13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,948 holding rows worth $83,066,470,000.
- Accession
- 0001140361-16-065813
- Filer
- CIK 824468
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 16,775 entries on the cover page, a total value of $83,066,470,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,066,470,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 128,219 | $5,194,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,961,000 | $5,190,000 | thousands by filing date | principal |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 140,953 | $5,188,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 378,383 | $5,179,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 150,531 | $5,162,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 167,962 | $5,161,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 1,653,136 | $5,158,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 315,953 | $5,154,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 87,760 | $5,151,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 195,500 | $5,142,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 163,425 | $5,139,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 450,000 | $5,135,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 318,419 | $5,111,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 124,030 | $5,106,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 568,158 | $5,084,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 185,000 | $5,076,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 679,296 | $5,067,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 382,859 | $5,058,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 173,043 | $5,054,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 273,707 | $5,052,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 48,700 | $5,050,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 104,300 | $5,044,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 81,586 | $5,040,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 125,000 | $5,034,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 39,000 | $5,027,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 83,099 | $5,019,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 381,505 | $5,013,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 529,047 | $5,009,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 491,493 | $5,004,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 356,431 | $4,993,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 265,354 | $4,980,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 349,317 | $4,966,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 100,292 | $4,961,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 920,467 | $4,961,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 144,009 | $4,960,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 200,000 | $4,954,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 275,338 | $4,948,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 72,791 | $4,943,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 233,975 | $4,937,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 600,888 | $4,935,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 5,000,000 | $4,932,000 | thousands by filing date | principal |
| BROWN & BROWN INC COM | 115236101 | Stock | 137,429 | $4,921,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 232,541 | $4,912,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 50,000 | $4,906,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 142,196 | $4,891,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 192,491 | $4,889,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 58,209 | $4,888,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 270,982 | $4,872,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 469,251 | $4,869,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 70,338 | $4,867,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 311,245 | $4,861,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 188,731 | $4,860,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 177,247 | $4,850,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 203,684 | $4,834,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 253,463 | $4,833,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 145,621 | $4,829,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 46,809 | $4,824,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 43,800 | $4,815,000 | thousands by filing date | put |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 38,326 | $4,808,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 133,857 | $4,796,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 127,326 | $4,792,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 400,374 | $4,789,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 499,293 | $4,788,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 136,257 | $4,783,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 206,063 | $4,783,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 187,000 | $4,776,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 284,025 | $4,771,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 4,990,000 | $4,759,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 4,300,000 | $4,754,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 350,000 | $4,753,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 350,000 | $4,753,000 | thousands by filing date | call |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,670,000 | $4,749,000 | thousands by filing date | principal |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 41,473 | $4,748,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 68,476 | $4,747,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 51,913 | $4,743,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 163,823 | $4,736,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 77,394 | $4,730,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 30,000 | $4,718,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 4,850,000 | $4,714,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 450,000 | $4,712,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 450,000 | $4,712,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 54,092 | $4,702,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,635,000 | $4,701,000 | thousands by filing date | principal |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 287,990 | $4,694,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 115,067 | $4,691,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 4,500,000 | $4,688,000 | thousands by filing date | principal |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 125,653 | $4,687,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 115,694 | $4,685,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 50,000 | $4,672,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 542,825 | $4,669,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 157,286 | $4,649,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 58,330 | $4,642,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 98,142 | $4,641,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 225,502 | $4,641,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 316,000 | $4,639,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 214,704 | $4,636,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 136,870 | $4,632,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 40,500 | $4,631,000 | thousands by filing date | call |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 37,771 | $4,626,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 97,280 | $4,609,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 97,604 | $4,604,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,149,663 | $4,598,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 4,835,000 | $4,587,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 30,003 | $4,580,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 70,000 | $4,572,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 186,633 | $4,571,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 42,313 | $4,570,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 478,318 | $4,564,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 100,000 | $4,554,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 83,061 | $4,547,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 30,000 | $4,544,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 53,551 | $4,530,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 258,167 | $4,526,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 106,043 | $4,507,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 93,100 | $4,502,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 30,355 | $4,496,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 39,649 | $4,471,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 450,305 | $4,448,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 228,116 | $4,439,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 120,783 | $4,418,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 511,309 | $4,403,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 45,564 | $4,401,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 108,492 | $4,399,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 201,127 | $4,392,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 74,786 | $4,380,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 76,922 | $4,375,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 177,365 | $4,364,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 46,095 | $4,358,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 93,808 | $4,352,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 79,390 | $4,337,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 118,374 | $4,334,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,705,536 | $4,333,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 219,521 | $4,325,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100,000 | $4,324,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 57,009 | $4,314,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 138,293 | $4,299,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 139,379 | $4,292,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 190,774 | $4,291,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 150,000 | $4,271,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 495,484 | $4,271,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 82,487 | $4,271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 140,300 | $4,261,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 65,465 | $4,251,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 50,000 | $4,249,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 420,513 | $4,248,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 106,370 | $4,246,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 78,469 | $4,241,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 66,369 | $4,232,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 119,954 | $4,224,000 | thousands by filing date | |
| XENOPORT INC | 98411CAB6 | Bond | 5,500,000 | $4,201,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624R106 | CL A | 250,389 | $4,199,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100,000 | $4,183,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 483,083 | $4,180,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 16,024 | $4,179,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 39,314 | $4,179,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 109,072 | $4,179,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 113,090 | $4,175,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 66,162 | $4,174,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 88,372 | $4,169,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 971,279 | $4,167,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 192,563 | $4,159,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 64,196 | $4,158,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 514,950 | $4,155,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 539,496 | $4,154,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 25,489 | $4,145,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 3,105,000 | $4,139,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 288,922 | $4,126,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 183,576 | $4,121,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 103,715 | $4,117,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 202,214 | $4,111,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 66,169 | $4,105,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 147,200 | $4,104,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 459,249 | $4,092,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 71,679 | $4,090,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 61,200 | $4,080,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 122,033 | $4,080,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 547,430 | $4,078,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 160,843 | $4,070,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 268,619 | $4,070,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 124,781 | $4,054,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 144,938 | $4,053,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 390,000 | $4,052,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 353,888 | $4,052,000 | thousands by filing date | |
| BLACKBERRY LTD | C10268AA5 | DBCV 6.000%11/1 | 3,780,000 | $4,042,000 | thousands by filing date | principal |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 409,619 | $4,039,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 89,121 | $4,032,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 141,058 | $4,028,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 317,595 | $4,027,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 224,156 | $4,019,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 66,461 | $4,016,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 223,832 | $4,016,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 100,000 | $4,012,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 40,000 | $4,004,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 141,127 | $3,994,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 110,000 | $3,994,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 365,208 | $3,988,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 88,705 | $3,987,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 143,458 | $3,979,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 153,725 | $3,972,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 45,129 | $3,972,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 308,628 | $3,966,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 168,355 | $3,963,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 180,694 | $3,948,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 75,936 | $3,942,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,699,900 | $3,942,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 388,720 | $3,942,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 176,634 | $3,940,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 159,229 | $3,940,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 51,573 | $3,923,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 82,178 | $3,920,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 185,267 | $3,917,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 46,023 | $3,908,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 140,208 | $3,902,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 168,724 | $3,889,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 195,000 | $3,877,000 | thousands by filing date | call |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,062,120 | $3,876,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 27,873 | $3,868,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 104,786 | $3,866,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 330,902 | $3,862,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 50,001 | $3,858,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 85,400 | $3,852,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,644,120 | $3,848,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 198,912 | $3,834,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 100,000 | $3,825,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 172,521 | $3,814,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 4,943,000 | $3,806,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 71,066 | $3,791,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 34,960 | $3,786,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 185,000 | $3,785,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 98,631 | $3,782,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 254,650 | $3,779,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 3,000,000 | $3,778,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 237,392 | $3,760,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 113,568 | $3,758,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 40,903 | $3,758,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 77,854 | $3,758,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 167,753 | $3,756,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,134,272 | $3,745,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 68,747 | $3,735,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 130,451 | $3,732,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 81,264 | $3,728,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 239,813 | $3,725,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 67,564 | $3,724,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 137,195 | $3,721,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 28,916 | $3,720,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 140,878 | $3,720,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 234,096 | $3,717,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 819,652 | $3,713,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 148,746 | $3,711,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 128,125 | $3,707,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 59,298 | $3,705,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 69,665 | $3,699,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50,000 | $3,688,000 | thousands by filing date | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 41,799 | $3,684,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 50,785 | $3,674,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,311,337 | $3,646,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 383,787 | $3,646,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 220,000 | $3,641,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 312,526 | $3,639,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 117,917 | $3,620,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 97,600 | $3,610,000 | thousands by filing date | call |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 28,901 | $3,608,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 247,829 | $3,601,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200,000 | $3,598,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 28,990 | $3,590,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 254,601 | $3,587,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 3,915,000 | $3,587,000 | thousands by filing date | principal |
| CREE INC | 225447101 | COM | 122,950 | $3,578,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,617,373 | $3,574,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 107,657 | $3,574,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 160,714 | $3,567,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 48,130 | $3,566,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 438,503 | $3,561,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 128,182 | $3,560,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 68,371 | $3,557,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 78,238 | $3,546,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 54,986 | $3,545,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 414,040 | $3,543,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 131,149 | $3,538,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 4,505,000 | $3,531,000 | thousands by filing date | principal |
| FINISAR CORP | 31787A507 | COM NEW | 192,690 | $3,513,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 36,330 | $3,499,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 110,230 | $3,471,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 53,820 | $3,469,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 37,361 | $3,466,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 49,991 | $3,462,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 25,205 | $3,453,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 82,596 | $3,446,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 364,723 | $3,439,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 3,562,000 | $3,433,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 125,000 | $3,430,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 115,000 | $3,409,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 63,288 | $3,408,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 8,592 | $3,404,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,345,787 | $3,404,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 3,517,000 | $3,403,000 | thousands by filing date | principal |
| STAG INDUSTRIAL INC | 85254J102 | COM | 167,021 | $3,400,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 59,460 | $3,399,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 144,309 | $3,394,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 255,356 | $3,388,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 42,341 | $3,384,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 100,000 | $3,383,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 71,182 | $3,371,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,845,000 | $3,352,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,600 | $3,351,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 206,500 | $3,351,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 40,442 | $3,349,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 100,000 | $3,342,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 303,677 | $3,340,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 385,548 | $3,339,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 24,751 | $3,334,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,650,000 | $3,326,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 114,800 | $3,321,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 166,256 | $3,315,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 60,000 | $3,314,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 60,000 | $3,314,000 | thousands by filing date | call |
| ROVI CORP | 779376102 | COM | 161,312 | $3,309,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 71,668 | $3,301,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 164,260 | $3,300,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 126,783 | $3,291,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 184,335 | $3,289,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 180,549 | $3,278,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 57,300 | $3,273,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 122,356 | $3,268,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 3,018,000 | $3,262,000 | thousands by filing date | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 73,387 | $3,260,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 75,000 | $3,257,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 102,048 | $3,256,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 238,723 | $3,254,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 30,475 | $3,250,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 122,753 | $3,248,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 283,387 | $3,239,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 71,489 | $3,237,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 100,000 | $3,235,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 101,685 | $3,233,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 111,209 | $3,231,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 296,491 | $3,228,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 179,778 | $3,221,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 107,509 | $3,217,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 76,941 | $3,217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 36,721 | $3,215,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 237,617 | $3,210,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 45,750 | $3,208,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 243,594 | $3,208,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 244,776 | $3,206,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 49,497 | $3,200,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 74,537 | $3,200,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 22,700 | $3,195,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 28,827 | $3,187,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 187,300 | $3,178,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 33,399 | $3,178,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 915,061 | $3,176,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 258,933 | $3,175,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 3,170,000 | $3,170,000 | thousands by filing date | principal |
| INTERSIL CORP | 46069S109 | CL A | 236,959 | $3,168,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 1,614,398 | $3,164,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 63,125 | $3,160,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 115,912 | $3,160,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 215,816 | $3,151,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 239,602 | $3,143,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 176,573 | $3,129,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 199,431 | $3,123,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 179,647 | $3,122,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 25,742 | $3,121,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 103,171 | $3,121,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 40,000 | $3,116,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 77,002 | $3,113,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 98,013 | $3,112,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 64,234 | $3,108,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 62,208 | $3,108,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 750,000 | $3,098,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 51,322 | $3,095,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 46,614 | $3,091,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 44,766 | $3,089,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 354,219 | $3,089,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 27,000 | $3,087,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 99,639 | $3,084,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 298,863 | $3,084,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 47,631 | $3,078,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 51,248 | $3,070,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 296,644 | $3,055,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 158,200 | $3,051,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 140,425 | $3,050,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 150,471 | $3,046,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 82,800 | $3,044,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 319,938 | $3,042,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 313,849 | $3,035,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 191,161 | $3,033,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 137,129 | $3,031,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 361,882 | $3,030,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 106,731 | $3,025,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 50,881 | $3,024,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 62,895 | $3,014,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 112,651 | $3,012,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 52,207 | $3,011,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 80,830 | $3,010,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 70,000 | $3,007,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 50,000 | $2,993,000 | thousands by filing date | put |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 63,073 | $2,987,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 176,925 | $2,985,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 271,656 | $2,978,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 9,000 | $2,976,000 | thousands by filing date | call |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 3,000,000 | $2,972,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 154,786 | $2,971,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 131,363 | $2,969,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 50,626 | $2,969,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,000 | $2,968,000 | thousands by filing date | put |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 159,078 | $2,964,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 200,776 | $2,959,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 261,970 | $2,958,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,938,000 | $2,958,000 | thousands by filing date | principal |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 635,092 | $2,953,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 311,028 | $2,952,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 675,811 | $2,947,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 72,914 | $2,942,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 97,617 | $2,937,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 218,454 | $2,937,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 91,590 | $2,935,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 47,740 | $2,933,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 136,810 | $2,919,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 100,233 | $2,916,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 42,527 | $2,912,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 141,650 | $2,911,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 27,491 | $2,911,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 36,446 | $2,906,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 98,800 | $2,905,000 | thousands by filing date | call |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 35,516 | $2,886,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 27,169 | $2,883,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 216,681 | $2,881,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,541,000 | $2,871,000 | thousands by filing date | principal |
| WEX INC | 96208T104 | COM | 34,417 | $2,870,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 154,817 | $2,866,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 35,000 | $2,865,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 80,404 | $2,865,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 56,596 | $2,865,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 161,000 | $2,856,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 49,182 | $2,851,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 47,846 | $2,851,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 407,435 | $2,848,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 85,400 | $2,848,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 185,932 | $2,841,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 51,436 | $2,835,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 87,337 | $2,835,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,940,840 | $2,834,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 61,200 | $2,820,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 141,823 | $2,819,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 50,126 | $2,819,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 443,084 | $2,818,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 55,953 | $2,817,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 36,595 | $2,810,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 97,212 | $2,809,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 93,249 | $2,808,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 365,556 | $2,808,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 58,046 | $2,799,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 62,595 | $2,798,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 48,213 | $2,796,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 250,000 | $2,795,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 76,867 | $2,794,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 37,175 | $2,791,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 23,649 | $2,788,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 36,465 | $2,783,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 72,631 | $2,781,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 596,662 | $2,775,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 54,881 | $2,775,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 150,632 | $2,774,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 90,489 | $2,773,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 203,292 | $2,773,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 58,348 | $2,771,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 44,882 | $2,766,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 16,965 | $2,764,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 40,676 | $2,763,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 141,302 | $2,757,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 25,000 | $2,749,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,074,000 | $2,745,000 | thousands by filing date | principal |
| TESARO INC | 881569107 | COM | 62,248 | $2,741,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 188,979 | $2,740,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 194,546 | $2,739,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 133,493 | $2,729,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 56,206 | $2,717,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 68,719 | $2,713,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 90,129 | $2,709,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 39,400 | $2,698,000 | thousands by filing date | call |
| MGC | 921910873 | COM | 38,404 | $2,692,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 114,136 | $2,684,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 35,000 | $2,679,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 142,642 | $2,668,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 70,110 | $2,664,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 43,361 | $2,663,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 79,706 | $2,658,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 29,868 | $2,658,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 51,498 | $2,653,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 62,503 | $2,650,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 132,760 | $2,646,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 35,475 | $2,645,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 63,078 | $2,644,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 115,077 | $2,642,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 55,141 | $2,635,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 179,242 | $2,631,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 411,545 | $2,626,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 41,065 | $2,623,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065813 | this filing | 2016-05-16 | acceptance time not in the bulk data set |