13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CABLE ONE INC | 12685J105 | COM | 22,011 | $12,855,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 667,053 | $12,841,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,392,442 | $12,838,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 8,064,000 | $12,837,000 | thousands by filing date | principal |
| BOSTON BEER INC CL A | 100557107 | Stock | 82,644 | $12,832,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 425,179 | $12,827,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 376,162 | $12,813,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 229,559 | $12,796,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 759,272 | $12,794,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 708,600 | $12,776,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 642,285 | $12,730,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 213,523 | $12,730,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,118,264 | $12,726,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 279,127 | $12,723,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 254,644 | $12,693,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 673,000 | $12,693,000 | thousands by filing date | call |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 509,333 | $12,678,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 106,379 | $12,672,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 923,745 | $12,665,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 257,313 | $12,629,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 149,351 | $12,614,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 182,777 | $12,602,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 429,711 | $12,591,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 117,836 | $12,585,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 229,122 | $12,567,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 735,507 | $12,555,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 437,359 | $12,544,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 152,167 | $12,530,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 523,035 | $12,527,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 383,691 | $12,482,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 245,120 | $12,472,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 209,299 | $12,464,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 536,307 | $12,463,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,714,911 | $12,450,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 985,202 | $12,423,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 338,900 | $12,407,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 216,400 | $12,397,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 221,087 | $12,381,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 257,149 | $12,371,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,546,449 | $12,371,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 186,970 | $12,365,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 286,377 | $12,359,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 323,500 | $12,351,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 792,198 | $12,349,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 151,200 | $12,345,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 631,145 | $12,345,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 383,820 | $12,339,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 309,526 | $12,337,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 238,190 | $12,292,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 326,021 | $12,281,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 1,065,556 | $12,264,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 310,065 | $12,244,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 701,247 | $12,244,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 317,341 | $12,236,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 689,135 | $12,219,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,415,513 | $12,198,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 226,048 | $12,195,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 504,669 | $12,194,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 585,861 | $12,192,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 649,889 | $12,192,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,000,700 | $12,169,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 69,600 | $12,158,000 | thousands by filing date | put |
| COMMERCE BANCSHARES INC | 200525103 | COM | 246,459 | $12,141,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 204,983 | $12,141,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 519,176 | $12,118,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 522,845 | $12,078,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 219,299 | $12,045,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 526,402 | $12,029,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 291,386 | $12,024,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 426,931 | $12,014,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 809,648 | $11,991,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 143,108 | $11,986,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 356,328 | $11,983,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,846,012 | $11,982,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 895,000 | $11,966,000 | thousands by filing date | put |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 442,541 | $11,944,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 220,719 | $11,940,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 508,650 | $11,938,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 385,968 | $11,930,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 50,100 | $11,923,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 330,664 | $11,921,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 77,175 | $11,918,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 193,484 | $11,901,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 833,648 | $11,871,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 255,181 | $11,866,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,057,881 | $11,837,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 372,400 | $11,831,000 | thousands by filing date | call |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 93,424 | $11,827,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 247,500 | $11,823,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 238,420 | $11,819,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 539,886 | $11,818,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,776,182 | $11,775,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 239,314 | $11,769,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 787,970 | $11,756,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 197,392 | $11,754,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 244,501 | $11,731,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 610,800 | $11,727,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 41,500 | $11,714,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,057,782 | $11,699,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 442,025 | $11,620,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 719,726 | $11,616,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 9,671,000 | $11,599,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 140,330 | $11,585,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,082,384 | $11,538,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 70,000 | $11,521,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 449,129 | $11,520,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 201,870 | $11,513,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 464,153 | $11,506,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 652,238 | $11,487,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 447,345 | $11,461,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 374,975 | $11,459,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 244,913 | $11,454,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 226,097 | $11,449,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 529,436 | $11,425,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 194,517 | $11,422,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 335,654 | $11,400,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 481,508 | $11,387,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 460,000 | $11,367,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 356,452 | $11,339,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,180,826 | $11,324,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 100,142 | $11,318,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 210,943 | $11,310,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 288,071 | $11,298,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 