13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 243,746 | $24,303,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 237,700 | $24,293,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,216,712 | $24,229,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 149,400 | $24,227,000 | thousands by filing date | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 632,548 | $24,214,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 455,470 | $24,175,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 414,736 | $24,167,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 380,602 | $24,164,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 539,756 | $24,149,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,260,584 | $24,140,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 230,800 | $24,126,000 | thousands by filing date | call |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 623,076 | $24,107,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 301,100 | $24,100,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,718,936 | $24,082,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,770,840 | $24,050,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 640,488 | $24,043,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 332,100 | $24,021,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 443,485 | $23,952,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 609,441 | $23,939,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 404,449 | $23,911,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 986,473 | $23,882,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 510,612 | $23,774,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 342,086 | $23,765,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,413,891 | $23,754,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 594,140 | $23,695,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 498,534 | $23,651,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 683,388 | $23,604,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 682,789 | $23,496,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,216,100 | $23,471,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 355,337 | $23,403,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 145,100 | $23,400,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,723,349 | $23,346,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 989,745 | $23,328,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,243,360 | $23,326,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,041,424 | $23,319,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 122,410 | $23,254,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,527,841 | $23,254,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 351,764 | $23,245,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 417,040 | $23,175,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 597,121 | $23,157,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 808,357 | $23,103,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 631,900 | $23,102,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 389,573 | $23,074,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 438,090 | $23,039,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 326,200 | $23,007,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,078,115 | $22,986,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 245,000 | $22,969,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 988,007 | $22,902,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 891,205 | $22,823,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 593,793 | $22,802,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 469,140 | $22,799,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 797,880 | $22,739,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 860,433 | $22,690,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 531,966 | $22,651,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 435,792 | $22,609,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 834,423 | $22,554,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,338,878 | $22,493,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,798,588 | $22,472,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 283,193 | $22,445,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,287,509 | $22,364,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 288,134 | $22,338,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,692,799 | $22,328,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 190,378 | $22,322,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 345,870 | $22,260,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 396,411 | $22,243,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 414,700 | $22,236,000 | thousands by filing date | put |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 862,712 | $22,197,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 7,967,000 | $22,193,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,071,739 | $22,131,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 601,863 | $22,118,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 177,200 | $22,086,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 1,791,831 | $22,040,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 226,163 | $22,032,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 579,867 | $21,994,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 454,440 | $21,968,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 5,050,485 | $21,869,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 200,000 | $21,708,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 716,300 | $21,596,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 567,781 | $21,559,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 163,600 | $21,553,000 | thousands by filing date | call |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,661,135 | $21,494,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 340,600 | $21,482,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 2,789,273 | $21,449,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,948,016 | $21,448,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 417,300 | $21,408,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 358,243 | $21,408,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 516,022 | $21,347,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 747,795 | $21,335,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 287,949 | $21,307,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 559,631 | $21,277,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 212,447 | $21,138,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 784,188 | $21,133,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 16,111 | $21,093,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 510,742 | $21,084,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 455,286 | $21,061,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 909,600 | $21,039,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 433,387 | $21,007,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 203,877 | $20,984,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 791,156 | $20,981,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,453,520 | $20,977,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 350,325 | $20,886,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,210,301 | $20,865,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 427,647 | $20,852,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 866,449 | $20,847,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 180,263 | $20,838,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 785,060 | $20,835,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,325,349 | $20,834,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 283,600 | $20,802,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 324,800 | $20,800,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 789,345 | $20,767,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 266,247 | $20,761,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,433,500 | $20,743,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,519,569 | $20,697,000 | thousands by filing date | put |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 911,692 | $20,677,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,169,940 | $20,663,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 909,945 | $20,637,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 786,965 | $20,626,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 285,800 | $20,609,000 | thousands by filing date | put |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 405,240 | $20,606,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 295,043 | $20,538,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 296,232 | $20,497,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 938,526 | $20,479,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 456,000 | $20,465,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 1,351,160 | $20,444,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 671,806 | $20,436,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 480,412 | $20,413,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 691,912 | $20,391,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 655,839 | $20,345,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 115,000 | $20,342,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 499,728 | $20,298,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 430,853 | $20,284,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 386,699 | $20,267,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 641,200 | $20,262,000 | thousands by filing date | put |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,864,871 | $20,252,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 399,428 | $20,231,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 416,218 | $20,091,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 817,221 | $20,087,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,292,500 | $20,073,000 | thousands by filing date | put |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 379,107 | $20,043,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 884,149 | $20,036,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 461,483 | $20,019,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 201,581 | $20,017,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 196,200 | $20,014,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 663,031 | $20,004,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 364,080 | $19,998,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 482,900 | $19,934,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 155,000 | $19,932,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 1,881,119 | $19,921,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 279,100 | $19,908,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 408,921 | $19,854,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 251,307 | $19,848,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 393,508 | $19,843,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,087,481 | $19,831,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,030,148 | $19,789,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 525,600 | $19,778,000 | thousands by filing date | put |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 643,148 | $19,649,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,550,500 | $19,598,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 178,573 | $19,554,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 773,658 | $19,442,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,099,600 | $19,434,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 1,236,960 | $19,395,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 561,450 | $19,370,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 357,969 | $19,355,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 288,192 | $19,342,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 267,511 | $19,330,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 556,043 | $19,311,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 695,775 | $19,301,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 838,397 | $19,258,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,056,088 | $19,253,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 685,310 | $19,215,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 226,337 | $19,171,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 420,828 | $19,139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 432,512 | $19,113,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 184,994 | $19,107,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 2,184,629 | $19,094,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 312,927 | $19,082,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 189,997 | $19,077,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 309,150 | $19,010,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 782,041 | $18,973,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,240,980 | $18,949,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 615,950 | $18,946,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 165,416 | $18,876,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,635,300 | $18,871,000 | thousands by filing date | put |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 829,663 | $18,842,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 243,204 | $18,832,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 436,705 | $18,826,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,295,645 | $18,787,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 389,107 | $18,771,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 213,788 | $18,763,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,043,539 | $18,731,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 296,396 | $18,681,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 726,936 | $18,680,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 804,914 | $18,666,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 467,368 | $18,634,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 671,761 | $18,623,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 400,258 | $18,556,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 997,818 | $18,510,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 1,090,839 | $18,501,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 730,485 | $18,489,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 428,900 | $18,486,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 274,604 | $18,481,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 552,936 | $18,456,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,126,458 | $18,440,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 728,315 | $18,397,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 844,401 | $18,383,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 147,673 | $18,383,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 597,341 | $18,344,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 250,000 | $18,338,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 183,253 | $18,338,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 307,858 | $18,330,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 681,426 | $18,330,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 4,210,699 | $18,275,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,147,001 | $18,272,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 185,285 | $18,269,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,442,197 | $18,243,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 344,748 | $18,224,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 817,958 | $18,216,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 361,965 | $18,171,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 305,210 | $18,157,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 675,884 | $18,148,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 739,773 | $18,124,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 189,563 | $18,106,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,199,151 | $18,071,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 702,485 | $18,068,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,185,540 | $18,056,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 13,870,000 | $18,048,000 | thousands by filing date | principal |
| HEICO CORP NEW COM | 422806109 | Stock | 260,576 | $18,032,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 225,000 | $18,009,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 678,274 | $18,001,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,231,735 | $17,984,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 184,100 | $17,955,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,092,239 | $17,913,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 389,650 | $17,905,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 523,374 | $17,900,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 113,765 | $17,864,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 152,334 | $17,836,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 920,139 | $17,832,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 290,446 | $17,824,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,728,660 | $17,789,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 403,014 | $17,786,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 992,447 | $17,726,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 679,024 | $17,675,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 576,399 | $17,672,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 457,097 | $17,634,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 14,125,000 | $17,612,000 | thousands by filing date | principal |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 102,639 | $17,574,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 262,678 | $17,570,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 199,056 | $17,545,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 448,722 | $17,518,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 552,400 | $17,439,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 612,217 | $17,435,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 389,072 | $17,353,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 116,047 | $17,344,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 17,496,000 | $17,332,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 325,965 | $17,325,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 390,021 | $17,281,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 389,645 | $17,257,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,200,886 | $17,256,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 111,200 | $17,254,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 365,500 | $17,219,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 286,552 | $17,205,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 151,165 | $17,204,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,210,112 | $17,184,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 181,535 | $17,158,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,021,400 | $17,149,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,358,407 | $17,116,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 615,858 | $17,089,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,068,442 | $17,062,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 978,115 | $17,039,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 284,298 | $17,033,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 769,805 | $16,998,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 363,671 | $16,991,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 540,457 | $16,980,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 153,474 | $16,966,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 584,278 | $16,962,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 732,100 | $16,933,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 303,635 | $16,930,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 402,255 | $16,923,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 894,942 | $16,922,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 225,405 | $16,916,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 400,000 | $16,908,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 359,196 | $16,907,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,260,105 | $16,906,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 148,752 | $16,894,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 582,682 | $16,880,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,583,100 | $16,876,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 787,398 | $16,873,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,430,622 | $16,824,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 265,048 | $16,817,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 556,409 | $16,803,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 502,428 | $16,791,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 991,210 | $16,761,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,023,500 | $16,738,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,146,154 | $16,734,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 249,507 | $16,729,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 688,889 | $16,651,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 491,874 | $16,630,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,101,126 | $16,616,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 505,251 | $16,608,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 773,971 | $16,571,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 745,813 | $16,542,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 264,271 | $16,508,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 453,365 | $16,430,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 324,838 | $16,404,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 227,326 | $16,375,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 17,045,000 | $16,364,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 375,000 | $16,350,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,478,803 | $16,310,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 251,274 | $16,295,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 612,578 | $16,294,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 917,934 | $16,257,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,222,234 | $16,255,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 150,360 | $16,228,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 278,768 | $16,211,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 100,000 | $16,210,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 469,560 | $16,210,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 224,300 | $16,197,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 758,999 | $16,197,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 111,190 | $16,149,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 785,489 | $16,118,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,463,177 | $16,080,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 740,768 | $16,038,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 602,220 | $16,025,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,207,108 | $16,019,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 396,862 | $16,013,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,126,461 | $16,007,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 517,629 | $16,006,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 503,868 | $15,962,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 321,435 | $15,936,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 280,798 | $15,935,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 380,886 | $15,917,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 690,950 | $15,912,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 694,402 | $15,895,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 304,964 | $15,894,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 600,599 | $15,880,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 251,118 | $15,865,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 466,510 | $15,796,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 988,186 | $15,771,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 161,800 | $15,763,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 429,840 | $15,754,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 291,317 | $15,754,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 463,800 | $15,741,000 | thousands by filing date | call |
| CHEMED CORP NEW | 16359R103 | COM | 111,321 | $15,703,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 823,788 | $15,685,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 732,498 | $15,639,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 574,150 | $15,628,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 148,072 | $15,581,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 764,283 | $15,546,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 238,103 | $15,544,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 4,303,944 | $15,537,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 415,369 | $15,506,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 402,478 | $15,476,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 598,140 | $15,461,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 350,000 | $15,439,000 | thousands by filing date | put |
| BT GROUP-ADR | 05577E101 | ADR | 605,427 | $15,396,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 275,584 | $15,394,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 259,300 | $15,387,000 | thousands by filing date | call |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 974,062 | $15,371,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 611,684 | $15,365,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 140,466 | $15,360,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 564,353 | $15,351,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 613,485 | $15,287,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 134,053 | $15,284,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 385,786 | $15,269,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 284,487 | $15,268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 281,127 | $15,264,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 289,447 | $15,251,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 631,636 | $15,228,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 388,085 | $15,205,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 218,788 | $15,195,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 315,161 | $15,178,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 699,457 | $15,165,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 360,643 | $15,141,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 648,905 | $15,133,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 592,604 | $15,100,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,425,000 | $15,091,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 429,364 | $15,087,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 948,078 | $15,055,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 409,557 | $15,052,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 133,352 | $15,015,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 667,034 | $15,015,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 397,407 | $14,998,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 148,304 | $14,993,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 536,736 | $14,964,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 823,896 | $14,945,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,007,931 | $14,918,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 324,718 | $14,917,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 579,548 | $14,836,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 393,042 | $14,834,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 216,194 | $14,833,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 315,393 | $14,833,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 980,658 | $14,828,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 685,720 | $14,812,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 640,170 | $14,794,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 145,200 | $14,752,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 196,660 | $14,721,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 258,507 | $14,719,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 406,298 | $14,712,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 107,740 | $14,703,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 287,487 | $14,684,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 208,800 | $14,654,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 445,419 | $14,645,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 225,221 | $14,533,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,356,048 | $14,523,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,106,877 | $14,522,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,194,920 | $14,507,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 457,136 | $14,487,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 426,186 | $14,483,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,009,300 | $14,463,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 707,658 | $14,451,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,221,170 | $14,411,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,422,700 | $14,410,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 348,528 | $14,401,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 357,152 | $14,389,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 594,273 | $14,370,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 150,100 | $14,350,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 429,952 | $14,317,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 79,787 | $14,302,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 193,746 | $14,281,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 107,977 | $14,277,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 412,785 | $14,274,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 938,000 | $14,220,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 104,300 | $14,198,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 82,300 | $14,198,000 | thousands by filing date | call |
| PROSHARES TR | 74348A335 | COM | 800,000 | $14,192,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 179,254 | $14,162,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 258,727 | $14,093,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 77,000 | $14,074,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 122,461 | $14,022,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 321,900 | $13,993,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 283,488 | $13,985,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 434,178 | $13,976,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 983,799 | $13,970,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 554,805 | $13,943,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 282,529 | $13,934,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 114,000 | $13,928,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 486,398 | $13,892,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 296,700 | $13,883,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 562,477 | $13,882,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,347,071 | $13,872,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 139,013 | $13,850,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,331,701 | $13,850,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 778,380 | $13,848,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 413,261 | $13,819,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 259,949 | $13,816,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,304,130 | $13,810,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 628,661 | $13,805,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 215,920 | $13,797,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 494,500 | $13,787,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 768,000 | $13,786,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 110,971 | $13,763,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 143,140 | $13,716,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 840,054 | $13,709,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,243,280 | $13,688,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 151,348 | $13,680,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 778,603 | $13,672,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 133,600 | $13,654,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 208,840 | $13,651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 160,548 | $13,636,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 227,166 | $13,625,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 9,928,000 | $13,618,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 447,355 | $13,599,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 509,402 | $13,590,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 399,900 | $13,573,000 | thousands by filing date | put |
| INGRAM MICRO INC | 457153104 | CL A | 380,601 | $13,572,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 831,270 | $13,524,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 518,500 | $13,497,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 299,121 | $13,486,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 614,522 | $13,477,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 304,213 | $13,461,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 332,661 | $13,446,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 288,512 | $13,431,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 958,757 | $13,402,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 527,864 | $13,360,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 353,978 | $13,349,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 850,959 | $13,250,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 419,247 | $13,248,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 289,749 | $13,230,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 729,476 | $13,226,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 215,744 | $13,197,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 834,230 | $13,197,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,075,879 | $13,168,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 546,677 | $13,148,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 417,907 | $13,136,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 95,821 | $13,090,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 150,000 | $13,089,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 11,666,000 | $13,088,000 | thousands by filing date | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 965,176 | $13,079,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 337,800 | $13,066,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 449,940 | $13,057,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 736,400 | $12,968,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 776,958 | $12,961,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 716,541 | $12,948,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 457,533 | $12,934,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,929,970 | $12,930,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 468,893 | $12,898,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 342,516 | $12,889,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,549,232 | $12,874,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 463,977 | $12,866,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 128,279 | $12,858,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |