13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,948 holding rows worth $83,066,470,000.
- Accession
- 0001140361-16-065813
- Filer
- CIK 824468
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 16,775 entries on the cover page, a total value of $83,066,470,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,066,470,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CNOVA ORD | N20947102 | COM | 101,410 | $304,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 56,361 | $303,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 26,678 | $302,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 311,000 | $302,000 | thousands by filing date | principal |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 10,445 | $301,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 20,230 | $301,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 20,051 | $299,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,204 | $299,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 203,458 | $299,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 84,826 | $299,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 18,729 | $297,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 45,958 | $297,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 26,325 | $296,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 32,697 | $295,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 19,047 | $295,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,841 | $294,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,368 | $294,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 8,891 | $294,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,863 | $293,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 23,767 | $293,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 9,020 | $293,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 36,847 | $293,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 12,466 | $291,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 18,371 | $291,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 31,199 | $291,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 11,675 | $290,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 12,013 | $289,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,572 | $289,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 4,799 | $289,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 14,709 | $289,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 17,665 | $288,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 35,518 | $287,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 21,055 | $287,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 5,203 | $287,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 107,741 | $285,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 22,854 | $284,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 14,396 | $283,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,681 | $283,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 28,098 | $283,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 89,571 | $282,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 10,372 | $282,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 15,430 | $281,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 11,646 | $280,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 22,111 | $280,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 5,323 | $280,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,518 | $280,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,000 | $280,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 45,239 | $279,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 17,472 | $279,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 8,339 | $278,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,541 | $276,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 12,653 | $275,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 11,040 | $273,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,534 | $272,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 25,664 | $272,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 9,829 | $272,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 87,469 | $271,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 22,897 | $271,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 58,482 | $271,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 11,172 | $270,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 21,281 | $269,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 15,702 | $269,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 21,299 | $269,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,875 | $268,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $268,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 14,337 | $267,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 17,082 | $267,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 16,166 | $267,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 28,906 | $267,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 108,129 | $266,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 15,192 | $265,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 124,350 | $265,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 8,324 | $265,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 39,527 | $265,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 35,203 | $265,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 7,943 | $262,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,988 | $260,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 48,378 | $260,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 17,449 | $260,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 177,894 | $260,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 17,558 | $260,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 17,269 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,856 | $256,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 16,330 | $255,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 13,388 | $255,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 8,373 | $255,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 18,775 | $255,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,475 | $254,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 9,596 | $254,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 11,772 | $252,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,257 | $251,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 34,165 | $250,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 49,125 | $248,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 12,834 | $248,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 13,102 | $247,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 31,626 | $246,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,939 | $246,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 48,124 | $246,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 173,603 | $246,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,432 | $244,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,337 | $244,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,062 | $244,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 23,426 | $243,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 84,919 | $242,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,013 | $242,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,821 | $242,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 9,856 | $242,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,218 | $241,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 96,655 | $241,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 22,234 | $241,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,690 | $241,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 29,504 | $241,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 61,220 | $241,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 32,247 | $240,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 29,816 | $240,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 33,569 | $239,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,892 | $239,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 29,531 | $238,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 16,518 | $237,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 7,612 | $237,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 94,950 | $237,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 13,794 | $236,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 23,188 | $236,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 16,811 | $235,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 12,994 | $233,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,600 | $232,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 11,629 | $232,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 40,987 | $232,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 27,139 | $232,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 11,464 | $231,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,800 | $230,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 245,000 | $230,000 | thousands by filing date | principal |
| LIQUIDITY SVCS INC | 53635B107 | COM | 44,059 | $229,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 16,470 | $228,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 35,503 | $228,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,106 | $228,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 14,194 | $228,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 97,160 | $227,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 79,840 | $227,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 14,785 | $226,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 14,865 | $226,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 7,074 | $225,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 59,447 | $225,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 7,901 | $223,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,788 | $223,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 11,941 | $222,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 8,708 | $221,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 6,088 | $221,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 22,830 | $219,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 29,736 | $218,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 586 | $218,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 11,837 | $218,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 33,054 | $217,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 84,500 | $217,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,189 | $216,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 6,029 | $215,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 5,585 | $215,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 42,187 | $215,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 14,603 | $214,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 39,437 | $212,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,942 | $212,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,618 | $212,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 16,049 | $211,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 85,170 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $210,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 11,620 | $210,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 9,605 | $209,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 45,291 | $208,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 56,934 | $208,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 95,527 | $208,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 27,041 | $207,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 25,482 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,839 | $205,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,854 | $205,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 16,058 | $205,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 17,012 | $204,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 10,812 | $203,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 80,127 | $202,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 46,290 | $202,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 9,549 | $201,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 7,351 | $201,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 40,221 | $201,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 26,813 | $200,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 28,260 | $199,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 24,729 | $199,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 17,926 | $199,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 15,160 | $199,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,226 | $198,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 25,596 | $198,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 20,998 | $197,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 47,430 | $197,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 38,719 | $197,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 49,819 | $197,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 28,764 | $197,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 20,768 | $196,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $196,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 11,672 | $195,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 11,609 | $195,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 25,633 | $193,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 10,630 | $193,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 13,847 | $193,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 15,491 | $192,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,097 | $190,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 21,378 | $189,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 11,839 | $189,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 15,000 | $187,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 60,786 | $187,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 31,324 | $186,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 10,016 | $186,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 23,412 | $185,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 31,937 | $183,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 21,686 | $183,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 19,351 | $182,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 32,925 | $181,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 58,299 | $181,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 12,300 | $180,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 15,192 | $178,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 24,716 | $178,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 26,727 | $178,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 80,324 | $177,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 23,822 | $176,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 82,637 | $176,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 12,520 | $175,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 84,787 | $173,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 63,872 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $170,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 19,766 | $170,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 75,041 | $169,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 36,496 | $168,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 23,962 | $168,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 17,585 | $167,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 50,447 | $165,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 10,597 | $164,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 24,756 | $164,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 12,861 | $163,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 29,228 | $162,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 21,656 | $162,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 73,206 | $161,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 11,572 | $159,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,388 | $159,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 20,187 | $158,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 12,302 | $158,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 17,583 | $157,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 24,311 | $157,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,206 | $156,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 73,790 | $156,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 61,799 | $155,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 10,476 | $153,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 11,833 | $152,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,556 | $152,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 54,658 | $151,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 19,928 | $151,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 19,013 | $150,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 47,772 | $149,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 50,198 | $149,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 27,060 | $149,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 16,992 | $149,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 14,785 | $147,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 32,652 | $147,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 14,733 | $147,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,103 | $146,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 17,359 | $146,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,701 | $145,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 14,538 | $143,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 43,485 | $143,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 11,317 | $143,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 15,423 | $142,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 11,848 | $142,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 255,467 | $141,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 33,121 | $141,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 13,200 | $140,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 17,609 | $140,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 13,642 | $139,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 21,533 | $139,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 16,781 | $137,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 60,256 | $136,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 10,014 | $133,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 23,283 | $133,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 150,000 | $133,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 12,316 | $132,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,401 | $130,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 23,911 | $130,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 160,000 | $128,000 | thousands by filing date | principal |
| EXAR CORP | 300645108 | COMMON STOCK | 22,078 | $127,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 21,540 | $127,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 15,522 | $127,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 46,802 | $126,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 15,952 | $125,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 228,800 | $124,000 | thousands by filing date | put |
| MATTERSIGHT CORP | 577097108 | COM | 30,926 | $124,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 23,022 | $122,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 15,286 | $122,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 15,182 | $122,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 59,836 | $121,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 76,039 | $121,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 24,502 | $121,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 20,999 | $120,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 37,489 | $120,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 23,048 | $119,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 15,812 | $119,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 18,915 | $118,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 12,856 | $118,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 18,799 | $117,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 23,440 | $117,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 218,698 | $117,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 50,986 | $116,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 98,128 | $115,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,488 | $115,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 73,100 | $115,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 14,797 | $115,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 25,030 | $114,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 15,512 | $111,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 14,737 | $111,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 113,871 | $111,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 23,968 | $111,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,200 | $110,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 12,723 | $108,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 11,548 | $106,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 35,606 | $105,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 14,201 | $104,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 30,918 | $104,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 13,934 | $103,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 83,586 | $103,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 21,676 | $102,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 23,839 | $101,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 25,527 | $100,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 14,830 | $99,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 30,954 | $98,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 15,312 | $98,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 40,801 | $98,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 34,613 | $97,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 62,250 | $97,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 18,005 | $96,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 10,100 | $94,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 20,747 | $92,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 13,464 | $92,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 41,991 | $89,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 34,089 | $89,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 18,307 | $88,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 61,596 | $88,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,364 | $88,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,902 | $88,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 10,761 | $88,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 39,543 | $87,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 61,794 | $87,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 10,901 | $86,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 12,243 | $86,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 26,099 | $84,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 10,601 | $83,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 18,226 | $83,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 11,023 | $83,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 81,152 | $82,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 14,734 | $82,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 14,057 | $81,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 10,051 | $81,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 34,203 | $80,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 16,499 | $80,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 10,898 | $78,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 24,482 | $77,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 10,503 | $77,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 36,523 | $76,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 24,003 | $76,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 10,239 | $76,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,394 | $72,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 20,706 | $71,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 22,173 | $71,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 10,076 | $68,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 42,277 | $68,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 18,553 | $68,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 13,717 | $68,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 88,430 | $67,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 29,681 | $65,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 21,038 | $65,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 26,974 | $65,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 30,760 | $64,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 55,887 | $62,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 22,309 | $57,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,417 | $55,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,018 | $55,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 37,358 | $55,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 148,915 | $54,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 10,501 | $54,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 28,499 | $53,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 27,062 | $53,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,457 | $52,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,174 | $52,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 44,793 | $50,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 20,082 | $49,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 10,867 | $49,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,118 | $47,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 11,886 | $47,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 13,716 | $46,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 12,041 | $45,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 25,702 | $45,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 12,647 | $45,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,798 | $44,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781268AB3 | Bond | 40,000 | $44,000 | thousands by filing date | principal |
| SEARS CDA INC | 81234D109 | COM | 15,204 | $43,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 86,873 | $43,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 14,094 | $43,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 19,542 | $43,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 11,979 | $41,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 42,927 | $41,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 14,890 | $40,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 25,157 | $40,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 12,845 | $40,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 29,623 | $39,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 19,000 | $39,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 13,847 | $38,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 48,336 | $38,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 25,881 | $38,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 53,241 | $37,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,080 | $35,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 68,182 | $35,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 16,279 | $35,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 14,819 | $34,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 20,055 | $33,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 12,802 | $33,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 87,958 | $32,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 12,438 | $31,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 24,525 | $31,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 25,706 | $30,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 100,818 | $27,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 41,213 | $25,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 34,335 | $23,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 11,423 | $22,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 54,716 | $19,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 21,840 | $19,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 33,392 | $19,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 20,205 | $19,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 11,641 | $18,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 13,513 | $18,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 20,500 | $15,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 13,775 | $14,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 19,702 | $14,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 12,940 | $13,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 11,600 | $13,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 5,000,000 | $13,000 | thousands by filing date | principal |
| COMSTOCK RESOURCES INC | 205768203 | COM | 13,363 | $11,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 17,416 | $10,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 21,143 | $10,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 20,601 | $9,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 12,838 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 196,358 | $7,000 | thousands by filing date | call |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 10,329 | $6,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 20,804 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065813 | this filing | 2016-05-16 | acceptance time not in the bulk data set |