13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 291,332 | $7,432,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 454,771 | $7,426,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 230,410 | $7,398,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 352,112 | $7,373,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 188,214 | $7,363,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 413,098 | $7,357,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 531,897 | $7,356,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 229,153 | $7,354,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 73,843 | $7,353,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 253,981 | $7,330,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 257,021 | $7,330,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 152,316 | $7,325,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 55,538 | $7,323,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 663,315 | $7,323,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 373,791 | $7,322,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 211,305 | $7,303,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,875,000 | $7,290,000 | thousands by filing date | principal |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 412,023 | $7,289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 157,642 | $7,279,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 288,484 | $7,278,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 391,047 | $7,270,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 162,806 | $7,268,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 182,443 | $7,261,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 139,452 | $7,251,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 3,959,000 | $7,240,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 102,500 | $7,229,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 161,868 | $7,226,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 100,000 | $7,187,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 297,142 | $7,185,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 295,000 | $7,183,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 405,100 | $7,178,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 219,340 | $7,177,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 139,579 | $7,174,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 147,316 | $7,159,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 243,566 | $7,143,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 65,804 | $7,141,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 301,038 | $7,107,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 108,715 | $7,095,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 405,618 | $7,053,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 335,793 | $7,051,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 407,746 | $7,041,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 121,818 | $7,036,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 57,200 | $7,034,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 589,329 | $7,013,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 127,900 | $7,001,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 170,800 | $6,998,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 305,438 | $6,994,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,224,993 | $6,982,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 500,300 | $6,924,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 493,940 | $6,920,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 105,000 | $6,900,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 260,384 | $6,889,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 296,366 | $6,875,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 357,854 | $6,850,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 89,935 | $6,840,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 181,369 | $6,839,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 318,500 | $6,838,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 95,334 | $6,832,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 422,537 | $6,832,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 338,008 | $6,811,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 397,459 | $6,808,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 77,250 | $6,793,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 78,430 | $6,783,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 244,363 | $6,783,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 513,994 | $6,765,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 459,311 | $6,765,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 312,900 | $6,752,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 511,298 | $6,749,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 127,480 | $6,744,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 630,452 | $6,740,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 212,500 | $6,709,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 108,435 | $6,707,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 74,400 | $6,703,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 53,724 | $6,700,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 90,558 | $6,683,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 216,785 | $6,647,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 155,288 | $6,639,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 467,887 | $6,625,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 515,340 | $6,612,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 60,700 | $6,588,000 | thousands by filing date | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 462,360 | $6,588,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 308,015 | $6,585,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 168,562 | $6,579,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 335,900 | $6,571,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 105,988 | $6,554,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 516,789 | $6,542,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 472,644 | $6,541,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 381,100 | $6,528,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 464,408 | $6,525,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 149,317 | $6,507,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 256,402 | $6,498,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 136,433 | $6,478,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 345,667 | $6,478,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 749,487 | $6,476,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 153,100 | $6,475,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 221,117 | $6,474,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 232,607 | $6,474,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 304,264 | $6,466,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 274,075 | $6,449,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 332,311 | $6,433,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,362,433 | $6,426,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 137,313 | $6,425,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 294,804 | $6,412,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 197,802 | $6,383,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 247,876 | $6,383,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 239,570 | $6,365,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 408,134 | $6,363,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 270,477 | $6,357,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 979,270 | $6,355,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 248,051 | $6,335,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 100,937 | $6,329,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 242,166 | $6,323,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 97,335 | $6,312,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 399,964 | $6,304,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 111,000 | $6,298,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 89,698 | $6,293,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,032,993 | $6,291,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 910,000 | $6,288,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 910,000 | $6,288,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 253,213 | $6,280,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 193,592 | $6,278,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 186,532 | $6,274,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 174,711 | $6,272,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 148,200 | $6,267,000 | thousands by filing date | call |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 104,212 | $6,264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 155,918 | $6,259,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 143,021 | $6,255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 225,553 | $6,243,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 280,018 | $6,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 150,789 | $6,225,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 978,700 | $6,205,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 361,972 | $6,204,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 269,548 | $6,203,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 132,500 | $6,200,000 | thousands by filing date | put |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 356,431 | $6,198,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 212,461 | $6,194,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 249,863 | $6,192,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 224,545 | $6,189,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 423,269 | $6,183,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 50,463 | $6,176,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 83,888 | $6,175,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 205,910 | $6,167,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 271,393 | $6,166,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 297,470 | $6,158,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 187,353 | $6,157,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 91,640 | $6,147,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 958,745 | $6,145,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 233,529 | $6,139,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 383,301 | $6,126,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 140,879 | $6,124,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 441,268 | $6,116,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 401,347 | $6,113,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 130,609 | $6,110,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 324,745 | $6,105,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,431,000 | $6,097,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 104,603 | $6,089,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 950,000 | $6,080,000 | thousands by filing date | put |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 238,174 | $6,068,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 380,358 | $6,067,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 57,181 | $6,058,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,254,100 | $6,057,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 153,632 | $6,047,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 137,794 | $6,040,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 81,813 | $6,036,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 230,463 | $6,034,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 47,588 | $6,013,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 685,752 | $6,000,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 25,000 | $5,993,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 211,300 | $5,990,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 152,375 | $5,976,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,052,888 | $5,959,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 89,707 | $5,952,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,352,194 | $5,952,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 128,055 | $5,951,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 250,641 | $5,948,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 114,502 | $5,939,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 345,969 | $5,937,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 234,503 | $5,931,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 210,240 | $5,931,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 256,990 | $5,927,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 313,132 | $5,925,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 187,557 | $5,921,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 115,815 | $5,916,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 223,931 | $5,916,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 92,654 | $5,906,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 156,152 | $5,902,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 283,098 | $5,872,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,608,038 | $5,870,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 260,000 | $5,863,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 346,260 | $5,859,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 117,049 | $5,830,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 280,252 | $5,829,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 43,464 | $5,828,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 386,952 | $5,817,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 473,699 | $5,817,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 412,558 | $5,813,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 300,285 | $5,813,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 92,124 | $5,805,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 563,164 | $5,800,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 232,516 | $5,797,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 997,547 | $5,796,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 258,696 | $5,792,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 631,023 | $5,774,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 151,359 | $5,758,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 125,434 | $5,756,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 112,962 | $5,751,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 198,981 | $5,735,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 92,500 | $5,733,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 133,600 | $5,730,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 94,496 | $5,716,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 376,025 | $5,701,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 229,915 | $5,699,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 100,959 | $5,695,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 27,500 | $5,693,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 624,475 | $5,683,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 230,660 | $5,675,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 77,500 | $5,651,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 233,200 | $5,648,000 | thousands by filing date | call |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 488,050 | $5,646,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 250,853 | $5,642,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 121,432 | $5,636,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 62,000 | $5,630,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 58,430 | $5,629,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 75,000 | $5,621,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 106,000 | $5,617,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 689,057 | $5,616,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 556,926 | $5,613,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 140,013 | $5,609,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 211,655 | $5,605,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 335,480 | $5,599,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 390,000 | $5,593,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 132,540 | $5,576,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 130,007 | $5,575,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 26,000 | $5,563,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 360,337 | $5,546,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 238,089 | $5,541,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 49,267 | $5,538,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 267,685 | $5,538,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 133,058 | $5,530,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,144,500 | $5,528,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 158,992 | $5,509,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 92,610 | $5,509,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 69,700 | $5,507,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 85,500 | $5,503,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 50,000 | $5,490,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 177,443 | $5,479,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 77,316 | $5,477,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 152,431 | $5,467,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 210,162 | $5,464,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 61,132 | $5,462,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 305,006 | $5,432,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 129,958 | $5,419,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 209,849 | $5,416,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 61,000 | $5,415,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 75,864 | $5,414,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 183,199 | $5,414,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 353,090 | $5,413,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 384,061 | $5,404,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 225,847 | $5,400,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 107,507 | $5,397,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 131,698 | $5,392,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 42,412 | $5,358,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 169,976 | $5,346,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 95,849 | $5,336,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 740,233 | $5,329,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 212,847 | $5,328,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 24,900 | $5,327,000 | thousands by filing date | call |
| ABERDEEN INDIA FD INC | 454089103 | COM | 214,273 | $5,326,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 434,671 | $5,325,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 133,105 | $5,311,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 431,909 | $5,309,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 195,137 | $5,309,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 71,600 | $5,308,000 | thousands by filing date | put |
| PROSHARES TR | 74348A335 | COM | 298,566 | $5,297,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 85,000 | $5,282,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 277,364 | $5,281,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 319,318 | $5,275,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 165,151 | $5,247,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 249,170 | $5,245,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 159,400 | $5,244,000 | thousands by filing date | put |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 209,122 | $5,242,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 314,800 | $5,242,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 90,807 | $5,240,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,286,000 | $5,239,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 485,091 | $5,238,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 361,493 | $5,234,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 422,537 | $5,231,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 75,000 | $5,228,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 165,728 | $5,220,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 120,541 | $5,215,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 196,027 | $5,212,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 92,109 | $5,209,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 263,133 | $5,204,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 108,753 | $5,198,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 613,595 | $5,197,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 133,919 | $5,189,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,339,000 | $5,188,000 | thousands by filing date | principal |
| STAMPS COM INC | 852857200 | COM NEW | 54,872 | $5,186,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 196,010 | $5,182,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 174,335 | $5,176,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 65,000 | $5,171,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 84,300 | $5,169,000 | thousands by filing date | put |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 218,286 | $5,169,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 250,654 | $5,164,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 40,425 | $5,156,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 170,435 | $5,156,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 232,774 | $5,156,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 360,930 | $5,139,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 740,478 | $5,132,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 199,708 | $5,129,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 130,690 | $5,102,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 323,706 | $5,098,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 200,000 | $5,086,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 70,400 | $5,084,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 490,956 | $5,071,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 55,800 | $5,061,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 199,164 | $5,060,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 24,193 | $5,054,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 395,100 | $5,053,000 | thousands by filing date | put |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 263,846 | $5,045,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 153,755 | $5,043,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 233,371 | $5,040,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 227,110 | $5,035,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 38,581 | $5,035,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 180,732 | $5,035,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,979,000 | $5,035,000 | thousands by filing date | principal |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 269,100 | $5,013,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 397,784 | $5,012,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 219,662 | $5,012,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 152,801 | $5,006,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 100,608 | $5,005,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 141,949 | $4,993,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 215,601 | $4,993,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 268,172 | $4,988,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 528,253 | $4,981,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 320,500 | $4,977,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 33,560 | $4,973,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 104,031 | $4,966,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 59,153 | $4,964,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 800,401 | $4,963,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,829,000 | $4,955,000 | thousands by filing date | principal |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 76,355 | $4,946,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 124,177 | $4,942,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 288,377 | $4,942,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 39,100 | $4,932,000 | thousands by filing date | call |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 260,609 | $4,930,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 315,964 | $4,923,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 164,915 | $4,922,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 120,826 | $4,920,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 4,079,000 | $4,915,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 158,272 | $4,914,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 128,414 | $4,904,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 268,615 | $4,895,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 356,266 | $4,895,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 159,455 | $4,894,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 126,900 | $4,892,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 61,756 | $4,891,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 49,078 | $4,890,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 121,373 | $4,874,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 299,605 | $4,871,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 214,645 | $4,864,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 460,114 | $4,863,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 335,086 | $4,862,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 762,086 | $4,862,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 90,852 | $4,861,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 96,840 | $4,848,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 104,300 | $4,837,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 1,354,685 | $4,836,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 253,220 | $4,819,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 85,306 | $4,812,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 650,556 | $4,808,000 | thousands by filing date | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 157,901 | $4,808,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 201,175 | $4,806,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 60,589 | $4,791,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 344,208 | $4,789,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 23,806 | $4,787,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 447,367 | $4,782,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 100,000 | $4,778,000 | thousands by filing date | put |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 4,830,000 | $4,773,000 | thousands by filing date | principal |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 102,313 | $4,767,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 164,113 | $4,754,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 25,600 | $4,753,000 | thousands by filing date | put |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 143,369 | $4,749,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 179,775 | $4,748,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 65,330 | $4,747,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 213,367 | $4,745,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 64,490 | $4,744,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 65,282 | $4,741,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 110,106 | $4,740,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 80,513 | $4,735,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 200,000 | $4,730,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 89,736 | $4,726,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 93,725 | $4,721,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 357,768 | $4,712,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 200,000 | $4,700,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 513,341 | $4,697,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 70,000 | $4,685,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 94,781 | $4,677,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,309,627 | $4,675,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 423,113 | $4,672,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 444,031 | $4,671,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 406,910 | $4,666,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 316,428 | $4,645,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,592,271 | $4,634,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 420,404 | $4,625,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 194,990 | $4,625,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 284,592 | $4,616,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 262,767 | $4,614,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 84,200 | $4,612,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 898,610 | $4,600,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 73,969 | $4,599,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 47,500 | $4,594,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 39,400 | $4,587,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 291,384 | $4,578,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 505,774 | $4,577,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 115,385 | $4,562,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 68,221 | $4,559,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 240,480 | $4,552,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 223,702 | $4,543,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 210,934 | $4,541,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 180,084 | $4,536,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 48,100 | $4,535,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 187,779 | $4,524,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 327,617 | $4,515,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 164,009 | $4,508,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 304,919 | $4,507,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 100,453 | $4,504,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 332,951 | $4,488,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 288,628 | $4,480,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 985,413 | $4,465,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 122,095 | $4,449,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 84,996 | $4,427,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 237,745 | $4,425,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 55,500 | $4,416,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 82,892 | $4,406,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 405,417 | $4,387,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 39,332 | $4,385,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 53,585 | $4,375,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 119,234 | $4,373,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 142,055 | $4,373,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 78,593 | $4,370,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 71,889 | $4,368,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,657,000 | $4,364,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 125,678 | $4,362,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 133,100 | $4,360,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 190,000 | $4,349,000 | thousands by filing date | put |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 170,566 | $4,341,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 128,072 | $4,331,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 290,011 | $4,324,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 131,448 | $4,321,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 364,844 | $4,316,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 138,775 | $4,314,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 82,846 | $4,306,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 156,412 | $4,303,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 161,787 | $4,302,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 191,844 | $4,297,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 122,625 | $4,296,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 164,514 | $4,294,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 440,679 | $4,292,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 130,735 | $4,290,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 269,327 | $4,281,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 53,100 | $4,277,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 227,086 | $4,276,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 856,485 | $4,274,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,120,000 | $4,264,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 148,054 | $4,262,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 257,491 | $4,262,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 151,844 | $4,256,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 60,900 | $4,255,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 112,819 | $4,253,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 280,326 | $4,253,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 48,335 | $4,250,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 95,000 | $4,235,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 62,558 | $4,234,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,781,836 | $4,223,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 129,290 | $4,209,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 317,454 | $4,197,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 146,684 | $4,196,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 110,000 | $4,191,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 125,800 | $4,188,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 65,740 | $4,188,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 348,104 | $4,178,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 248,474 | $4,174,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 514,851 | $4,170,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 27,300 | $4,164,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 117,254 | $4,159,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 38,453 | $4,155,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 409,400 | $4,151,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 113,511 | $4,143,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 79,743 | $4,143,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 182,800 | $4,143,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 78,900 | $4,140,000 | thousands by filing date | put |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 4,257,000 | $4,140,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 116,300 | $4,138,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 95,662 | $4,137,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 210,283 | $4,129,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 4,359,000 | $4,127,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 83,741 | $4,123,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 318,865 | $4,123,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 179,804 | $4,121,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |