13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,271 holding rows worth $456,219,130,000.
- Accession
- 0001140361-16-086211
- Filer
- CIK 70858
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 20,652 entries on the cover page, a total value of $456,219,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,219,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,890 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 889 | $85,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 13,603 | $85,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,434 | $85,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 40,810 | $85,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 3,241 | $85,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 37,013 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 6,453 | $84,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 10,554 | $84,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 937 | $83,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,737 | $83,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 40,416 | $83,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 9,795 | $83,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 68,000 | $83,000 | thousands by filing date | principal |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,412 | $83,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 12,213 | $83,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 19,521 | $83,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,995 | $82,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,029 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,700 | $82,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 2,522 | $82,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 7,835 | $82,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 2,050 | $82,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 9,762 | $81,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 5,490 | $81,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 5,797 | $81,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 13,682 | $81,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 3,557 | $81,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 5,252 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,118 | $80,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 4,171 | $80,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,800 | $80,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 6,000 | $80,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,365 | $80,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 14,194 | $80,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 7,779 | $80,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 35,649 | $79,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,000 | $79,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,623 | $79,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,206 | $79,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,596 | $79,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,050 | $79,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 10,658 | $79,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 26,434 | $79,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,848 | $79,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 4,425 | $79,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 11,379 | $79,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 3,232 | $79,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,911 | $78,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 4,109 | $78,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,646 | $77,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 9,058 | $77,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 28,719 | $77,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 4,494 | $76,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,086 | $76,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 5,537 | $76,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 50,106 | $76,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 24,255 | $76,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,700 | $75,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 6,663 | $75,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,071 | $75,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $75,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,215 | $75,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 5,000 | $75,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 8,386 | $75,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,400 | $74,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 7,212 | $74,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 2,842 | $74,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 9,971 | $74,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 9,000 | $74,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,862 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,010 | $74,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 3,000 | $74,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,023 | $73,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 75,000 | $73,000 | thousands by filing date | principal |
| Real Industry Inc | 75601w104 | CS | 11,926 | $73,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 3,357 | $73,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,200 | $72,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,400 | $72,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 9,487 | $72,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,980 | $72,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 62,437 | $72,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,166 | $72,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 5,600 | $72,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 6,300 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,400 | $71,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 5,841 | $70,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 6,150 | $70,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 4,750 | $70,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 4,150 | $70,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 35,304 | $70,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 113,208 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 3,404 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 2,851 | $70,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,400 | $69,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,152 | $69,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 6,675 | $69,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 8,216 | $69,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 2,294 | $69,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,473 | $69,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 21,026 | $69,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 4,251 | $68,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 3,260 | $68,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 3,920 | $68,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 7,109 | $68,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 1,226 | $68,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 17,721 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 2,830 | $68,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 7,357 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 2,565 | $68,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,951 | $68,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 9,437 | $67,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 788 | $67,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 54,526 | $67,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 4,435 | $67,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 1,231 | $66,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 7,359 | $66,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 44,886 | $66,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 40,458 | $66,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 6,423 | $66,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 4,863 | $66,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 5,378 | $66,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,429 | $65,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,225 | $65,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,780 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 2,497 | $65,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 9,846 | $65,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,311 | $65,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 70,000 | $65,000 | thousands by filing date | principal |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 13,128 | $65,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 3,726 | $65,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,134 | $65,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 2,182 | $65,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 16,065 | $64,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 4,884 | $64,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,337 | $64,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,002 | $64,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,865 | $64,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 47,756 | $64,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 9,985 | $64,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,508 | $63,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 1,709 | $63,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 2,650 | $63,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 5,062 | $63,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 9,311 | $63,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 4,487 | $63,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 45,123 | $63,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 13,459 | $63,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 6,788 | $63,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 18,616 | $63,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,527 | $62,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,612 | $62,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 37,177 | $62,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 55,000 | $62,000 | thousands by filing date | principal |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 2,400 | $62,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 40,587 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 2,395 | $62,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 3,498 | $61,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,961 | $61,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 23,627 | $61,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 3,790 | $61,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,616 | $60,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,348 | $60,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 437 | $60,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 24,192 | $60,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,012 | $60,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 19,948 | $60,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,684 | $60,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 2,772 | $60,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 3,958 | $60,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 22,700 | $60,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 2,300 | $60,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,965 | $59,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 7,891 | $59,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 1,746 | $59,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 32,418 | $59,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 6,000 | $59,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,300 | $58,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,200 | $58,000 | thousands by filing date | put |
| MARIN SOFTWARE INC | 56804T106 | COM | 23,098 | $58,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 1,093 | $58,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 12,239 | $58,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 4,476 | $57,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,002 | $57,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,551 | $56,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 595 | $56,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,095 | $56,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,132 | $56,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 949 | $56,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,577 | $55,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 4,555 | $55,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,356 | $55,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 21,576 | $55,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 5,512 | $55,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 8,068 | $55,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,969 | $55,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,031 | $55,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,700 | $54,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,172 | $54,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,110 | $54,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 48,185 | $54,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 9,135 | $54,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 2,299 | $54,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 71,533 | $54,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 658 | $54,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,741 | $54,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 54,000 | $54,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 786 | $53,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,245 | $53,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 11,900 | $53,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,004 | $53,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,283 | $53,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 5,986 | $53,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 700 | $52,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 2,324 | $52,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,060 | $52,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 27,533 | $52,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 25,000 | $52,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 7,660 | $52,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 5,441 | $52,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 4,079 | $52,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 2,912 | $52,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 800 | $51,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,055 | $51,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 2,091 | $51,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 24,201 | $51,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 9,124 | $51,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 10,280 | $51,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 3,130 | $51,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,124 | $51,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 3,501 | $51,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 31,375 | $50,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 2,052 | $50,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,362 | $50,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,801 | $50,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 5,069 | $50,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 10,144 | $50,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,131 | $50,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 77,074 | $50,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 750 | $49,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 2,500 | $49,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 7,878 | $49,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 7,668 | $49,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,772 | $49,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 5,580 | $49,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 5,219 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 829 | $48,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,481 | $48,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,935 | $48,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 2,002 | $48,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 8,778 | $48,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 27,057 | $48,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 2,789 | $48,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 20,523 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,000 | $48,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,553 | $47,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 3,619 | $47,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,130 | $46,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,037 | $46,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 4,500 | $46,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 4,834 | $45,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 3,472 | $45,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,950 | $45,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,924 | $45,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,392 | $45,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,395 | $45,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 10,928 | $45,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,018 | $44,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 13,404 | $44,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,908 | $44,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,000 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,000 | $44,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 15,245 | $44,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 5,395 | $44,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 4,483 | $44,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 3,606 | $44,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 32,367 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 937 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X495 | US DOMESTIC ECNM | 1,700 | $44,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 2,143 | $43,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 2,556 | $43,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 2,192 | $43,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 8,478 | $43,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 7,540 | $43,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 5,871 | $43,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,156 | $43,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,540 | $43,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 5,571 | $43,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,302 | $43,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 33,000 | $43,000 | thousands by filing date | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 9,651 | $42,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,250 | $42,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 3,566 | $42,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,641 | $42,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,747 | $42,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,541 | $42,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,897 | $42,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 5,273 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 600 | $42,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,384 | $42,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 1,201 | $42,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,274 | $41,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 2,177 | $41,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,293 | $41,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 583 | $41,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,812 | $41,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,170 | $41,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 850 | $41,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 2,517 | $41,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 17,054 | $41,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 14,320 | $41,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,959 | $41,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 8,389 | $41,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 33,641 | $41,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 2,090 | $41,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 42,000 | $41,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 5,991 | $41,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 9,950 | $41,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 835 | $40,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,655 | $40,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 6,400 | $40,000 | thousands by filing date | call |
| IGNYTA INC | 451731103 | COM | 6,416 | $40,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 12,515 | $40,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 3,188 | $40,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5,278 | $39,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 2,334 | $39,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 4,841 | $39,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 4,400 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 600 | $39,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 9,434 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 618 | $39,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 4,718 | $39,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 4,792 | $39,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 10,369 | $39,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,342 | $38,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 6,702 | $38,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,639 | $38,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 6,301 | $38,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,519 | $38,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 2,406 | $38,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 4,688 | $38,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 700 | $38,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 12,770 | $38,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,326 | $38,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 2,700 | $38,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,912 | $38,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 3,817 | $37,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 988 | $37,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,369 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 620 | $37,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 2,535 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $37,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,715 | $37,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $37,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,416 | $37,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 9,517 | $37,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 340 | $37,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 21,658 | $37,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 6,402 | $37,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 1,225 | $36,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,019 | $36,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,350 | $36,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 12,578 | $36,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 35,614 | $36,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,279 | $36,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,587 | $36,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 1,039 | $36,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 5,778 | $36,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,377 | $36,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 4,396 | $36,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 15,028 | $36,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,841 | $36,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 2,219 | $36,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 8,000 | $36,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 3,000 | $36,000 | thousands by filing date | call |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,625 | $36,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,540 | $36,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 5,418 | $36,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 11,769 | $36,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,126 | $35,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,446 | $35,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 21,873 | $35,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 27,550 | $35,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 4,866 | $35,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 898 | $35,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 3,307 | $35,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 3,666 | $35,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 28,958 | $34,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,195 | $34,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 5,000 | $34,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,368 | $34,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 950 | $34,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 680 | $34,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 34,000 | $34,000 | thousands by filing date | principal |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 4,863 | $34,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,003 | $34,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,432 | $34,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 2,862 | $34,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 958 | $34,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,145 | $34,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,930 | $33,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 18,726 | $33,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,957 | $33,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,510 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 725 | $33,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 125,390 | $33,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 14,755 | $33,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,770 | $33,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2,959 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,184 | $33,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 2,586 | $33,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 1,750 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $33,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,458 | $33,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 6,578 | $33,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,924 | $33,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,808 | $32,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 1,374 | $32,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,084 | $32,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 4,253 | $32,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 155 | $32,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,149 | $32,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 17,500 | $32,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 775 | $32,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 2,108 | $32,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 6,200 | $32,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 1,968 | $32,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 1,000 | $32,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 27,000 | $32,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,398 | $31,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,216 | $31,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 577 | $31,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,302 | $31,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 638 | $31,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 4,514 | $31,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 4,000 | $31,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,320 | $31,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,192 | $31,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 37,366 | $31,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,953 | $31,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,440 | $31,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 692 | $31,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,174 | $31,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 4,737 | $31,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 5,143 | $31,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 3,975 | $31,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 53,000 | $31,000 | thousands by filing date | principal |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 1,497 | $31,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 271 | $30,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 400 | $30,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 488 | $30,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,059 | $30,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 730 | $30,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,691 | $30,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,508 | $30,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 3,279 | $30,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,800 | $30,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 1,047 | $30,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,200 | $30,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,256 | $30,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,496 | $30,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,216 | $30,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,837 | $30,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 7,747 | $30,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 13,751 | $30,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 17,201 | $30,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 2,816 | $30,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 8,620 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $29,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 3,110 | $29,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 62,806 | $29,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,339 | $29,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 1,224 | $29,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 3,450 | $29,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 4,086 | $29,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 3,334 | $29,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 28,539 | $29,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 2,191 | $29,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 3,104 | $29,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 594 | $29,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,656 | $29,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 939 | $28,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,523 | $28,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,155 | $28,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,795 | $28,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,718 | $28,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,155 | $28,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 3,285 | $28,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 9,158 | $28,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 1,537 | $28,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,617 | $28,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 1,471 | $28,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 32,940 | $28,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,247 | $28,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 26,000 | $28,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 5,500 | $28,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 3,007 | $28,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 12,030 | $28,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 100,000 | $28,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 14,274 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086211 | this filing | 2016-11-14 | acceptance time not in the bulk data set |