13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,948 holding rows worth $83,066,470,000.
- Accession
- 0001140361-16-065813
- Filer
- CIK 824468
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 16,775 entries on the cover page, a total value of $83,066,470,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,066,470,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APACHE CORP | 037411105 | COM | 250,000 | $12,203,000 | thousands by filing date | put |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 186,023 | $12,185,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 264,000 | $12,091,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 103,431 | $12,090,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 493,400 | $12,083,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 96,621 | $12,050,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 87,825 | $12,007,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 170,182 | $11,976,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,965,630 | $11,971,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 522,081 | $11,967,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 464,155 | $11,947,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 301,359 | $11,919,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 268,915 | $11,912,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 395,601 | $11,912,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,055,619 | $11,876,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 112,164 | $11,873,000 | thousands by filing date | |
| NATIONAL BANK OF ABU DHABI | M7080ZTU0 | MTNF 1.000% 3/1 | 12,200,000 | $11,849,000 | thousands by filing date | principal |
| BLOCK H & R INC COM | 093671105 | Stock | 447,370 | $11,819,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 179,786 | $11,745,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,184,261 | $11,724,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 312,872 | $11,711,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 12,750,000 | $11,682,000 | thousands by filing date | principal |
| MSCI INC COM | 55354G100 | Stock | 157,113 | $11,639,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 328,987 | $11,543,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 300,399 | $11,535,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 278,415 | $11,532,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 954,196 | $11,518,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 468,423 | $11,472,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 392,679 | $11,470,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 85,602 | $11,446,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,000 | $11,444,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 85,000 | $11,433,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 231,487 | $11,422,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 343,687 | $11,383,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 365,006 | $11,359,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 195,847 | $11,298,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 176,659 | $11,295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 258,171 | $11,284,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 187,626 | $11,282,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 339,216 | $11,278,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 209,859 | $11,270,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 349,274 | $11,264,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 28,495 | $11,255,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 2,003,905 | $11,221,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 498,700 | $11,216,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,473,718 | $11,215,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 123,476 | $11,212,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 511,863 | $11,184,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 306,237 | $11,150,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 257,983 | $11,145,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 433,439 | $11,118,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 198,151 | $11,105,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 197,570 | $11,103,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 72,048 | $11,092,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 333,359 | $11,082,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 150,000 | $11,075,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 11,180,000 | $11,075,000 | thousands by filing date | principal |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 184,825 | $11,059,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 2,358,873 | $11,039,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,886,847 | $11,001,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 160,345 | $10,980,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 47,500 | $10,915,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 573,748 | $10,861,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 187,334 | $10,831,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 167,945 | $10,817,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 417,383 | $10,801,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 203,800 | $10,783,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 249,711 | $10,749,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 101,435 | $10,745,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 304,124 | $10,743,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 347,397 | $10,742,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 122,400 | $10,739,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 371,857 | $10,729,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 81,301 | $10,720,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 508,063 | $10,705,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 92,274 | $10,694,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 374,776 | $10,681,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 580,804 | $10,640,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 232,933 | $10,634,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 244,940 | $10,633,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 106,473 | $10,623,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 210,169 | $10,572,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 162,927 | $10,556,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,100,000 | $10,538,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 79,432 | $10,533,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 151,163 | $10,523,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 375,000 | $10,519,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 146,617 | $10,436,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 198,675 | $10,432,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 10,392,000 | $10,419,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,076,000 | $10,406,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 130,500 | $10,381,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 290,600 | $10,381,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,203,655 | $10,351,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 379,846 | $10,343,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 805,317 | $10,339,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 295,269 | $10,316,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 307,936 | $10,273,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 54,553 | $10,265,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 302,428 | $10,256,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 158,922 | $10,243,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 10,154,000 | $10,236,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343X100 | COM | 306,548 | $10,232,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 150,801 | $10,218,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 137,520 | $10,215,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 95,212 | $10,196,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 140,000 | $10,161,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 247,719 | $10,134,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,040,297 | $10,133,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 310,860 | $10,112,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 168,801 | $10,085,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 112,692 | $10,082,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 150,916 | $10,055,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 230,000 | $10,053,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 387,209 | $10,028,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 275,299 | $10,018,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 100,000 | $10,010,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 262,406 | $10,008,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 318,582 | $10,004,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 427,911 | $9,991,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 70,000 | $9,974,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 144,212 | $9,963,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 615,118 | $9,946,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,395,180 | $9,906,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 241,674 | $9,884,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 135,720 | $9,866,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 655,132 | $9,853,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 211,115 | $9,834,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 180,081 | $9,811,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 386,793 | $9,743,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 944,275 | $9,736,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 300,539 | $9,731,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 336,175 | $9,723,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 10,043,000 | $9,647,000 | thousands by filing date | principal |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 211,265 | $9,645,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 287,266 | $9,620,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 603,747 | $9,600,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 205,900 | $9,597,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 780,681 | $9,594,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 864,477 | $9,561,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 510,626 | $9,543,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 73,781 | $9,479,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 83,376 | $9,448,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 79,542 | $9,424,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 152,200 | $9,420,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 289,831 | $9,385,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 294,752 | $9,379,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 591,147 | $9,368,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 192,490 | $9,352,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 409,946 | $9,321,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 192,352 | $9,320,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 250,000 | $9,287,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 289,706 | $9,286,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 715,107 | $9,282,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 213,140 | $9,265,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 244,583 | $9,262,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 81,000 | $9,242,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 181,000 | $9,206,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 100,200 | $9,204,000 | thousands by filing date | call |
| HEALTHCARE | 42225P501 | CL A NEW | 312,408 | $9,191,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 100,000 | $9,186,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 60,587 | $9,180,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 368,129 | $9,159,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 296,528 | $9,159,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 337,500 | $9,140,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 449,153 | $9,122,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 233,307 | $9,087,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 102,041 | $9,086,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 248,989 | $9,079,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 125,000 | $9,069,000 | thousands by filing date | put |
| TORCHMARK CORP | 891027104 | COM | 166,981 | $9,044,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 84,215 | $8,991,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 900,757 | $8,953,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 106,226 | $8,901,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 70,000 | $8,886,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 415,557 | $8,847,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 452,810 | $8,839,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 183,493 | $8,830,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 9,252,000 | $8,830,000 | thousands by filing date | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 254,433 | $8,822,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 309,700 | $8,818,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 198,502 | $8,815,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 80,137 | $8,812,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 443,711 | $8,790,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 123,907 | $8,789,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 193,512 | $8,778,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 453,995 | $8,776,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 524,444 | $8,743,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 449,411 | $8,728,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 332,243 | $8,717,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 952,700 | $8,708,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 169,090 | $8,672,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 185,655 | $8,638,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 220,559 | $8,625,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 87,528 | $8,620,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,831,964 | $8,609,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 73,100 | $8,599,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 364,656 | $8,598,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 163,226 | $8,593,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 400,000 | $8,576,000 | thousands by filing date | call |
| PRIVATEBANCORP INC | 742962103 | COM | 221,214 | $8,539,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 335,580 | $8,493,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 171,367 | $8,489,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 206,800 | $8,481,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 694,914 | $8,464,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 61,751 | $8,456,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,900,000 | $8,455,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 8,660,000 | $8,455,000 | thousands by filing date | principal |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 223,823 | $8,432,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 8,365,000 | $8,359,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,395,122 | $8,334,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 150,000 | $8,321,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,043,456 | $8,285,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 163,867 | $8,260,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 102,399 | $8,246,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 119,737 | $8,235,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 255,433 | $8,230,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 97,278 | $8,227,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA FDIC TL | E1R845AX9 | DEBT 9.000%12/3 | 8,000,000 | $8,220,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 152,663 | $8,209,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 143,900 | $8,197,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 271,189 | $8,184,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 90,690 | $8,182,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 356,749 | $8,161,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4,698 | $8,140,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 50,000 | $8,136,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 150,000 | $8,129,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 346,637 | $8,121,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 334,650 | $8,099,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 7,780,000 | $8,091,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000,000 | $8,090,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 250,000 | $8,088,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 9,645,000 | $8,084,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 206,557 | $8,081,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 576,052 | $8,066,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 8,010,000 | $8,060,000 | thousands by filing date | principal |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 313,946 | $8,056,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 198,568 | $8,049,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 394,368 | $8,045,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 168,645 | $8,029,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 518,313 | $8,018,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 502,312 | $8,018,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 85,931 | $8,008,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 273,258 | $7,985,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,327,289 | $7,977,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 160,471 | $7,961,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 252,103 | $7,951,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 7,299,000 | $7,920,000 | thousands by filing date | principal |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 262,882 | $7,897,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 50,000 | $7,879,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 223,556 | $7,865,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 304,226 | $7,861,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 73,322 | $7,840,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 588,700 | $7,824,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 122,243 | $7,787,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 736,158 | $7,753,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 233,207 | $7,707,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 317,182 | $7,707,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 638,828 | $7,704,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 184,580 | $7,680,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 441,412 | $7,680,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 737,646 | $7,664,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 6,145,000 | $7,635,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,849,400 | $7,620,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 164,585 | $7,619,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 8,500,000 | $7,613,000 | thousands by filing date | principal |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 208,996 | $7,610,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 196,002 | $7,605,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 162,460 | $7,584,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 162,000 | $7,574,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 135,862 | $7,573,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 162,828 | $7,551,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 263,595 | $7,548,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 321,026 | $7,532,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 417,970 | $7,519,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 100,000 | $7,500,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 91,249 | $7,485,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 148,204 | $7,485,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 440,640 | $7,482,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 664,630 | $7,477,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 110,271 | $7,471,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 110,282 | $7,444,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 204,000 | $7,407,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 620,591 | $7,385,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 183,060 | $7,374,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 528,482 | $7,346,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 364,834 | $7,340,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 472,939 | $7,322,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 73,000 | $7,312,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 158,960 | $7,304,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,600,000 | $7,286,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 7,285,000 | $7,271,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 900,395 | $7,267,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 394,819 | $7,257,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 813,700 | $7,250,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 329,523 | $7,247,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 8,115,000 | $7,247,000 | thousands by filing date | principal |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 121,964 | $7,234,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 485,568 | $7,226,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 269,129 | $7,223,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 513,596 | $7,206,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,111,415 | $7,202,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 439,115 | $7,201,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 63,703 | $7,162,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 60,943 | $7,135,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 115,920 | $7,129,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 169,263 | $7,092,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 715,770 | $7,071,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 567,213 | $7,068,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 729,287 | $7,059,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 198,029 | $7,059,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 113,080 | $7,022,000 | thousands by filing date | |
| VTI | 922908769 | COM | 66,866 | $7,009,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 589,691 | $6,999,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 930,197 | $6,995,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 137,400 | $6,988,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,896,232 | $6,935,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 6,900,000 | $6,918,000 | thousands by filing date | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 234,121 | $6,909,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 127,300 | $6,899,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 7,502,000 | $6,883,000 | thousands by filing date | principal |
| FIRST SOLAR INC COM | 336433107 | Stock | 100,000 | $6,847,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 341,497 | $6,831,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 6,800,000 | $6,821,000 | thousands by filing date | principal |
| EATON VANCE CORP | 278265103 | COM NON VTG | 202,916 | $6,801,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 385,638 | $6,795,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 141,461 | $6,786,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 155,000 | $6,775,000 | thousands by filing date | call |
| CARLISLE COS INC COM | 142339100 | Stock | 68,027 | $6,769,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 43,094 | $6,766,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 939,703 | $6,757,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 673,404 | $6,754,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 6,642,000 | $6,737,000 | thousands by filing date | principal |
| FRESH MKT INC | 35804H106 | COM | 235,666 | $6,724,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 576,206 | $6,713,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 255,304 | $6,700,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 130,091 | $6,698,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 69,599 | $6,698,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 477,027 | $6,683,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 6,169,000 | $6,682,000 | thousands by filing date | principal |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 571,309 | $6,650,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 101,306 | $6,636,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 182,064 | $6,633,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100,000 | $6,630,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 190,781 | $6,627,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 99,399 | $6,612,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 333,899 | $6,601,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 190,037 | $6,594,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 157,400 | $6,582,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 75,000 | $6,581,000 | thousands by filing date | put |
| iShares S&P 500 Value ETF | 464287408 | SHS | 73,160 | $6,579,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 274,817 | $6,574,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 261,105 | $6,569,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 157,817 | $6,564,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 647,556 | $6,554,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 173,714 | $6,544,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 181,032 | $6,538,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 138,472 | $6,534,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 170,682 | $6,529,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 80,458 | $6,528,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 600,331 | $6,526,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 488,157 | $6,517,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 61,832 | $6,516,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 256,869 | $6,501,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 90,200 | $6,495,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 234,326 | $6,492,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 89,217 | $6,492,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 148,979 | $6,488,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 541,288 | $6,480,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 7,269,000 | $6,474,000 | thousands by filing date | principal |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,693,415 | $6,451,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 120,563 | $6,444,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,500,000 | $6,431,000 | thousands by filing date | principal |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 478,134 | $6,416,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 67,654 | $6,415,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 105,382 | $6,407,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 275,807 | $6,393,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,235,918 | $6,372,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 55,726 | $6,357,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 201,771 | $6,352,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 226,853 | $6,351,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 203,506 | $6,315,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 84,131 | $6,281,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 264,587 | $6,219,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 586,894 | $6,209,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 275,002 | $6,204,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 31,941 | $6,181,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,184,022 | $6,180,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 299,193 | $6,170,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 45,559 | $6,159,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 330,968 | $6,150,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 503,461 | $6,147,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 139,450 | $6,136,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 94,668 | $6,128,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 696,632 | $6,116,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 100,000 | $6,108,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 382,346 | $6,098,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 472,294 | $6,097,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,181,567 | $6,097,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 229,200 | $6,092,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 200,000 | $6,070,000 | thousands by filing date | put |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 194,682 | $6,041,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 124,698 | $6,027,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 5,050,000 | $6,017,000 | thousands by filing date | principal |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 6,435,000 | $6,005,000 | thousands by filing date | principal |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 154,501 | $6,001,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 193,893 | $5,996,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 29,258 | $5,993,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 735,061 | $5,983,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 235,000 | $5,981,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 110,000 | $5,946,000 | thousands by filing date | call |
| CHINA CORD BLOOD CORP | G21107100 | COM | 979,522 | $5,946,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 78,229 | $5,942,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 168,906 | $5,933,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 89,924 | $5,922,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 448,933 | $5,908,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 5,957,000 | $5,886,000 | thousands by filing date | principal |
| SWEDBANK AB | W9423X4R0 | MTNF 5.500%12/3 | 6,000,000 | $5,880,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 208,500 | $5,869,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 169,081 | $5,864,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 70,000 | $5,851,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 100,000 | $5,831,000 | thousands by filing date | put |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 247,330 | $5,829,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 100,000 | $5,823,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 280,492 | $5,815,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 141,652 | $5,801,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 92,571 | $5,798,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 283,912 | $5,789,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 340,000 | $5,760,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 232,567 | $5,760,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 16,105 | $5,754,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 173,646 | $5,742,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 87,862 | $5,741,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 59,717 | $5,738,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 449,079 | $5,736,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 93,115 | $5,735,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 68,987 | $5,718,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 305,930 | $5,718,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 100,000 | $5,712,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,800,893 | $5,691,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 380,198 | $5,669,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 373,546 | $5,668,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 106,617 | $5,652,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 75,175 | $5,608,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 2,973,746 | $5,591,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 191,813 | $5,576,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 75,800 | $5,562,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 50,232 | $5,559,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 198,608 | $5,555,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 63,942 | $5,546,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 130,452 | $5,542,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 116,840 | $5,530,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 533,231 | $5,529,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 495,000 | $5,514,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 87,870 | $5,512,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 100,000 | $5,508,000 | thousands by filing date | put |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 206,943 | $5,494,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 169,592 | $5,485,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 188,782 | $5,482,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 147,866 | $5,467,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 99,130 | $5,456,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 9,981,000 | $5,440,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 385,300 | $5,437,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 133,741 | $5,430,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,200,000 | $5,429,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 218,134 | $5,425,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 132,461 | $5,424,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 53,729 | $5,400,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 186,651 | $5,397,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 392,090 | $5,391,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 85,149 | $5,390,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 432,267 | $5,386,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 331,400 | $5,379,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 57,000 | $5,376,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 325,000 | $5,372,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 190,051 | $5,367,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 130,636 | $5,357,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 296,976 | $5,355,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 148,052 | $5,352,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 159,975 | $5,347,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 7,840,000 | $5,341,000 | thousands by filing date | principal |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 56,849 | $5,332,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,806,189 | $5,329,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 62,004 | $5,321,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 459,300 | $5,318,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 299,096 | $5,318,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 223,711 | $5,313,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 691,321 | $5,303,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 174,036 | $5,285,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 663,195 | $5,285,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 5,180,000 | $5,278,000 | thousands by filing date | principal |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 138,112 | $5,261,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 159,370 | $5,253,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 163,331 | $5,246,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 211,136 | $5,212,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 5,060,000 | $5,212,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 5,395,000 | $5,210,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431101 | SHS USD | 503,158 | $5,209,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 714,334 | $5,200,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 155,806 | $5,200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065813 | this filing | 2016-05-16 | acceptance time not in the bulk data set |