics Inc. | 141384107 | COM | 823 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGNAL GENETICS INC | 826640104 | Cmn | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A507 | Cmn | 522 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 446 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENAXIS INC | 92262A206 | COM NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |