13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,948 holding rows worth $83,066,470,000.
- Accession
- 0001140361-16-065813
- Filer
- CIK 824468
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 16,775 entries on the cover page, a total value of $83,066,470,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,066,470,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NETGEAR INC | 64111Q104 | COM | 33,313 | $1,344,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 47,488 | $1,344,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 111,820 | $1,341,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 172,139 | $1,338,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 48,714 | $1,337,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 60,334 | $1,337,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 129,009 | $1,336,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 500,245 | $1,336,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 21,189 | $1,335,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 1,626,000 | $1,335,000 | thousands by filing date | principal |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 144,627 | $1,334,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 23,516 | $1,332,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 23,340 | $1,331,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 50,000 | $1,329,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 157,270 | $1,329,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 50,849 | $1,327,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 96,938 | $1,325,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 171,316 | $1,323,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 120,013 | $1,321,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 30,000 | $1,318,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 43,700 | $1,315,000 | thousands by filing date | call |
| OHA INVT CORP | 67091U102 | COM | 387,566 | $1,314,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 82,147 | $1,313,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,250,285 | $1,313,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 187,220 | $1,311,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 85,150 | $1,311,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 80,362 | $1,310,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 101,190 | $1,310,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 43,586 | $1,306,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 41,460 | $1,305,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 39,813 | $1,303,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,450,000 | $1,301,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 19,165 | $1,291,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 107,978 | $1,291,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,490,000 | $1,290,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 44,940 | $1,286,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 136,275 | $1,286,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 32,880 | $1,283,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 75,000 | $1,283,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 33,857 | $1,283,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 140,478 | $1,281,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 49,658 | $1,280,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 19,906 | $1,279,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 69,098 | $1,276,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 42,572 | $1,275,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 56,676 | $1,271,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 199,034 | $1,271,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 223,552 | $1,267,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 63,339 | $1,266,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 21,037 | $1,264,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 24,429 | $1,264,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 14,267 | $1,264,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 19,808 | $1,261,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 7,089 | $1,261,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 27,575 | $1,260,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 53,415 | $1,260,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 14,411 | $1,258,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 341,237 | $1,256,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 34,644 | $1,255,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 20,000 | $1,254,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 20,000 | $1,254,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 54,398 | $1,254,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,800 | $1,252,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 275,282 | $1,244,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 154,104 | $1,242,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 15,000 | $1,237,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 71,142 | $1,235,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 28,374 | $1,233,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27,099 | $1,231,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 42,054 | $1,230,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 63,882 | $1,228,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 535,599 | $1,222,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 43,193 | $1,221,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 23,374 | $1,221,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 40,770 | $1,219,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 19,324 | $1,216,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 47,428 | $1,214,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 78,826 | $1,213,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 34,584 | $1,209,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 42,981 | $1,209,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 91,562 | $1,205,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 29,208 | $1,204,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 44,338 | $1,204,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 2,000,000 | $1,200,000 | thousands by filing date | principal |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 26,615 | $1,199,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 96,961 | $1,197,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 23,252 | $1,196,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 47,663 | $1,196,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 67,534 | $1,195,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 95,561 | $1,195,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 54,271 | $1,193,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 63,609 | $1,191,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 150,400 | $1,191,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 45,441 | $1,191,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 32,447 | $1,190,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 84,607 | $1,186,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 16,588 | $1,184,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 61,441 | $1,181,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 45,970 | $1,175,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 78,215 | $1,173,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 44,976 | $1,172,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 42,000 | $1,168,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 52,495 | $1,168,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 59,036 | $1,168,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 209,144 | $1,167,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 29,643 | $1,167,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 118,036 | $1,167,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 36,401 | $1,167,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 94,524 | $1,167,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 36,063 | $1,166,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 55,544 | $1,163,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 39,152 | $1,158,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 19,300 | $1,156,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 56,831 | $1,156,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 112,197 | $1,155,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 40,168 | $1,153,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 10,200 | $1,150,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 57,961 | $1,149,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 61,976 | $1,148,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 7,300 | $1,146,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 126,352 | $1,142,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 86,614 | $1,141,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 26,272 | $1,140,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 67,550 | $1,140,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 30,158 | $1,138,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,500 | $1,136,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 29,042 | $1,134,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 24,458 | $1,132,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 172,948 | $1,131,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 44,731 | $1,130,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 455,000 | $1,124,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 40,677 | $1,123,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 74,138 | $1,122,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 53,223 | $1,122,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 78,153 | $1,121,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 74,885 | $1,121,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 22,987 | $1,119,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 31,826 | $1,119,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 123,926 | $1,114,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 28,905 | $1,113,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 6,183 | $1,112,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 35,321 | $1,112,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 12,316 | $1,111,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 47,457 | $1,110,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 65,522 | $1,109,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 44,885 | $1,109,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 56,641 | $1,107,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 72,830 | $1,107,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 111,323 | $1,106,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 67,744 | $1,104,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 35,790 | $1,103,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 95,530 | $1,099,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 33,292 | $1,095,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 35,925 | $1,095,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 74,209 | $1,095,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8,953 | $1,092,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,262,000 | $1,091,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 700,000 | $1,090,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 25,000 | $1,088,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 145,412 | $1,088,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 37,706 | $1,087,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 20,812 | $1,084,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 13,711 | $1,083,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 274,736 | $1,080,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 34,349 | $1,079,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 50,503 | $1,077,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 24,257 | $1,076,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 90,000 | $1,076,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 70,590 | $1,075,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,090,000 | $1,075,000 | thousands by filing date | principal |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 75,679 | $1,074,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 38,862 | $1,073,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 33,337 | $1,073,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 52,027 | $1,071,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 74,801 | $1,071,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 83,781 | $1,067,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 34,865 | $1,066,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 39,501 | $1,065,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 49,664 | $1,062,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,541 | $1,060,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 44,972 | $1,060,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 24,952 | $1,060,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 46,435 | $1,059,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 68,361 | $1,057,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 35,269 | $1,056,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 155,780 | $1,055,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 82,241 | $1,054,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 31,235 | $1,054,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 39,737 | $1,053,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 22,500 | $1,049,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 26,186 | $1,047,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 55,020 | $1,045,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 95,854 | $1,044,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 94,130 | $1,043,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 30,407 | $1,041,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 94,651 | $1,040,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 27,608 | $1,039,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 59,278 | $1,039,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 45,316 | $1,038,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 26,824 | $1,038,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 156,480 | $1,034,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 28,338 | $1,033,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 19,818 | $1,027,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 69,000 | $1,027,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 67,472 | $1,026,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 22,735 | $1,025,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 29,848 | $1,024,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 33,200 | $1,022,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 111,105 | $1,019,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 24,446 | $1,018,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 81,411 | $1,018,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 40,914 | $1,017,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 37,500 | $1,016,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 39,416 | $1,015,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 54,787 | $1,014,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 17,431 | $1,013,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 23,950 | $1,013,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 58,500 | $1,012,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 39,900 | $1,011,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 28,046 | $1,009,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 232,496 | $1,008,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 30,373 | $1,007,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 85,450 | $1,007,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 40,000 | $1,005,000 | thousands by filing date | call |
| HORTONWORKS INC | 440894103 | COM | 88,905 | $1,005,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 133,233 | $1,003,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 33,887 | $995,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 49,222 | $995,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 39,088 | $993,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 60,140 | $992,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 72,815 | $992,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 201,573 | $991,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 11,704 | $990,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 148,894 | $990,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 24,223 | $986,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 11,500 | $984,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 87,298 | $982,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 122,726 | $982,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 141,773 | $982,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 80,429 | $980,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 37,346 | $976,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 82,500 | $973,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 69,503 | $973,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 65,364 | $973,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 262,430 | $971,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 30,751 | $970,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 92,019 | $970,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 1,000,000 | $970,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 26,624 | $969,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 63,602 | $969,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 26,261 | $968,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 30,517 | $967,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 35,289 | $967,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 22,762 | $966,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 31,236 | $963,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 110,246 | $960,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 44,723 | $959,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 18,776 | $957,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 31,700 | $957,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,107,000 | $956,000 | thousands by filing date | principal |
| OFG BANCORP | 67103X102 | COM | 136,313 | $953,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 47,175 | $953,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 22,972 | $951,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 20,492 | $951,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 29,497 | $951,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 44,793 | $950,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 149,703 | $950,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 48,990 | $950,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 140,742 | $949,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 65,688 | $948,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 36,072 | $947,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 24,248 | $945,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 110,776 | $944,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 12,134 | $943,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 47,982 | $943,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 59,549 | $943,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 99,600 | $939,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 78,264 | $936,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 203,925 | $935,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 9,925 | $933,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 53,171 | $933,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 132,922 | $933,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 29,275 | $931,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 36,161 | $930,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 42,977 | $928,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,632 | $926,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 308,436 | $926,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 85,454 | $926,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 16,787 | $925,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 12,622 | $925,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 36,882 | $924,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 810,000 | $924,000 | thousands by filing date | principal |
| CASH AMER INTL INC | 14754D100 | COM | 23,880 | $922,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 1,145,000 | $920,000 | thousands by filing date | principal |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 698,857 | $916,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 72,832 | $915,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 29,637 | $913,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 1,060,000 | $913,000 | thousands by filing date | principal |
| PFSWEB INC | 717098206 | COM | 69,396 | $911,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 18,059 | $909,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 32,858 | $908,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 74,611 | $908,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 20,031 | $907,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 24,671 | $906,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 47,149 | $906,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 35,974 | $904,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 21,066 | $901,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 20,733 | $900,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 50,000 | $900,000 | thousands by filing date | call |
| AMAYA INC | 02314M108 | COM | 67,218 | $900,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 19,779 | $898,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 49,940 | $897,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 218,007 | $892,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 39,686 | $891,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 50,756 | $891,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,034 | $890,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 28,301 | $889,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 12,405 | $887,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 266,030 | $886,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 12,937 | $885,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 32,151 | $885,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 14,778 | $884,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 23,156 | $884,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 63,886 | $884,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 23,809 | $881,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 889,000 | $881,000 | thousands by filing date | principal |
| CARETRUST REIT INC COM | 14174T107 | REIT | 69,256 | $880,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 161,276 | $879,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 101,554 | $879,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 20,502 | $876,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 18,403 | $876,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 32,178 | $875,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 895,000 | $875,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 151,778 | $874,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 34,399 | $873,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 60,452 | $873,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 62,538 | $873,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 49,357 | $864,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 62,099 | $864,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 102,797 | $863,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 25,900 | $861,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,048 | $860,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 31,934 | $856,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 22,382 | $856,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 300,000 | $855,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 47,642 | $855,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 63,933 | $847,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 55,844 | $847,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 25,859 | $846,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 37,362 | $846,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 67,650 | $843,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 29,584 | $842,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 15,755 | $840,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 8,000 | $840,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 188,975 | $839,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 19,933 | $839,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 82,863 | $838,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 31,421 | $835,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 21,147 | $834,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 12,282 | $834,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 80,130 | $834,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 13,900 | $832,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 20,730 | $832,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 8,493 | $830,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 30,723 | $830,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 856,000 | $830,000 | thousands by filing date | principal |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 53,734 | $828,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 207,863 | $826,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 14,926 | $826,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 77,419 | $825,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 15,801 | $823,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 39,646 | $821,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 29,312 | $820,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 65,356 | $820,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 52,578 | $820,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 78,179 | $820,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 858,000 | $820,000 | thousands by filing date | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 17,119 | $819,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 19,466 | $816,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 62,483 | $815,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 68,373 | $812,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 55,793 | $812,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 277,909 | $811,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 25,825 | $811,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 33,469 | $806,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 11,139 | $805,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 38,630 | $805,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 650,000 | $805,000 | thousands by filing date | principal |
| CSG SYSTEMS | 126349109 | COM | 17,768 | $803,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 22,695 | $802,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 77,188 | $797,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 29,291 | $796,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 16,403 | $795,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 5,472 | $795,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 82,717 | $794,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 143,039 | $794,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 56,559 | $794,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 30,242 | $794,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 321,165 | $793,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 25,666 | $791,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 42,709 | $789,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 47,380 | $789,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 67,271 | $789,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 33,455 | $789,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 43,627 | $787,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 42,428 | $787,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 62,104 | $786,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 28,310 | $786,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 42,600 | $785,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 47,302 | $784,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 23,289 | $783,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 40,924 | $782,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 49,038 | $781,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 282,265 | $780,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 8,330 | $779,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 792,000 | $777,000 | thousands by filing date | principal |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,965 | $777,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 28,805 | $776,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 31,273 | $775,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 21,041 | $774,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 106,468 | $770,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 925,000 | $770,000 | thousands by filing date | principal |
| HATTERAS FINL CORP | 41902R103 | COM | 53,775 | $769,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 41,251 | $768,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 25,670 | $765,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 85,891 | $765,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 72,095 | $765,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 24,060 | $764,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,698 | $764,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 10,254 | $764,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 18,908 | $763,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 13,766 | $763,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 41,830 | $761,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 15,100 | $760,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 195,878 | $758,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 772,000 | $758,000 | thousands by filing date | principal |
| RIGNET INC | 766582100 | COM | 55,405 | $757,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 38,806 | $756,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 45,500 | $756,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 8,017 | $753,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 55,068 | $752,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,200 | $751,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 85,744 | $750,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 36,405 | $749,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,000 | $745,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 24,111 | $745,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 74,269 | $745,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 117,402 | $743,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 34,297 | $742,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 32,654 | $741,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 22,878 | $740,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 49,132 | $739,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 82,167 | $739,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14,833 | $738,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 35,332 | $738,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 37,160 | $736,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 745,000 | $734,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 54,032 | $733,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 10,000 | $733,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 25,863 | $732,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 22,726 | $731,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 35,912 | $731,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 33,429 | $730,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 24,257 | $730,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 16,888 | $729,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 21,006 | $729,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,899 | $728,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 176,150 | $727,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 18,944 | $727,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 40,566 | $726,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 985,000 | $726,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 64,433 | $725,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 26,691 | $725,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 47,914 | $723,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 81,115 | $719,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8,700 | $719,000 | thousands by filing date | call |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 59,003 | $717,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 45,492 | $716,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 47,715 | $716,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 21,449 | $715,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 21,478 | $715,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 63,710 | $715,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 792,000 | $715,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 127,132 | $714,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 10,669 | $710,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 40,696 | $710,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 73,797 | $709,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 46,294 | $709,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 53,790 | $709,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 30,000 | $707,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 151,426 | $707,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 25,841 | $706,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 27,199 | $705,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 19,939 | $704,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 27,390 | $704,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 725,000 | $704,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 84,121 | $703,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 43,756 | $703,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 23,690 | $699,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 102,575 | $698,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065813 | this filing | 2016-05-16 | acceptance time not in the bulk data set |