13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,948 holding rows worth $83,066,470,000.
- Accession
- 0001140361-16-065813
- Filer
- CIK 824468
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 16,775 entries on the cover page, a total value of $83,066,470,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,066,470,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GIGAMON INC | 37518B102 | COM | 84,443 | $2,620,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 288,890 | $2,615,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 41,695 | $2,614,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 69,015 | $2,613,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 3,660,000 | $2,612,000 | thousands by filing date | principal |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 307,969 | $2,611,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 545,271 | $2,606,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,590,000 | $2,605,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 30,796 | $2,604,000 | thousands by filing date | |
| BIOTIE THERAPIES OYJ | 09074D103 | SPONSORED ADR | 98,063 | $2,588,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 92,670 | $2,587,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 267,648 | $2,585,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,310,344 | $2,581,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 104,504 | $2,579,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 122,471 | $2,579,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 100,000 | $2,575,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 97,768 | $2,574,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 210,610 | $2,571,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 63,465 | $2,570,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 149,707 | $2,568,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 214,272 | $2,564,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 156,624 | $2,558,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 50,000 | $2,557,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 111,176 | $2,553,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 165,246 | $2,551,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 158,716 | $2,550,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 462,536 | $2,544,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 120,346 | $2,539,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 15,256 | $2,538,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 23,187 | $2,534,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 39,745 | $2,522,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 30,000 | $2,514,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 74,302 | $2,508,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,384,976 | $2,506,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 74,593 | $2,503,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 67,591 | $2,502,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 16,859 | $2,493,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 213,096 | $2,493,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 185,806 | $2,488,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 50,000 | $2,482,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 88,230 | $2,482,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 375,434 | $2,478,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 93,737 | $2,470,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 208,828 | $2,470,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 22,693 | $2,462,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73,008 | $2,462,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 112,965 | $2,459,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 46,749 | $2,457,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 337,100 | $2,451,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 188,285 | $2,450,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 2,786,000 | $2,448,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 50,000 | $2,441,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 60,019 | $2,440,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 43,237 | $2,439,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 22,585 | $2,436,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 80,193 | $2,431,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 54,100 | $2,424,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 67,352 | $2,418,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 50,338 | $2,416,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 85,597 | $2,411,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 139,348 | $2,411,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 217,969 | $2,410,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 58,263 | $2,409,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 841,800 | $2,399,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 83,885 | $2,398,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 80,917 | $2,395,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 2,375,000 | $2,388,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 43,651 | $2,386,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,141 | $2,385,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,964 | $2,379,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 53,689 | $2,377,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 51,686 | $2,372,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 29,050 | $2,369,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 306,571 | $2,366,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 80,380 | $2,360,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 41,472 | $2,356,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 28,189 | $2,354,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 44,996 | $2,353,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 48,888 | $2,345,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 41,229 | $2,344,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 201,764 | $2,341,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 88,280 | $2,336,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 108,150 | $2,335,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 52,302 | $2,328,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 160,000 | $2,325,000 | thousands by filing date | put |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,800 | $2,322,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 50,000 | $2,320,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 49,016 | $2,320,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 24,939 | $2,319,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 43,647 | $2,318,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 60,365 | $2,317,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 2,215,000 | $2,312,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 49,451 | $2,309,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 316,792 | $2,300,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 121,223 | $2,298,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 99,663 | $2,296,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 73,997 | $2,294,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 215,702 | $2,289,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 31,766 | $2,281,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 55,769 | $2,280,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 18,482 | $2,276,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 137,358 | $2,276,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 106,007 | $2,274,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 35,000 | $2,267,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 66,231 | $2,267,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 70,603 | $2,267,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 377,614 | $2,263,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 42,350 | $2,261,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 57,711 | $2,260,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 125,362 | $2,259,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 21,970 | $2,252,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 54,162 | $2,249,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 69,095 | $2,248,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 281,522 | $2,248,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 55,871 | $2,244,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 526,295 | $2,242,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 75,376 | $2,241,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 50,255 | $2,238,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 107,539 | $2,232,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 36,813 | $2,230,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 47,710 | $2,228,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 2,881,000 | $2,220,000 | thousands by filing date | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 106,689 | $2,219,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 54,000 | $2,218,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 78,169 | $2,215,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 365,620 | $2,212,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 94,300 | $2,211,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 115,254 | $2,208,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 50,504 | $2,201,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 44,388 | $2,199,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 118,724 | $2,194,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 50,000 | $2,192,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 48,639 | $2,188,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 43,293 | $2,188,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 110,000 | $2,187,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 44,744 | $2,187,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 100,064 | $2,187,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,229 | $2,183,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 64,390 | $2,182,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 140,930 | $2,179,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 301,082 | $2,177,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 2,400,000 | $2,171,000 | thousands by filing date | principal |
| MADDEN STEVEN LTD | 556269108 | COM | 58,564 | $2,168,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 2,363,000 | $2,165,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 76,520 | $2,164,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 60,000 | $2,158,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 790,253 | $2,158,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 538,592 | $2,150,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 25,000 | $2,150,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 14,277 | $2,143,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 41,976 | $2,143,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 45,000 | $2,142,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 45,000 | $2,142,000 | thousands by filing date | call |
| Cynosure, Inc. | 232577205 | COM | 48,506 | $2,140,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 23,591 | $2,139,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 183,342 | $2,136,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,507,000 | $2,136,000 | thousands by filing date | principal |
| STEELCASE INC-CLASS A | 858155203 | CL A | 142,810 | $2,131,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 148,412 | $2,130,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,887,000 | $2,129,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 39,074 | $2,128,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 1,808,000 | $2,128,000 | thousands by filing date | principal |
| FULTON FINL CORP PA | 360271100 | COM | 158,891 | $2,125,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 47,088 | $2,118,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 21,306 | $2,105,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 57,000 | $2,098,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 78,330 | $2,093,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 41,503 | $2,092,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 1,325,000 | $2,089,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 2,301,000 | $2,084,000 | thousands by filing date | principal |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 16,700 | $2,083,000 | thousands by filing date | call |
| FIRST BUSEY CORP | 319383204 | COM NEW | 101,658 | $2,083,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 171,680 | $2,082,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 87,388 | $2,079,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 262,732 | $2,078,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 20,127 | $2,076,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 72,609 | $2,076,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 87,510 | $2,075,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 69,813 | $2,068,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,309 | $2,068,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 21,900 | $2,068,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 56,956 | $2,067,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 92,167 | $2,060,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 127,825 | $2,057,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,581,000 | $2,057,000 | thousands by filing date | principal |
| WISDOMTREE INC | 97717P104 | COM | 179,874 | $2,056,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 29,356 | $2,056,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100,000 | $2,046,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 55,856 | $2,045,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 45,704 | $2,044,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 18,717 | $2,043,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 95,372 | $2,042,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 14,305 | $2,037,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 61,200 | $2,034,000 | thousands by filing date | call |
| CLARCOR INC | 179895107 | COM | 35,180 | $2,032,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 290,000 | $2,031,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 54,600 | $2,030,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 31,289 | $2,027,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 46,915 | $2,025,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 56,040 | $2,025,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 97,252 | $2,024,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 36,470 | $2,023,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 58,032 | $2,019,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 138,096 | $2,019,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 50,000 | $2,014,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 85,885 | $2,008,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 80,825 | $2,005,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 104,462 | $2,005,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 23,359 | $2,005,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 146,307 | $2,003,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 73,702 | $1,996,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 395,608 | $1,995,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 37,391 | $1,987,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 51,614 | $1,985,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 71,838 | $1,985,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 197,059 | $1,982,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 356,632 | $1,979,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,700 | $1,975,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 87,366 | $1,975,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 45,695 | $1,974,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 287,793 | $1,973,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 92,144 | $1,971,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 114,728 | $1,964,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 86,557 | $1,961,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 21,153 | $1,959,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 141,031 | $1,959,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 157,190 | $1,956,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 56,133 | $1,955,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 103,979 | $1,955,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 171,218 | $1,954,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 183,993 | $1,952,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 33,597 | $1,949,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 35,676 | $1,948,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 89,657 | $1,947,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 138,579 | $1,946,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 34,735 | $1,935,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 57,570 | $1,934,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 95,540 | $1,927,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 49,558 | $1,923,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 89,552 | $1,920,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 583,399 | $1,919,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 200,000 | $1,916,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 144,783 | $1,911,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,044,000 | $1,910,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 2,000,000 | $1,909,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 765,996 | $1,907,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 61,648 | $1,905,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 59,576 | $1,902,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 36,658 | $1,898,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 507,658 | $1,895,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 88,226 | $1,893,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 120,138 | $1,889,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 48,600 | $1,887,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 70,924 | $1,887,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 2,010,000 | $1,881,000 | thousands by filing date | principal |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 73,028 | $1,879,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 108,518 | $1,877,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 85,626 | $1,875,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 74,841 | $1,874,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 4,285 | $1,874,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 150,674 | $1,868,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 87,638 | $1,868,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 70,639 | $1,865,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 491,801 | $1,860,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 105,494 | $1,859,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 77,857 | $1,855,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 164,346 | $1,852,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 124,522 | $1,849,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 51,782 | $1,848,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 90,591 | $1,848,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 288,609 | $1,841,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 109,352 | $1,825,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000,000 | $1,820,000 | thousands by filing date | principal |
| RPC INC | 749660106 | COMMON STOCK | 128,161 | $1,818,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 111,364 | $1,815,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 31,438 | $1,808,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 179,259 | $1,805,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 174,328 | $1,803,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 36,887 | $1,803,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 130,911 | $1,800,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 87,465 | $1,799,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 77,294 | $1,798,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 29,870 | $1,795,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 30,000 | $1,791,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 20,000 | $1,788,000 | thousands by filing date | call |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 17,785 | $1,783,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 9,602 | $1,778,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 46,874 | $1,777,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 130,303 | $1,775,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 198,866 | $1,768,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 47,189 | $1,766,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 65,731 | $1,764,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 88,915 | $1,762,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,997,000 | $1,759,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 57,144 | $1,757,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 46,705 | $1,756,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 142,837 | $1,751,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 449,024 | $1,751,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 81,141 | $1,747,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 31,001 | $1,744,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 86,362 | $1,743,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 75,919 | $1,743,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 153,770 | $1,741,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 87,716 | $1,740,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 48,951 | $1,737,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 63,936 | $1,737,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 101,591 | $1,737,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 76,400 | $1,736,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 226,044 | $1,736,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 379,063 | $1,736,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 41,077 | $1,736,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 267,367 | $1,733,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 34,228 | $1,732,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 33,307 | $1,731,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 270,572 | $1,728,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 16,864 | $1,727,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 219,900 | $1,726,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 64,543 | $1,722,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,000 | $1,712,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 36,612 | $1,709,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 112,517 | $1,709,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 23,197 | $1,705,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 25,495 | $1,704,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 176,621 | $1,701,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 261,426 | $1,701,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 43,439 | $1,699,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 31,991 | $1,697,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 53,374 | $1,696,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 32,925 | $1,695,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 47,579 | $1,691,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 38,159 | $1,689,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 90,000 | $1,687,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 201,516 | $1,687,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 134,200 | $1,683,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 67,469 | $1,683,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 32,814 | $1,682,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 52,426 | $1,679,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 34,536 | $1,678,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 77,459 | $1,677,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,397 | $1,673,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 29,156 | $1,673,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 94,906 | $1,673,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 738,017 | $1,668,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 49,589 | $1,667,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 373,632 | $1,666,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 209,884 | $1,665,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 42,486 | $1,665,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 50,000 | $1,659,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 41,064 | $1,655,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,857,000 | $1,654,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 25,953 | $1,652,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 25,639 | $1,652,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 18,704 | $1,651,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 399,427 | $1,650,000 | thousands by filing date | |
| CTRIP COM INTERNATIONAL LTD | G25861AC2 | DEBT 1.000% 7/0 | 1,500,000 | $1,648,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 20,000 | $1,643,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 65,369 | $1,643,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 29,283 | $1,642,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 30,000 | $1,640,000 | thousands by filing date | call |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 30,438 | $1,638,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 132,304 | $1,636,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 31,000 | $1,632,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 101,546 | $1,631,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 31,247 | $1,629,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 94,637 | $1,627,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 44,300 | $1,624,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 120,313 | $1,616,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 188,674 | $1,615,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 90,573 | $1,612,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 59,103 | $1,607,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 297,504 | $1,607,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 265,058 | $1,606,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 78,833 | $1,601,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 25,829 | $1,601,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 30,206 | $1,600,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 126,642 | $1,595,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 28,654 | $1,594,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,500,000 | $1,594,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 121,758 | $1,593,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 84,923 | $1,592,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 23,667 | $1,592,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 65,919 | $1,591,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 13,643 | $1,577,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,015,000 | $1,572,000 | thousands by filing date | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 85,306 | $1,571,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 38,094 | $1,570,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 37,479 | $1,568,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 63,557 | $1,562,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 56,460 | $1,558,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 38,179 | $1,557,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 122,887 | $1,553,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 298,099 | $1,553,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 175,455 | $1,552,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 155,291 | $1,550,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 118,786 | $1,549,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 44,133 | $1,547,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 293,447 | $1,546,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 298,732 | $1,542,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 51,297 | $1,541,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 39,276 | $1,540,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 117,149 | $1,539,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 31,083 | $1,538,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 91,073 | $1,536,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 37,556 | $1,532,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 56,952 | $1,532,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 73,697 | $1,522,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,056,903 | $1,522,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 77,423 | $1,520,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 14,270 | $1,519,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 87,860 | $1,518,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 1,525,000 | $1,511,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 39,825 | $1,509,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 32,786 | $1,507,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 149,978 | $1,505,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 273,953 | $1,503,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 77,184 | $1,502,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 357,231 | $1,500,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 260,395 | $1,500,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 9,379 | $1,499,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 80,730 | $1,493,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 278,707 | $1,491,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 74,589 | $1,489,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 96,552 | $1,484,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 199,825 | $1,484,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 70,000 | $1,483,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 32,310 | $1,482,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 1,515,000 | $1,482,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 29,357 | $1,481,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 35,474 | $1,474,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 23,001 | $1,473,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,000 | $1,470,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 132,986 | $1,470,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,609,974 | $1,469,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 37,546 | $1,462,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 57,185 | $1,459,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 319,158 | $1,459,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 289,119 | $1,457,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 102,909 | $1,453,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 22,531 | $1,453,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 35,647 | $1,453,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 63,520 | $1,451,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 92,015 | $1,449,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 29,701 | $1,446,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 110,518 | $1,444,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 83,373 | $1,444,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 272,664 | $1,443,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 34,239 | $1,441,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 65,140 | $1,439,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,435,000 | $1,438,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 209,290 | $1,436,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 86,484 | $1,436,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 158,442 | $1,436,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 50,756 | $1,433,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 161,564 | $1,432,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 35,081 | $1,431,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 32,606 | $1,428,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 30,062 | $1,428,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 57,915 | $1,427,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 41,298 | $1,418,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 71,120 | $1,417,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 10,434 | $1,414,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 42,736 | $1,412,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 474,572 | $1,409,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 13,955 | $1,405,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 24,100 | $1,405,000 | thousands by filing date | call |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 75,696 | $1,404,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 63,658 | $1,402,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 41,400 | $1,401,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 44,059 | $1,401,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 36,096 | $1,400,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 55,717 | $1,399,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 15,432 | $1,399,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 52,248 | $1,398,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 43,500 | $1,395,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 117,239 | $1,394,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 46,972 | $1,389,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 51,354 | $1,389,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 41,570 | $1,383,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 27,679 | $1,382,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 46,923 | $1,380,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,000 | $1,377,000 | thousands by filing date | call |
| MSA SAFETY INC COM | 553498106 | Stock | 28,361 | $1,371,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,500 | $1,371,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 55,543 | $1,369,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 30,743 | $1,366,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 65,167 | $1,365,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 820,549 | $1,362,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 14,559 | $1,360,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 79,751 | $1,360,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 12,769 | $1,358,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 107,765 | $1,358,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 95,342 | $1,357,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 41,356 | $1,355,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 610,456 | $1,354,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 189,698 | $1,353,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 121,297 | $1,352,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 54,471 | $1,351,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 41,999 | $1,350,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 24,919 | $1,348,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 11,078 | $1,346,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065813 | this filing | 2016-05-16 | acceptance time not in the bulk data set |