13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW GERMANY FD INC | 644465106 | COM | 41,719 | $598,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 700,000 | $598,000 | thousands by filing date | principal |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 22,900 | $597,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 31,868 | $596,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 58,921 | $596,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,143,697 | $596,000 | thousands by filing date | principal |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 72,731 | $591,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 19,448 | $590,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 12,240 | $589,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 29,050 | $589,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 5,919 | $589,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 195,498 | $589,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 20,278 | $588,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 38,936 | $587,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 14,541 | $587,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 11,422 | $585,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 32,187 | $585,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 26,429 | $584,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 19,443 | $582,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,500 | $581,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 35,000 | $579,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 24,982 | $579,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 27,305 | $578,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 25,761 | $576,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 18,666 | $575,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 37,962 | $575,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,107 | $575,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 55,668 | $575,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,172 | $574,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 5,664 | $574,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 62,362 | $574,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 6,927 | $572,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 15,395 | $572,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 55,904 | $572,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 13,806 | $571,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 14,047 | $570,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 74,064 | $570,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 48,931 | $568,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 161,987 | $566,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,646 | $565,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 24,005 | $564,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 24,776 | $564,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 35,205 | $562,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 20,900 | $561,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 41,680 | $561,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 188,827 | $560,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 36,552 | $560,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 42,803 | $560,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 108,168 | $559,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 152,251 | $559,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 32,509 | $559,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 13,010 | $558,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6,400 | $558,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 9,304 | $557,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 55,131 | $557,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 38,714 | $556,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 41,171 | $555,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 63,224 | $555,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 39,928 | $552,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 52,498 | $552,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 35,778 | $552,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 51,554 | $552,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 33,421 | $552,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 39,977 | $550,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 156,453 | $546,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 54,081 | $546,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 19,955 | $541,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 30,065 | $540,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 36,560 | $538,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 60,786 | $538,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 527,000 | $534,000 | thousands by filing date | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 58,098 | $533,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 28,700 | $533,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 26,209 | $533,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 21,169 | $532,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 44,073 | $530,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 11,762 | $530,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,542 | $530,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 121,152 | $530,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 37,287 | $529,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,100 | $528,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 10,451 | $528,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 45,186 | $528,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 9,108 | $528,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 38,852 | $527,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 36,264 | $527,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 33,200 | $526,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 37,978 | $526,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 14,818 | $525,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 12,620 | $525,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 44,233 | $524,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 442,000 | $523,000 | thousands by filing date | principal |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 18,883 | $520,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 15,182 | $520,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 20,749 | $520,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 37,694 | $520,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 172,707 | $520,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 36,816 | $520,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20,581 | $519,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 42,124 | $519,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 20,734 | $519,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,800 | $519,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 14,041 | $516,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 50,000 | $516,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 103,321 | $515,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 69,465 | $514,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 97,954 | $514,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 10,080 | $513,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 68,817 | $513,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,218 | $512,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 13,953 | $510,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 11,587 | $510,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 31,119 | $510,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 46,661 | $510,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 63,853 | $509,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 142,500 | $509,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10,136 | $508,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 35,874 | $508,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 14,217 | $507,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 11,950 | $504,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 86,751 | $504,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 12,623 | $504,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 31,577 | $503,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 17,761 | $501,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 60,674 | $500,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 15,344 | $497,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 35,021 | $497,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 26,684 | $497,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 24,247 | $495,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 46,252 | $494,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 16,378 | $493,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 335,675 | $493,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 35,851 | $492,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 57,398 | $490,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 84,625 | $489,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 20,234 | $489,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 16,305 | $489,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 35,165 | $488,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 18,816 | $488,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 37,575 | $486,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 30,506 | $485,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 24,466 | $485,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 19,800 | $484,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 70,026 | $484,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 16,243 | $484,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 53,400 | $484,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 38,591 | $483,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 24,471 | $482,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 19,292 | $481,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 27,367 | $480,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 359,000 | $480,000 | thousands by filing date | principal |
| KMG CHEMICALS INC | 482564101 | COM | 16,938 | $480,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 85,210 | $480,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 22,667 | $479,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 8,700 | $478,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 20,883 | $478,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 20,350 | $478,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 53,174 | $477,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 36,201 | $477,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 31,488 | $477,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 23,200 | $476,000 | thousands by filing date | put |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 18,825 | $476,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 417,896 | $476,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 42,133 | $475,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 35,525 | $475,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 11,671 | $473,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 9,483 | $473,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 8,449 | $472,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 59,192 | $471,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 56,316 | $470,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 19,418 | $470,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 495,000 | $470,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 14,979 | $469,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 30,363 | $468,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 47,264 | $468,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 13,232 | $467,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 14,684 | $467,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 13,196 | $467,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,500 | $466,000 | thousands by filing date | put |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 107,739 | $464,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 41,332 | $463,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 44,895 | $462,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 14,783 | $462,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 19,165 | $462,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,900 | $461,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 23,362 | $461,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 30,075 | $460,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 16,600 | $460,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 48,793 | $459,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 10,034 | $457,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 7,200 | $455,000 | thousands by filing date | put |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,576 | $455,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 361,000 | $455,000 | thousands by filing date | principal |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 110,887 | $455,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 27,029 | $454,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 41,519 | $454,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 25,995 | $453,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 23,665 | $452,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 53,859 | $451,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 8,989 | $450,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 29,667 | $449,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 531,822 | $449,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 341,000 | $449,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366J200 | COM | 32,000 | $448,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 45,804 | $446,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 40,053 | $446,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 12,517 | $446,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,100 | $445,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,000 | $443,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 12,106 | $441,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 14,546 | $439,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 353,000 | $439,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 5,798 | $439,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 22,505 | $438,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 51,991 | $436,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 6,253 | $436,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 6,527 | $435,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 21,956 | $435,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 72,406 | $434,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 12,660 | $432,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 10,916 | $431,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 7,190 | $431,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 6,626 | $429,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 55,163 | $429,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 28,764 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 8,986 | $429,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 14,988 | $429,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 104,726 | $429,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 18,863 | $428,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 48,380 | $427,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 8,771 | $427,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 19,719 | $426,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 12,277 | $426,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 22,566 | $426,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 58,822 | $426,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 26,444 | $425,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 27,049 | $425,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 43,130 | $424,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 13,650 | $424,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 29,526 | $424,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 31,391 | $424,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 25,051 | $423,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 37,018 | $422,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,384 | $421,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 32,489 | $421,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 31,171 | $421,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 28,497 | $420,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 27,676 | $419,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 87,467 | $418,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 74,400 | $418,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 56,466 | $417,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 21,174 | $416,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,581 | $412,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 14,120 | $411,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 12,000 | $410,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 30,585 | $409,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 11,305 | $409,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 42,991 | $409,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 28,213 | $408,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 38,558 | $407,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 96,867 | $407,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 32,554 | $406,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 82,242 | $405,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 37,100 | $404,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 24,079 | $404,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 11,339 | $403,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,500 | $403,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 14,409 | $402,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 45,000 | $401,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 35,775 | $401,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 45,534 | $401,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 34,735 | $401,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 12,704 | $401,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 8,403 | $399,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 7,895 | $397,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 16,144 | $397,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 27,632 | $397,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 16,311 | $393,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 19,396 | $393,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 23,087 | $392,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 18,940 | $392,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 422,000 | $392,000 | thousands by filing date | principal |
| CEVA INC | 157210105 | COMMON STOCK | 11,135 | $391,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 5,173 | $390,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 10,281 | $389,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 60,937 | $389,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 29,596 | $387,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 39,981 | $387,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 5,937 | $386,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 82,629 | $386,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 16,080 | $386,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 33,662 | $386,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 15,588 | $385,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 114,100 | $384,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 169,768 | $384,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 8,692 | $384,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 22,228 | $382,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 33,622 | $382,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,000 | $382,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 20,714 | $381,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 25,564 | $381,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 14,659 | $380,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 8,174 | $380,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 450,000 | $380,000 | thousands by filing date | principal |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 20,785 | $380,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 368,000 | $380,000 | thousands by filing date | principal |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 16,809 | $379,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 44,300 | $379,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 8,378 | $378,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 15,268 | $378,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 9,079 | $378,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 29,866 | $377,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 8,532 | $377,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 8,452 | $377,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 18,814 | $375,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 30,168 | $374,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 24,442 | $373,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 34,799 | $372,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 24,608 | $370,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 37,862 | $370,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 134,804 | $370,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,580 | $368,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 26,500 | $367,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 153,896 | $365,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 74,885 | $365,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 90,579 | $365,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 89,144 | $364,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 29,376 | $364,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 32,700 | $363,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 17,519 | $363,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 4,756 | $363,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 3,657 | $362,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 25,000 | $362,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 13,100 | $361,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 17,170 | $361,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,600 | $360,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 74,850 | $360,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 14,725 | $359,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 32,187 | $359,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 63,970 | $358,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 34,434 | $358,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 6,687 | $358,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 18,793 | $358,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 20,106 | $358,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 8,597 | $358,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 24,203 | $357,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 30,000 | $357,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 14,342 | $357,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 836 | $356,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 4,750 | $355,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 23,054 | $355,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 20,500 | $355,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 32,610 | $354,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,000 | $353,000 | thousands by filing date | put |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 17,703 | $351,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7,251 | $350,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 48,347 | $349,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 12,150 | $349,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 24,904 | $348,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 30,997 | $347,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 101,402 | $347,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 41,363 | $346,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 33,305 | $346,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 15,377 | $346,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 12,536 | $345,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,676 | $344,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 8,000 | $344,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 10,400 | $344,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 82,046 | $343,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 60,894 | $341,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 12,522 | $341,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 15,955 | $339,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 32,066 | $339,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 22,414 | $339,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 9,857 | $338,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 32,247 | $338,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 19,913 | $338,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 35,834 | $336,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 100,111 | $335,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 30,078 | $335,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,523 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 10,088 | $334,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 92,215 | $334,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 23,850 | $333,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 186,768 | $333,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 17,220 | $333,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 132,877 | $333,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 13,631 | $333,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 18,171 | $332,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,700 | $331,000 | thousands by filing date | call |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 20,765 | $331,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 10,267 | $330,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 10,944 | $329,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 12,150 | $329,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,000 | $328,000 | thousands by filing date | put |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 22,587 | $328,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 37,800 | $328,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 41,673 | $326,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 8,836 | $325,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 69,517 | $324,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 19,814 | $324,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 19,203 | $323,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 17,902 | $323,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 7,700 | $323,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 7,700 | $323,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 12,741 | $322,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 12,598 | $322,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,985 | $321,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,122 | $321,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 14,758 | $320,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 29,000 | $320,000 | thousands by filing date | put |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,645 | $320,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 25,537 | $320,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 7,900 | $319,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 7,600 | $317,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 18,480 | $317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,929 | $316,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 18,754 | $315,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 13,058 | $314,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 9,494 | $314,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,300 | $314,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 8,625 | $314,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 42,155 | $313,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 17,531 | $313,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 19,380 | $313,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 21,186 | $312,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 12,981 | $310,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,860 | $310,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 48,848 | $309,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 7,640 | $309,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 32,000 | $308,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 15,811 | $308,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 27,188 | $306,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 35,390 | $306,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 30,000 | $306,000 | thousands by filing date | put |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 22,792 | $305,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 11,957 | $304,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 34,133 | $303,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 33,587 | $302,000 | thousands by filing date | |
| PROSHARES TR | 74347B599 | HDG FTSE JAPAN | 10,074 | $302,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 22,600 | $301,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 11,544 | $300,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,262 | $299,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 14,083 | $298,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 51,789 | $298,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,490 | $297,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 19,883 | $297,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 7,109 | $296,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 300,000 | $296,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 7,300 | $293,000 | thousands by filing date | put |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 29,780 | $289,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,365 | $288,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 8,398 | $288,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,654 | $287,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 54,070 | $287,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 8,946 | $287,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,781 | $286,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 37,072 | $286,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 6,918 | $285,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 259,000 | $285,000 | thousands by filing date | principal |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 5,598 | $284,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 12,188 | $283,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 34,718 | $278,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,539 | $278,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5,358 | $277,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 30,000 | $277,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 8,673 | $276,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 32,800 | $276,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,000 | $274,000 | thousands by filing date | call |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 31,796 | $274,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,000 | $273,000 | thousands by filing date | put |
| CAPITALA FIN CORP | 14054R106 | COM | 20,869 | $273,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 6,663 | $273,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 11,011 | $272,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,715 | $272,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 99,950 | $272,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 37,084 | $272,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 13,712 | $271,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 29,046 | $271,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,398 | $271,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,158 | $270,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 54,766 | $270,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 18,728 | $268,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 27,967 | $267,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 8,898 | $267,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 16,240 | $267,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 15,637 | $266,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 9,266 | $266,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 11,215 | $264,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 8,223 | $264,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 13,393 | $264,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 5,151 | $263,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,251 | $262,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 51,831 | $262,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 11,961 | $261,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 8,048 | $261,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 9,863 | $261,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 17,250 | $261,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 7,125 | $259,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 37,883 | $258,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |