13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,948 holding rows worth $83,066,470,000.
- Accession
- 0001140361-16-065813
- Filer
- CIK 824468
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 16,775 entries on the cover page, a total value of $83,066,470,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,066,470,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Flushing Financial Corp | 343873105 | Common Stock | 32,242 | $697,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 25,115 | $697,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 60,705 | $695,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 40,144 | $694,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 30,767 | $690,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 52,559 | $688,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 32,265 | $687,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 182,766 | $686,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 39,283 | $685,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 52,297 | $682,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 40,141 | $681,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 20,484 | $680,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 23,102 | $679,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 30,845 | $677,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 24,248 | $676,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 52,685 | $676,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 48,273 | $675,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 89,048 | $674,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,406 | $674,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 38,529 | $674,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 723,799 | $674,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 88,843 | $673,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 31,446 | $673,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 36,403 | $671,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 43,810 | $670,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 64,358 | $670,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 680,000 | $670,000 | thousands by filing date | principal |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 18,133 | $668,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 226,029 | $667,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 114,256 | $666,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 12,877 | $665,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 34,112 | $662,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 18,452 | $662,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 25,690 | $661,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 29,918 | $661,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 22,203 | $660,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 200,000 | $660,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 27,207 | $659,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 13,437 | $659,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 63,500 | $657,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 11,500 | $655,000 | thousands by filing date | put |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 710,000 | $655,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 39,896 | $654,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 110,852 | $654,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 25,096 | $654,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 23,195 | $653,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 110,001 | $653,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 70,696 | $653,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 72,252 | $652,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 43,073 | $651,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 17,019 | $650,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 15,329 | $650,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 39,469 | $650,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 15,000 | $650,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 18,741 | $648,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,600 | $647,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 13,269 | $647,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 38,644 | $645,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 34,098 | $644,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 7,567 | $643,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 34,214 | $642,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 454,044 | $641,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 34,138 | $640,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 50,000 | $640,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 7,101 | $639,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 18,758 | $639,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 21,000 | $638,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 26,706 | $638,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 681,000 | $638,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 73,206 | $637,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 47,960 | $636,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 62,665 | $636,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 56,583 | $636,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 31,241 | $635,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 7,567 | $635,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 22,457 | $634,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 43,682 | $632,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 34,982 | $632,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 54,619 | $631,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 42,296 | $631,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 77,170 | $631,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 106,780 | $630,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 256,180 | $630,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 39,842 | $630,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 40,483 | $630,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 56,089 | $628,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 52,832 | $626,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 707,000 | $626,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 500,000 | $626,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 48,601 | $624,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 8,517 | $624,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 102,061 | $623,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 61,704 | $623,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 806,000 | $623,000 | thousands by filing date | principal |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 7,059 | $622,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 20,000 | $621,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 34,511 | $619,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 35,280 | $618,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 25,000 | $615,000 | thousands by filing date | put |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 30,000 | $614,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 31,403 | $613,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 24,190 | $613,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 44,831 | $612,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 28,134 | $611,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 50,640 | $611,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 16,264 | $610,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 12,302 | $610,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 32,879 | $610,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 24,314 | $610,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 35,701 | $608,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 65,970 | $607,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 95,395 | $607,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 25,610 | $605,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 18,985 | $605,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 38,817 | $603,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 618,000 | $603,000 | thousands by filing date | principal |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 304,236 | $601,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 8,189 | $600,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,994 | $599,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 15,228 | $598,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 32,686 | $598,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 36,000 | $597,000 | thousands by filing date | put |
| CODORUS VY BANCORP INC | 192025104 | COM | 29,515 | $597,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 33,954 | $596,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 42,233 | $593,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 27,900 | $592,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 94,790 | $592,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 36,683 | $592,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 50,091 | $591,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 135,620 | $590,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 69,396 | $589,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 38,373 | $589,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 27,745 | $588,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 21,744 | $588,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 14,837 | $587,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 579,000 | $587,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 33,188 | $586,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,471 | $584,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 43,475 | $584,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 14,917 | $581,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 79,731 | $580,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 23,033 | $580,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 52,209 | $579,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,700 | $578,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 6,000 | $578,000 | thousands by filing date | call |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 52,331 | $578,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 32,942 | $577,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,169 | $576,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 36,337 | $576,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 17,986 | $576,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 147,372 | $576,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 13,679 | $575,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 39,048 | $574,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 558,000 | $572,000 | thousands by filing date | principal |
| WESBANCO INC | 950810101 | COM | 19,221 | $571,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 16,620 | $571,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 20,531 | $571,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,476 | $571,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 21,212 | $569,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 43,846 | $568,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 89,545 | $565,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 114,105 | $565,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 30,476 | $565,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 300,000 | $564,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 720,000 | $563,000 | thousands by filing date | principal |
| ACTUA CORPORATION | 005094107 | COM | 62,292 | $563,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 949,000 | $563,000 | thousands by filing date | principal |
| ICU MED INC | 44930G107 | COM | 5,396 | $562,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 7,416 | $562,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 1,130,000 | $562,000 | thousands by filing date | principal |
| KNIGHT TRANSN INC | 499064103 | COM | 21,450 | $561,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,036,033 | $560,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 94,675 | $559,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 141,306 | $558,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 22,962 | $557,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 35,644 | $556,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 89,267 | $555,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 68,520 | $553,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 97,326 | $552,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 42,515 | $552,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 46,888 | $551,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 29,446 | $549,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 31,702 | $549,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 80,127 | $548,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 36,549 | $546,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 30,284 | $546,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 94,475 | $545,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 39,114 | $543,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 92,512 | $542,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 147,884 | $542,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 38,932 | $542,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 9,755 | $542,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 89,339 | $541,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 30,203 | $541,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 24,000 | $539,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 22,620 | $536,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 36,710 | $535,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 39,815 | $532,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 36,164 | $531,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 30,530 | $530,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 12,008 | $530,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 329,790 | $530,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 14,127 | $528,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 11,652 | $526,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 30,848 | $526,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 16,829 | $526,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 73,220 | $523,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 6,492 | $523,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 51,610 | $522,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 62,403 | $522,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 25,023 | $520,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 735,000 | $519,000 | thousands by filing date | principal |
| APOGEE ENTERPRISES INC | 037598109 | COM | 11,808 | $517,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 79,390 | $517,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 15,276 | $516,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 54,536 | $516,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 17,356 | $514,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 400,000 | $514,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 13,717 | $513,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 30,335 | $513,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 11,659 | $511,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 64,075 | $511,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 93,056 | $510,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 50,723 | $510,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 27,747 | $510,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 37,870 | $508,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 69,112 | $507,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 102,927 | $505,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 21,579 | $504,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 25,862 | $503,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 42,571 | $503,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 31,322 | $503,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 11,100 | $503,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 18,800 | $503,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 27,050 | $502,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 37,863 | $502,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 34,443 | $500,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 34,472 | $500,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 497,000 | $499,000 | thousands by filing date | principal |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 12,954 | $497,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 55,747 | $497,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 500,000 | $497,000 | thousands by filing date | principal |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 15,000 | $495,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 62,765 | $494,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 15,232 | $492,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 85,022 | $492,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 25,491 | $492,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 20,000 | $492,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 33,206 | $492,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 6,369 | $491,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 20,446 | $491,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 14,375 | $490,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 8,714 | $490,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 33,601 | $489,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 18,120 | $489,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 52,303 | $488,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 27,204 | $488,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 10,596 | $485,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 22,290 | $485,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 49,045 | $484,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 15,613 | $484,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 24,750 | $481,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 17,452 | $480,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 11,719 | $479,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 48,221 | $479,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 72,140 | $479,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 24,461 | $477,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 17,638 | $476,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 36,171 | $476,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 38,003 | $475,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 11,107 | $474,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 112,492 | $474,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 124,811 | $473,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 50,000 | $472,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 191,122 | $472,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 100,327 | $471,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 38,157 | $469,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 21,228 | $469,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 42,666 | $469,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 23,962 | $469,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 22,614 | $468,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 5,800 | $466,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 36,107 | $465,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 46,109 | $465,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 19,401 | $464,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 142,244 | $461,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 58,364 | $460,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 34,123 | $460,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 471,000 | $460,000 | thousands by filing date | principal |
| DORMAN PRODS INC | 258278100 | COM | 8,435 | $459,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 21,744 | $459,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 19,390 | $459,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 194,419 | $459,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 5,506 | $458,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 30,324 | $458,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,692 | $458,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 36,526 | $457,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 76,899 | $456,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 27,389 | $456,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 23,231 | $455,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 31,946 | $454,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,239 | $453,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 410,000 | $453,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 18,646 | $451,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 104,082 | $451,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,846 | $450,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 49,036 | $450,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,569 | $449,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 12,590 | $449,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 140,960 | $448,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 75,057 | $446,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 18,778 | $445,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 44,169 | $445,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 14,320 | $445,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 42,683 | $445,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 12,451 | $443,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 21,358 | $443,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 12,435 | $442,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 42,089 | $442,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,653 | $441,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 24,247 | $440,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 10,904 | $439,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,350 | $438,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 25,237 | $438,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 50,300 | $437,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 23,971 | $436,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 15,562 | $436,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 13,518 | $436,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 470,000 | $434,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 47,954 | $432,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,912 | $431,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 31,736 | $431,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 445,000 | $431,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 10,069 | $429,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 48,687 | $429,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 84,497 | $428,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 61,092 | $428,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 7,088 | $427,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 31,426 | $427,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 38,663 | $426,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 29,498 | $423,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 149,687 | $422,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 36,198 | $421,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 59,658 | $421,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 24,990 | $420,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 37,584 | $418,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 79,425 | $418,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 45,870 | $417,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 22,753 | $417,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 14,262 | $416,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 13,656 | $415,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 6,293 | $415,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 90,949 | $414,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 27,226 | $414,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 36,318 | $409,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 8,000 | $409,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 23,323 | $408,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 20,054 | $407,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 139,332 | $407,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 444,000 | $407,000 | thousands by filing date | principal |
| SMART & FINAL STORES INC | 83190B101 | COM | 25,076 | $406,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 18,524 | $405,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 400,000 | $405,000 | thousands by filing date | principal |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 220,548 | $404,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 63,133 | $404,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 92,471 | $404,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 33,817 | $403,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 30,979 | $402,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 10,308 | $401,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 43,725 | $398,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 20,563 | $397,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 16,291 | $396,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 28,009 | $395,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 60,494 | $395,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 29,879 | $395,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 8,000 | $394,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 23,631 | $393,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 40,055 | $393,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 26,035 | $391,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 435,000 | $386,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222104 | COM | 24,036 | $384,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 40,674 | $384,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,000 | $383,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 25,083 | $383,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 38,614 | $383,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 35,071 | $383,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 15,154 | $382,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 19,580 | $382,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,624 | $382,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 68,331 | $382,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 24,167 | $381,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,193 | $381,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 117,252 | $381,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 24,676 | $380,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 20,707 | $378,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 26,256 | $378,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 33,184 | $378,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 17,324 | $377,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 52,247 | $376,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 11,054 | $375,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 31,158 | $374,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 58,420 | $374,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 54,993 | $374,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 771,753 | $374,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 50,502 | $374,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 400,000 | $374,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 80,256 | $373,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 36,633 | $372,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 21,468 | $370,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 125,359 | $370,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 11,367 | $369,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 30,469 | $369,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 356,962 | $368,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,034 | $367,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 17,597 | $364,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 27,324 | $362,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 123,579 | $362,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 33,265 | $361,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,600 | $360,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 12,845 | $358,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 63,874 | $357,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 22,926 | $357,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 25,611 | $357,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,614 | $354,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,439 | $353,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,860 | $353,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 30,274 | $353,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 8,090 | $352,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 11,818 | $352,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 187,703 | $352,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 22,735 | $351,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 24,023 | $351,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 12,903 | $351,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 18,842 | $351,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 410,000 | $350,000 | thousands by filing date | principal |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,152 | $349,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 26,128 | $348,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,982 | $348,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 42,046 | $348,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 9,837 | $344,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 8,374 | $343,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 7,568 | $342,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 625,000 | $341,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 39,892 | $340,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 21,684 | $340,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 26,009 | $340,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 7,415 | $338,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 10,468 | $338,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 47,792 | $337,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 21,301 | $336,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 21,068 | $336,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 9,600 | $336,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 8,717 | $336,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 10,331 | $336,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 70,339 | $333,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 42,002 | $331,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 14,814 | $330,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,355 | $329,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 90,189 | $328,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 17,850 | $327,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 22,082 | $327,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 75,366 | $326,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 104,014 | $326,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 108 | $324,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 29,997 | $324,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,000 | $323,000 | thousands by filing date | put |
| GLOBANT S A | L44385109 | COM | 10,463 | $323,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 49,500 | $323,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 44,382 | $322,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 34,279 | $322,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 29,606 | $322,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 23,405 | $321,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 23,336 | $319,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 16,856 | $319,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 6,870 | $318,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 18,991 | $318,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 63,352 | $318,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,300 | $317,000 | thousands by filing date | call |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 422,000 | $317,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 24,850 | $316,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 78,865 | $315,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 35,679 | $315,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 23,143 | $314,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 35,211 | $313,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 217,299 | $313,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 21,596 | $313,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 14,596 | $312,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 19,039 | $312,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 50,463 | $311,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 27,000 | $311,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 625,000 | $311,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,846 | $310,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 38,920 | $309,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 31,347 | $308,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 18,517 | $308,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 46,190 | $307,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 129,045 | $307,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 21,963 | $305,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 11,961 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 14,674 | $304,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065813 | this filing | 2016-05-16 | acceptance time not in the bulk data set |