83,934 | $11,295,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,158,560 | $11,273,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 338,821 | $11,273,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 675,000 | $11,259,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 8,661,000 | $11,259,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P405 | COM | 167,906 | $11,257,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 160,817 | $11,235,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 132,820 | $11,216,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,498,908 | $11,197,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 79,384 | $11,185,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 563,942 | $11,183,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 106,136 | $11,177,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 530,721 | $11,155,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 382,701 | $11,144,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 254,984 | $11,140,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 703,535 | $11,130,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 277,867 | $11,101,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 103,966 | $11,097,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 9,011,000 | $11,050,000 | thousands by filing date | principal |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 112,179 | $11,049,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 267,417 | $11,034,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 400,247 | $11,018,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 435,623 | $11,012,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 432,310 | $10,999,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 187,607 | $10,990,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 566,155 | $10,978,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 217,812 | $10,975,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 427,303 | $10,973,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 115,124 | $10,961,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 526,448 | $10,956,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 82,760 | $10,931,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 219,671 | $10,926,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 812,992 | $10,919,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 148,768 | $10,908,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 200,000 | $10,902,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 513,792 | $10,893,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 782,761 | $10,872,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 181,008 | $10,857,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 483,085 | $10,850,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 375,708 | $10,850,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 169,652 | $10,838,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,452,930 | $10,818,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 193,116 | $10,802,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 195,283 | $10,793,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 477,350 | $10,774,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 876,393 | $10,771,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 180,820 | $10,750,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 350,616 | $10,732,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 447,511 | $10,727,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 365,259 | $10,706,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 81,039 | $10,704,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 145,795 | $10,703,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 354,134 | $10,702,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 323,200 | $10,691,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 143,400 | $10,688,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 118,600 | $10,685,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,546,040 | $10,683,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 305,851 | $10,677,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 271,368 | $10,662,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,473,500 | $10,661,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 143,050 | $10,652,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 448,237 | $10,650,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 512,528 | $10,635,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 142,815 | $10,617,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 104,685 | $10,592,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 168,877 | $10,590,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,004,645 | $10,584,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 101,354 | $10,581,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 315,047 | $10,579,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 184,400 | $10,577,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 110,012 | $10,561,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 825,404 | $10,557,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 434,586 | $10,539,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,661,837 | $10,536,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 200,739 | $10,534,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 245,734 | $10,522,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 108,010 | $10,500,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 3,219,019 | $10,494,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 344,044 | $10,486,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 275,703 | $10,480,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 511,341 | $10,472,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 475,542 | $10,466,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 449,930 | $10,461,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 817,830 | $10,460,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,066,521 | $10,441,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,320,933 | $10,423,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,188,714 | $10,413,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 530,282 | $10,409,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 294,160 | $10,375,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 714,793 | $10,370,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 89,309 | $10,355,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 150,068 | $10,353,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 102,547 | $10,347,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 80,516 | $10,326,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 173,727 | $10,307,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 170,163 | $10,296,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 312,900 | $10,294,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 220,300 | $10,292,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 434,140 | $10,272,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 95,000 | $10,269,000 | thousands by filing date | call |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 315,244 | $10,265,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 642,918 | $10,235,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 79,355 | $10,221,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 621,561 | $10,212,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 228,384 | $10,206,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 550,689 | $10,193,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 88,800 | $10,172,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 624,236 | $10,107,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 133,571 | $10,074,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 382,219 | $10,053,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 144,892 | $10,051,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 494,872 | $10,036,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 177,868 | $10,035,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 802,179 | $10,026,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,146,800 | $10,023,000 | thousands by filing date | call |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 375,064 | $10,014,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 216,786 | $10,000,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 221,584 | $9,989,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 273,538 | $9,979,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 141,116 | $9,976,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 406,033 | $9,973,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 128,544 | $9,967,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 486,753 | $9,959,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 493,640 | $9,937,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 381,058 | $9,934,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 116,200 | $9,923,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 383,460 | $9,909,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 385,230 | $9,906,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,704,946 | $9,889,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,212,492 | $9,882,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 536,596 | $9,868,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 748,935 | $9,864,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 542,140 | $9,845,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 384,849 | $9,845,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 58,072 | $9,839,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 183,754 | $9,831,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 767,655 | $9,826,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 345,059 | $9,824,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,478,500 | $9,802,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 151,271 | $9,801,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 840,000 | $9,794,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 284,000 | $9,716,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 168,677 | $9,704,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 326,687 | $9,681,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 192,196 | $9,651,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 270,348 | $9,646,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 138,001 | $9,643,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 295,775 | $9,624,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 308,409 | $9,599,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,930,581 | $9,576,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 382,187 | $9,574,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 631,046 | $9,567,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 173,386 | $9,517,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 435,212 | $9,514,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,115,285 | $9,513,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 116,300 | $9,496,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 439,236 | $9,496,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 111,100 | $9,488,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 826,154 | $9,459,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 296,121 | $9,437,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 692,549 | $9,433,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 312,500 | $9,422,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 157,106 | $9,417,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 176,965 | $9,402,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 74,224 | $9,389,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 362,235 | $9,385,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 203,104 | $9,349,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 60,070 | $9,347,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 554,686 | $9,346,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 220,201 | $9,322,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,012,547 | $9,319,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 298,530 | $9,311,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 210,000 | $9,301,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 72,221 | $9,286,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 81,934 | $9,251,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 214,500 | $9,204,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 216,100 | $9,199,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 399,993 | $9,176,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 400,000 | $9,172,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 247,278 | $9,170,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 291,909 | $9,149,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 64,997 | $9,148,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 255,515 | $9,147,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 589,645 | $9,128,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 172,582 | $9,118,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 489,040 | $9,111,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 250,592 | $9,111,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 578,726 | $9,110,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 385,849 | $9,103,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 337,717 | $9,081,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 809,937 | $9,080,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 350,755 | $9,071,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 360,200 | $9,070,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 377,668 | $9,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 267,442 | $9,042,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 456,885 | $9,037,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 685,272 | $9,030,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 9,905,000 | $9,026,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 771,885 | $9,024,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,261,743 | $9,021,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 202,011 | $9,008,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 354,039 | $8,996,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 851,676 | $8,994,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 235,834 | $8,966,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 134,721 | $8,966,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 233,270 | $8,965,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 289,336 | $8,954,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 220,720 | $8,954,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 229,465 | $8,937,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 367,147 | $8,936,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,071,646 | $8,929,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 77,900 | $8,923,000 | thousands by filing date | call |
| INC RESH HLDGS INC | 45329R109 | CL A | 200,107 | $8,920,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 79,200 | $8,918,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 425,870 | $8,897,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 71,300 | $8,887,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 326,690 | $8,880,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 349,595 | $8,880,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 751,177 | $8,879,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 172,299 | $8,876,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 260,136 | $8,860,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 647,834 | $8,850,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 150,546 | $8,778,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 305,693 | $8,773,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 308,641 | $8,765,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 854,378 | $8,765,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 267,513 | $8,752,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K216 | DAILY S&P BEAR | 453,000 | $8,752,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 164,400 | $8,748,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 196,662 | $8,743,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 222,000 | $8,738,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 252,137 | $8,738,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 319,887 | $8,736,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 73,883 | $8,724,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 111,338 | $8,716,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 150,000 | $8,681,000 | thousands by filing date | call |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 111,154 | $8,678,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 562,299 | $8,675,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 145,566 | $8,660,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 429,507 | $8,655,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 8,061,000 | $8,655,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 391,695 | $8,641,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 131,973 | $8,628,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 221,796 | $8,625,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 409,069 | $8,607,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 165,993 | $8,597,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 253,360 | $8,597,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 545,950 | $8,593,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 87,639 | $8,591,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 151,757 | $8,576,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 671,903 | $8,533,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 198,800 | $8,527,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 440,814 | $8,525,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 319,570 | $8,516,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 422,336 | $8,505,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 208,601 | $8,502,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 161,846 | $8,468,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 137,634 | $8,467,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 166,365 | $8,463,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 283,767 | $8,456,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,444,800 | $8,452,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 462,831 | $8,437,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 178,304 | $8,432,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 124,334 | $8,428,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 92,810 | $8,426,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 420,830 | $8,413,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 531,978 | $8,411,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 420,200 | $8,400,000 | thousands by filing date | call |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 351,193 | $8,382,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 316,062 | $8,379,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 832,228 | $8,364,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 137,115 | $8,351,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 769,032 | $8,344,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 140,100 | $8,335,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 229,737 | $8,321,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 277,681 | $8,305,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,399,539 | $8,299,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,610,948 | $8,296,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 547,768 | $8,276,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 285,892 | $8,270,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 295,133 | $8,269,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 194,376 | $8,268,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 500,000 | $8,260,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 339,042 | $8,249,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 142,828 | $8,230,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 366,367 | $8,229,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 113,178 | $8,221,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 933,916 | $8,218,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 92,668 | $8,210,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 555,387 | $8,175,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 343,520 | $8,169,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 738,711 | $8,169,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 515,000 | $8,142,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 328,952 | $8,135,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 324,832 | $8,134,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 62,400 | $8,113,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 449,762 | $8,109,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 584,424 | $8,100,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 463,641 | $8,100,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 125,564 | $8,099,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 548,173 | $8,097,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 222,317 | $8,070,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 223,082 | $8,051,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 94,541 | $8,043,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 606,901 | $8,035,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 147,215 | $8,018,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 316,724 | $8,016,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 101,139 | $8,010,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 170,866 | $7,986,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 346,702 | $7,985,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 233,368 | $7,984,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 635,963 | $7,980,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 92,587 | $7,978,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 310,714 | $7,970,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 296,482 | $7,955,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 412,756 | $7,925,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 436,143 | $7,920,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 95,000 | $7,908,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 212,602 | $7,895,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 428,076 | $7,881,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 187,772 | $7,878,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 250,000 | $7,875,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 335,101 | $7,874,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,252,800 | $7,855,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 280,300 | $7,848,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 238,885 | $7,848,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 180,000 | $7,839,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 283,275 | $7,776,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 471,625 | $7,772,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 265,067 | $7,754,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 905,659 | $7,753,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 270,189 | $7,751,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 480,700 | $7,749,000 | thousands by filing date | put |
| ISHARES TR | 46434V571 | ISHARES TR | 299,968 | $7,742,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 116,038 | $7,729,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 531,983 | $7,725,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 275,174 | $7,725,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 96,600 | $7,690,000 | thousands by filing date | call |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 197,970 | $7,675,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 145,300 | $7,672,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 490,654 | $7,664,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 135,000 | $7,657,000 | thousands by filing date | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 346,719 | $7,648,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 283,712 | $7,633,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 433,115 | $7,632,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 271,320 | $7,632,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 235,389 | $7,613,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 250,000 | $7,600,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 1,705,558 | $7,590,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 111,032 | $7,589,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 161,918 | $7,585,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 148,318 | $7,573,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 160,008 | $7,566,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 471,228 | $7,558,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 579,290 | $7,554,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 936,732 | $7,550,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 195,904 | $7,550,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 72,176 | $7,547,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 255,382 | $7,524,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 330,241 | $7,510,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,111,560 | $7,504,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 196,267 | $7,502,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 459,629 | $7,501,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 178,292 | $7,500,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 156,019 | $7,494,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 324,817 | $7,491,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 232,707 | $7,488,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 149,561 | $7,484,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 615,972 | $7,472,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 247,353 | $7,469,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 251,178 | $7,462,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 266,003 | $7,461,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 150,000 | $7,455,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 876,300 | $7,449,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 465,539 | $7,448,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 6,357,000 | $7,447,000 | thousands by filing date | principal |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 254,056 | $7,434,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |