13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 25,737 | $258,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 9,902 | $258,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 12,517 | $257,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 15,112 | $256,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 33,280 | $256,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,588 | $255,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 16,843 | $254,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 25,300 | $254,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,560 | $253,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,521 | $252,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 33,112 | $252,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 9,741 | $251,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 30,690 | $250,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 9,382 | $249,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 59,000 | $248,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 10,598 | $248,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 21,166 | $248,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 15,649 | $248,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 44,217 | $248,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 30,775 | $247,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 12,998 | $247,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 434,000 | $247,000 | thousands by filing date | principal |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,905 | $246,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 33,487 | $246,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 18,243 | $245,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 13,692 | $244,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 43,290 | $242,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 15,809 | $239,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 42,043 | $239,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,963 | $238,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 21,045 | $238,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 24,995 | $237,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,177 | $236,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,547 | $236,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 26,896 | $235,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,219 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,467 | $234,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,023 | $234,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 21,102 | $234,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 176,000 | $233,000 | thousands by filing date | principal |
| DEMAND MEDIA INC | 24802N208 | Cmn | 40,868 | $233,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,838 | $232,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 7,022 | $231,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 20,000 | $231,000 | thousands by filing date | call |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 9,672 | $231,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,500 | $230,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,566 | $230,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,939 | $230,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 14,535 | $230,000 | thousands by filing date | |
| ININ 1.25 6/20 | 45841VAB5 | Bond 30/360P2 U | 200,000 | $230,000 | thousands by filing date | principal |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 12,092 | $229,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 27,160 | $229,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 78,245 | $229,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 13,820 | $228,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 14,765 | $228,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,600 | $227,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 9,198 | $227,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 11,979 | $227,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 7,867 | $227,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 7,778 | $227,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 9,342 | $225,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,549 | $225,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 21,333 | $225,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 14,187 | $225,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 29,569 | $225,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 25,000 | $224,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 19,894 | $223,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,641 | $223,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,300 | $222,000 | thousands by filing date | put |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 8,141 | $222,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,350 | $222,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 8,877 | $222,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 15,644 | $222,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 37,645 | $222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 6,805 | $222,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 26,015 | $221,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 6,783 | $220,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 15,912 | $220,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 15,990 | $220,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 11,915 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 10,272 | $220,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 6,348 | $219,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 8,755 | $219,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 11,743 | $218,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 19,000 | $218,000 | thousands by filing date | call |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 6,726 | $218,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 54,389 | $217,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 18,427 | $217,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $217,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 13,643 | $216,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 14,815 | $216,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,980 | $213,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,015 | $212,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 47,715 | $212,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 175,201 | $212,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 38,000 | $212,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 8,113 | $212,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 18,122 | $211,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 20,119 | $208,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 22,225 | $208,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 6,235 | $208,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,236 | $208,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,200 | $207,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,923 | $207,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 3,465 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 3,484 | $207,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 13,200 | $207,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 10,472 | $207,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 109,000 | $207,000 | thousands by filing date | principal |
| HASBRO INC COM | 418056107 | Stock | 2,600 | $206,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,833 | $206,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 40,000 | $206,000 | thousands by filing date | call |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 200,000 | $206,000 | thousands by filing date | principal |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,398 | $205,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 76,665 | $205,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 19,707 | $205,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 22,877 | $205,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 32,296 | $205,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 23,444 | $205,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,975 | $204,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 10,576 | $204,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 7,713 | $204,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,106 | $203,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 33,725 | $202,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 38,142 | $201,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,000 | $200,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 54,383 | $200,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 5,258 | $200,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 23,799 | $199,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 8,706 | $199,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,706 | $199,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 16,558 | $198,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 157,000 | $198,000 | thousands by filing date | principal |
| GAS NAT INC | 367204104 | COM | 25,874 | $198,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 27,600 | $197,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 10,443 | $196,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 6,143 | $195,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 8,980 | $194,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,242 | $194,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 54,715 | $193,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 12,521 | $193,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 6,086 | $193,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 14,777 | $192,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 14,233 | $192,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 7,826 | $191,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,380 | $191,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,137 | $189,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 37,830 | $189,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 15,799 | $187,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 10,552 | $187,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,099 | $186,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,000 | $186,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 6,002 | $186,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 52,212 | $186,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,913 | $185,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 24,948 | $184,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 14,486 | $184,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,000 | $184,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 15,520 | $183,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 8,235 | $183,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 15,396 | $183,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 15,402 | $183,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 8,448 | $182,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 53 | $182,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 27,972 | $182,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 6,048 | $181,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 14,456 | $181,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 30,692 | $181,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,184 | $181,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 174,000 | $181,000 | thousands by filing date | principal |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 7,294 | $181,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 3,580 | $180,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,228 | $180,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 10,244 | $180,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,470 | $180,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 17,611 | $180,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 194,000 | $180,000 | thousands by filing date | principal |
| DIGIRAD CORP | 253827109 | COM | 35,223 | $180,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 3,900 | $180,000 | thousands by filing date | call |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 10,500 | $180,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 17,350 | $179,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 70,000 | $179,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 17,841 | $179,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 15,481 | $179,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,802 | $178,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 11,600 | $177,000 | thousands by filing date | put |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 12,535 | $176,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 12,244 | $176,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 9,556 | $175,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,051 | $175,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 167,000 | $175,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 5,624 | $174,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 8,869 | $174,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 6,640 | $174,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 184,000 | $174,000 | thousands by filing date | principal |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 9,786 | $173,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 89,042 | $173,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 178,000 | $173,000 | thousands by filing date | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 14,785 | $172,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 9,726 | $172,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 85,000 | $172,000 | thousands by filing date | principal |
| NUVEEN NY | 670706100 | COM | 10,838 | $172,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 2,865 | $171,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 11,640 | $171,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,478 | $170,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,476 | $170,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 31,992 | $170,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 2,755 | $170,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 5,764 | $169,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 114,000 | $169,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,200 | $169,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 11,682 | $169,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 13,524 | $169,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 35,697 | $168,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 100,726 | $167,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 6,196 | $167,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,499 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 6,383 | $166,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,075 | $165,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 20,403 | $165,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 3,380 | $165,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 42,768 | $165,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,000 | $164,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 18,700 | $164,000 | thousands by filing date | put |
| PARK STERLING CORP | 70086Y105 | COM | 20,268 | $164,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 51,693 | $164,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 6,374 | $163,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 3,084 | $163,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,859 | $162,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,622 | $162,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 2,780 | $161,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 3,632 | $161,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 26,548 | $161,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 10,000 | $161,000 | thousands by filing date | put |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 20,200 | $160,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 19,222 | $159,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,006 | $159,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 31,757 | $159,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,800 | $158,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,969 | $158,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 4,237 | $158,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 99,781 | $158,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 363 | $158,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,093 | $156,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,637 | $156,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 4,663 | $156,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,179 | $156,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,000 | $155,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,659 | $155,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,156 | $155,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 3,328 | $155,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 100,136 | $155,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 8,337 | $155,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 22,351 | $155,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 6,613 | $155,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 6,645 | $154,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 8,695 | $154,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 10,000 | $153,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 10,548 | $153,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 11,113 | $152,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 9,080 | $151,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 10,015 | $150,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 21,129 | $150,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 9,987 | $150,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,456 | $149,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 9,846 | $149,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 31,118 | $149,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 12,763 | $148,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 13,599 | $148,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 10,992 | $148,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,362 | $147,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 7,731 | $147,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 4,068 | $147,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,400 | $146,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 7,938 | $146,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 26,262 | $145,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 4,437 | $145,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 7,427 | $145,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 8,602 | $144,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 9,526 | $144,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 12,103 | $144,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 5,743 | $142,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 1,719 | $142,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,500 | $141,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,500 | $141,000 | thousands by filing date | call |
| FNFV GROUP | 31620R402 | COM | 11,318 | $141,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 6,501 | $140,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 4,810 | $140,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,817 | $140,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 13,955 | $140,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 24,420 | $139,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,765 | $138,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 11,141 | $138,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 137,000 | $138,000 | thousands by filing date | principal |
| KIMBALL INTL INC | 494274103 | CL B | 10,618 | $138,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 16,736 | $138,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 9,817 | $138,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,067 | $137,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,784 | $137,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 7,114 | $137,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,305 | $137,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 3,709 | $137,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 49,722 | $137,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,200 | $136,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 1,200 | $136,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 325 | $136,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,743 | $136,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 500 | $135,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 31,743 | $135,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 44,275 | $135,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,830 | $134,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 9,578 | $134,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 129,334 | $134,000 | thousands by filing date | principal |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 6,089 | $134,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,291 | $133,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 10,360 | $133,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 5,619 | $133,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 3,426 | $132,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 15,899 | $132,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,665 | $132,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 4,101 | $131,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 17,407 | $131,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 14,635 | $131,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 22,516 | $131,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 23,731 | $131,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,747 | $130,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 4,675 | $130,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 2,198 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 5,538 | $130,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 30,000 | $130,000 | thousands by filing date | put |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 13,335 | $130,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 5,608 | $130,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 12,136 | $129,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 9,535 | $129,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 4,995 | $129,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 15,329 | $128,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 762 | $127,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 4,137 | $127,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 81,430 | $127,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 2,658 | $127,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 15,304 | $126,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 11,284 | $126,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 51,025 | $126,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,824 | $126,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 2,490 | $125,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 20,000 | $125,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,900 | $124,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,233 | $124,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 7,028 | $123,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 23,100 | $123,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 4,156 | $123,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,500 | $122,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 5,288 | $122,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 100,724 | $122,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 20,584 | $121,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,746 | $121,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 3,300 | $120,000 | thousands by filing date | put |
| PROSHARES TR | 74347X310 | CMN | 3,072 | $120,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 875 | $120,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 17,349 | $119,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,000 | $118,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 14,795 | $118,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,928 | $118,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 55,382 | $118,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 7,709 | $118,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 105,000 | $118,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 2,918 | $117,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,284 | $116,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 8,735 | $116,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 67,999 | $116,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,800 | $115,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 7,054 | $115,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,000 | $115,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 6,128 | $114,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 7,995 | $114,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,229 | $114,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,877 | $114,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 10,506 | $114,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 13,304 | $114,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,623 | $113,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,600 | $113,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,711 | $112,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,873 | $112,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,615 | $112,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 13,758 | $112,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 20,183 | $112,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 7,332 | $112,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 7,224 | $112,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 30,393 | $111,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 13,235 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,589 | $111,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 47,000 | $111,000 | thousands by filing date | call |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 5,930 | $111,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 64,632 | $110,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 15,438 | $110,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,479 | $109,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 15,976 | $109,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 4,206 | $108,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,810 | $108,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 13,053 | $108,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 4,175 | $108,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 57,000 | $108,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 93,000 | $108,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,231 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,494 | $107,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 11,394 | $107,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 34,067 | $107,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 35,320 | $107,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 17,244 | $107,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 3,900 | $107,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 3,006 | $106,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 35,162 | $106,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,882 | $106,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 5,960 | $106,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,400 | $105,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,000 | $105,000 | thousands by filing date | put |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 5,436 | $105,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 168,128 | $105,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 13,739 | $105,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,879 | $105,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 50,663 | $105,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 6,365 | $105,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 13,908 | $105,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,086 | $104,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 3,560 | $104,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 2,000 | $104,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 114,284 | $104,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $104,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 22,230 | $103,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 7,969 | $103,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,610 | $103,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 62,334 | $103,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 4,659 | $103,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 5,506 | $102,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 6,627 | $102,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,450 | $102,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 20,000 | $102,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,100 | $101,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,905 | $101,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 16,157 | $101,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 30,504 | $101,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,391 | $100,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 9,500 | $100,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 3,611 | $99,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,700 | $98,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 11,518 | $98,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 73,409 | $98,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,751 | $97,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,874 | $97,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 11,317 | $97,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 9,915 | $97,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 2,010 | $97,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 21,186 | $97,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,878 | $96,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,077 | $96,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 34,883 | $96,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,135 | $96,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,860 | $96,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 3,803 | $96,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,437 | $95,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 250,000 | $95,000 | thousands by filing date | principal |
| CODEXIS INC | 192005106 | COM | 21,303 | $94,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,400 | $94,000 | thousands by filing date | call |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 1,558 | $94,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,622 | $94,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 8,672 | $94,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 11,817 | $93,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 2,543 | $93,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 7,997 | $92,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 4,139 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 5,644 | $92,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,597 | $91,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,130 | $91,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 7,394 | $91,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,733 | $91,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,600 | $90,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,871 | $90,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 5,300 | $90,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,855 | $90,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,581 | $90,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 10,185 | $90,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 89,000 | $90,000 | thousands by filing date | principal |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 5,394 | $89,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,410 | $89,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 4,180 | $89,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,518 | $88,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 4,743 | $88,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,454 | $88,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,831 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,392 | $88,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 12,888 | $88,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,530 | $88,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 8,357 | $88,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,997 | $87,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,463 | $86,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,923 | $86,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 10,812 | $86,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 28,010 | $86,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 5,211 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 6,508 | $86,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |