13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 303,331 | $4,117,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 182,158 | $4,117,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 173,728 | $4,116,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 287,089 | $4,114,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 107,500 | $4,104,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 88,377 | $4,103,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 104,600 | $4,102,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 214,965 | $4,101,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 104,300 | $4,098,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 162,542 | $4,098,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 55,776 | $4,094,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 69,169 | $4,094,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 476,555 | $4,093,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 699,677 | $4,092,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 61,698 | $4,089,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 150,281 | $4,088,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 133,042 | $4,087,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 64,752 | $4,081,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 566,401 | $4,079,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 378,353 | $4,067,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 118,900 | $4,064,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 67,520 | $4,061,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 79,553 | $4,053,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 53,800 | $4,051,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 429,873 | $4,050,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 121,600 | $4,048,000 | thousands by filing date | call |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 91,531 | $4,044,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 67,422 | $4,044,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 71,290 | $4,039,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 447,322 | $4,039,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 103,414 | $4,037,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 101,000 | $4,036,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 50,438 | $4,029,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 74,960 | $4,026,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 54,000 | $4,025,000 | thousands by filing date | put |
| TYSON FOODS | 902494301 | COM | 49,123 | $4,021,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 68,037 | $4,017,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 104,816 | $4,015,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 80,637 | $4,013,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 350,035 | $4,012,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 160,542 | $4,009,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 415,830 | $4,008,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 159,749 | $4,001,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 654,058 | $3,997,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 72,713 | $3,988,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 23,900 | $3,985,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 109,868 | $3,982,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 202,686 | $3,979,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 238,494 | $3,975,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 233,624 | $3,974,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 344,830 | $3,969,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 62,426 | $3,968,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 119,435 | $3,965,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 27,000 | $3,964,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 86,390 | $3,953,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 210,606 | $3,951,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 284,728 | $3,943,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 124,624 | $3,941,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 535,341 | $3,940,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 42,500 | $3,932,000 | thousands by filing date | put |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 58,833 | $3,921,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 669,800 | $3,918,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 295,000 | $3,915,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 295,000 | $3,915,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 91,454 | $3,915,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 263,780 | $3,914,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 88,987 | $3,911,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 54,000 | $3,908,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 392,216 | $3,895,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 536,255 | $3,893,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 145,194 | $3,887,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 306,441 | $3,885,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 131,129 | $3,883,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 122,774 | $3,872,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 87,300 | $3,861,000 | thousands by filing date | call |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 372,000 | $3,861,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 141,726 | $3,858,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 30,700 | $3,857,000 | thousands by filing date | call |
| URBAN EDGE PPTYS | 91704F104 | COM | 136,936 | $3,854,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 494,969 | $3,850,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 382,184 | $3,829,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 86,100 | $3,815,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 191,820 | $3,806,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 115,529 | $3,801,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 468,341 | $3,798,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 44,842 | $3,797,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 173,989 | $3,793,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 181,083 | $3,792,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,646,000 | $3,792,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,661,000 | $3,789,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 200,000 | $3,780,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 245,770 | $3,778,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 87,361 | $3,778,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 135,180 | $3,766,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 65,967 | $3,765,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 148,990 | $3,762,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 51,700 | $3,755,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 102,805 | $3,755,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 5,000,000 | $3,750,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 199,619 | $3,745,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 125,873 | $3,743,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 60,942 | $3,739,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 270,969 | $3,737,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,389,343 | $3,724,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 403,500 | $3,724,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 48,000 | $3,719,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 77,300 | $3,709,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 359,696 | $3,706,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 69,486 | $3,705,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 106,617 | $3,705,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 244,555 | $3,698,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 151,915 | $3,694,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 65,878 | $3,694,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 110,162 | $3,693,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 496,512 | $3,690,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 137,517 | $3,688,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 101,600 | $3,688,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 621,651 | $3,687,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 101,452 | $3,670,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 618,715 | $3,669,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 69,178 | $3,658,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 248,429 | $3,655,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 140,175 | $3,650,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 37,644 | $3,648,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 146,439 | $3,644,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 142,585 | $3,642,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 326,588 | $3,639,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 638,836 | $3,635,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 3,546,000 | $3,635,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 173,289 | $3,631,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 25,004 | $3,619,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 108,639 | $3,607,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 204,592 | $3,607,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 402,457 | $3,606,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 182,428 | $3,603,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 204,360 | $3,597,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 224,481 | $3,590,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 885,288 | $3,585,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 36,249 | $3,582,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 157,762 | $3,582,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 147,800 | $3,580,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 197,702 | $3,580,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 910,050 | $3,577,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 247,862 | $3,574,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 253,152 | $3,574,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 94,025 | $3,573,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 184,176 | $3,564,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 189,900 | $3,563,000 | thousands by filing date | call |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 236,449 | $3,559,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 588,256 | $3,552,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 78,841 | $3,551,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 119,600 | $3,550,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 220,960 | $3,547,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 196,172 | $3,546,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 262,991 | $3,540,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 126,659 | $3,539,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 65,843 | $3,522,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 107,797 | $3,519,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 53,624 | $3,513,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 218,662 | $3,513,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 82,785 | $3,509,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 118,882 | $3,509,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 36,000 | $3,507,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 405,677 | $3,505,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 160,351 | $3,504,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 59,583 | $3,502,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 37,200 | $3,488,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 167,042 | $3,488,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 194,089 | $3,478,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 250,000 | $3,478,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 541,399 | $3,476,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 66,190 | $3,475,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 31,027 | $3,461,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 83,438 | $3,460,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 68,258 | $3,457,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 52,630 | $3,455,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 167,839 | $3,454,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 362,186 | $3,452,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 35,620 | $3,452,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 181,598 | $3,452,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 77,440 | $3,450,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 226,718 | $3,444,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 2,600,000 | $3,443,000 | thousands by filing date | principal |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 98,331 | $3,439,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 550,500 | $3,436,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 535,571 | $3,417,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 128,127 | $3,408,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 159,274 | $3,406,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 129,744 | $3,399,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 66,047 | $3,390,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 188,070 | $3,389,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 212,507 | $3,375,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 241,932 | $3,365,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 26,247 | $3,364,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 42,939 | $3,361,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 369,560 | $3,356,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 149,140 | $3,352,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 150,572 | $3,347,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 166,897 | $3,344,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 50,077 | $3,337,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 78,221 | $3,336,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 16,100 | $3,333,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 118,985 | $3,333,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 68,502 | $3,328,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 95,108 | $3,325,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,190,000 | $3,322,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 32,811 | $3,316,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 45,000 | $3,312,000 | thousands by filing date | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 239,354 | $3,304,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 531,728 | $3,302,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 64,720 | $3,301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 59,672 | $3,287,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,679,000 | $3,285,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 53,481 | $3,284,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 834,400 | $3,279,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 226,497 | $3,277,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 210,941 | $3,276,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 65,868 | $3,273,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 92,450 | $3,269,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 57,477 | $3,266,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 383,132 | $3,257,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 279,067 | $3,248,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 133,672 | $3,247,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 231,433 | $3,240,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 73,966 | $3,239,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 135,926 | $3,235,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 273,691 | $3,235,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,792,000 | $3,235,000 | thousands by filing date | principal |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 51,635 | $3,234,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 209,637 | $3,231,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 81,632 | $3,228,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 212,885 | $3,227,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 162,452 | $3,226,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 3,287,000 | $3,223,000 | thousands by filing date | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 128,337 | $3,216,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 204,679 | $3,214,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 46,800 | $3,207,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 347,700 | $3,206,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 62,739 | $3,206,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 169,926 | $3,199,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 329,316 | $3,197,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 97,668 | $3,193,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 159,657 | $3,192,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 65,881 | $3,189,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 102,068 | $3,188,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 41,600 | $3,187,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 177,099 | $3,180,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 171,089 | $3,177,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 146,106 | $3,174,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 196,836 | $3,173,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 145,082 | $3,170,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 183,192 | $3,167,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,334,500 | $3,163,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 213,040 | $3,158,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 223,765 | $3,153,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 83,283 | $3,152,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 183,000 | $3,151,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 103,500 | $3,146,000 | thousands by filing date | call |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 135,784 | $3,146,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 217,265 | $3,145,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 80,000 | $3,138,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 25,000 | $3,133,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 51,680 | $3,131,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 112,900 | $3,131,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 44,976 | $3,117,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 225,606 | $3,116,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 147,095 | $3,115,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 328,227 | $3,109,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 61,315 | $3,108,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 82,000 | $3,105,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 243,941 | $3,103,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 167,087 | $3,103,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,700 | $3,095,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 50,000 | $3,088,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 125,732 | $3,081,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 125,027 | $3,078,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 32,207 | $3,077,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 65,607 | $3,071,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 621,555 | $3,071,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,166,576 | $3,068,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 233,183 | $3,067,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 186,613 | $3,066,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 217,810 | $3,063,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 148,742 | $3,059,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 155,556 | $3,055,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 118,309 | $3,052,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 295,738 | $3,046,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 58,444 | $3,045,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 82,582 | $3,040,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 79,700 | $3,030,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 92,937 | $3,028,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 60,185 | $3,015,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 25,000 | $3,014,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 108,518 | $3,012,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 92,773 | $3,008,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 15,000 | $3,005,000 | thousands by filing date | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 95,373 | $3,005,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 119,607 | $3,005,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 159,327 | $2,985,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 123,719 | $2,982,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 32,200 | $2,979,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 61,271 | $2,979,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 186,664 | $2,979,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 58,288 | $2,978,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 111,181 | $2,977,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 389,702 | $2,974,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 94,507 | $2,970,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 103,926 | $2,970,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 97,427 | $2,968,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 119,197 | $2,968,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 76,933 | $2,968,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 126,100 | $2,963,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 26,694 | $2,955,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 48,000 | $2,952,000 | thousands by filing date | call |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 33,611 | $2,947,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200,000 | $2,946,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 47,370 | $2,933,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 154,244 | $2,932,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 64,247 | $2,927,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 56,281 | $2,927,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 905,787 | $2,926,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 31,388 | $2,926,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 58,293 | $2,922,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 54,922 | $2,919,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 356,090 | $2,917,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 16,000 | $2,907,000 | thousands by filing date | call |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 111,729 | $2,903,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 76,991 | $2,897,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 169,382 | $2,890,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 89,400 | $2,888,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 282,015 | $2,882,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 32,316 | $2,881,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,358 | $2,879,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 92,645 | $2,879,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 50,000 | $2,877,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 251,918 | $2,875,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 169,608 | $2,870,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 113,489 | $2,866,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 267,125 | $2,864,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 57,180 | $2,863,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 107,735 | $2,861,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 244,307 | $2,860,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 349,053 | $2,859,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 143,499 | $2,850,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 3,249,000 | $2,845,000 | thousands by filing date | principal |
| VIPER | 92763M105 | COMMON STOCK | 176,068 | $2,844,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 40,083 | $2,843,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 84,205 | $2,838,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 73,255 | $2,834,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 115,696 | $2,832,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 279,713 | $2,831,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 190,800 | $2,831,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 22,500 | $2,827,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 242,963 | $2,821,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 172,287 | $2,821,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 166,530 | $2,819,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 56,252 | $2,818,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 454,003 | $2,815,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 164,179 | $2,809,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 233,707 | $2,809,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 64,637 | $2,807,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 447,514 | $2,806,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 237,407 | $2,801,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 340,592 | $2,793,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 50,000 | $2,793,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 139,381 | $2,790,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 100,512 | $2,783,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 210,594 | $2,782,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 55,034 | $2,781,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 166,059 | $2,781,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 77,831 | $2,776,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 146,068 | $2,774,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 132,107 | $2,773,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 279,454 | $2,769,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 195,925 | $2,766,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 24,614 | $2,765,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 429,225 | $2,759,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 60,478 | $2,755,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 31,100 | $2,754,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 119,291 | $2,753,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 132,547 | $2,747,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 107,987 | $2,745,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 98,959 | $2,743,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 102,491 | $2,741,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 58,705 | $2,740,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 202,648 | $2,738,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 112,505 | $2,736,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 63,961 | $2,731,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 35,943 | $2,724,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 135,000 | $2,720,000 | thousands by filing date | call |
| HEALTHSTREAM INC | 42222N103 | COM | 98,427 | $2,717,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 380,719 | $2,706,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 102,976 | $2,698,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 271,056 | $2,697,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 169,804 | $2,697,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 110,402 | $2,696,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 162,735 | $2,695,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 125,235 | $2,689,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 352,418 | $2,689,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 243,690 | $2,685,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 26,367 | $2,682,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 113,300 | $2,680,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 621,400 | $2,678,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 61,100 | $2,676,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 2,837,000 | $2,673,000 | thousands by filing date | principal |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 85,479 | $2,671,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 109,135 | $2,668,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 107,387 | $2,668,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 180,546 | $2,667,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 151,942 | $2,659,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 47,903 | $2,659,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 77,667 | $2,658,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 49,874 | $2,658,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 119,621 | $2,654,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 186,116 | $2,647,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 310,611 | $2,634,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 192,921 | $2,630,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 222,604 | $2,624,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 92,500 | $2,623,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 158,327 | $2,616,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 34,188 | $2,613,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 79,588 | $2,613,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 34,080 | $2,611,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 44,985 | $2,611,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 120,329 | $2,608,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 48,502 | $2,606,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 37,536 | $2,605,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 54,454 | $2,604,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 100,447 | $2,599,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 70,632 | $2,597,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 50,000 | $2,594,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 128,121 | $2,593,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 99,407 | $2,591,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 112,443 | $2,590,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 865,000 | $2,590,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 48,800 | $2,586,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 212,700 | $2,586,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 54,000 | $2,580,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 86,600 | $2,575,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 136,362 | $2,575,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 49,747 | $2,568,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 89,537 | $2,564,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 46,177 | $2,562,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 335,302 | $2,555,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 27,100 | $2,553,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,510,430 | $2,553,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 86,426 | $2,549,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 601,127 | $2,549,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 56,059 | $2,541,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 48,400 | $2,540,000 | thousands by filing date | call |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 33,818 | $2,535,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 171,545 | $2,534,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 96,009 | $2,532,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 242,176 | $2,528,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 692,009 | $2,526,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 497,661 | $2,524,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 84,594 | $2,519,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 406,993 | $2,515,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 661,126 | $2,512,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 112,800 | $2,509,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 54,443 | $2,509,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 231,632 | $2,509,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 167,262 | $2,509,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 182,701 | $2,506,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 86,000 | $2,504,000 | thousands by filing date | call |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 101,249 | $2,503,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 183,762 | $2,502,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 100,000 | $2,501,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 151,705 | $2,488,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 96,309 | $2,487,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 91,445 | $2,485,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 93,750 | $2,481,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 306,198 | $2,480,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 50,365 | $2,479,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 305,168 | $2,475,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 317,447 | $2,472,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 116,810 | $2,466,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 70,224 | $2,466,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 32,193 | $2,462,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 353,033 | $2,461,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 86,892 | $2,461,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 124,285 | $2,458,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 158,000 | $2,454,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 277,366 | $2,452,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 61,126 | $2,448,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 177,573 | $2,445,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 160,276 | $2,435,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 119,878 | $2,431,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 20,000 | $2,430,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 44,688 | $2,417,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 140,507 | $2,401,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 37,129 | $2,399,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 211,963 | $2,399,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 365,541 | $2,391,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 92,967 | $2,390,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 178,171 | $2,387,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 188,137 | $2,387,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 135,530 | $2,386,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 54,700 | $2,385,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 76,124 | $2,385,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |