13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 7,404 holding rows worth $422,080,234,000.
- Accession
- 0001140361-16-052859
- Filer
- CIK 70858
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 20,331 entries on the cover page, a total value of $422,080,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $422,080,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES | 464286830 | EXCHANGE TRADED | 205,960 | $1,594,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 18,300 | $1,590,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 43,853 | $1,588,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 216,693 | $1,587,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 47,136 | $1,583,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 382,456 | $1,583,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 71,406 | $1,580,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 124,477 | $1,580,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 272,629 | $1,573,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 75,600 | $1,572,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 204,600 | $1,571,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 63,865 | $1,570,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 66,895 | $1,566,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 464,800 | $1,566,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 71,517 | $1,565,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 208,444 | $1,564,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 152,561 | $1,561,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,149,000 | $1,555,000 | thousands by filing date | principal |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 149,474 | $1,554,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 66,951 | $1,554,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 123,010 | $1,538,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 145,774 | $1,534,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 51,056 | $1,534,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 98,175 | $1,532,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 62,920 | $1,529,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 58,926 | $1,527,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 232,562 | $1,526,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 58,540 | $1,524,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 27,446 | $1,523,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 32,163 | $1,522,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,276,000 | $1,519,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 74,666 | $1,515,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 37,104 | $1,513,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 47,100 | $1,512,000 | thousands by filing date | call |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 122,274 | $1,512,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 268,896 | $1,511,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 48,121 | $1,510,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 48,867 | $1,506,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 128,463 | $1,500,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,521,000 | $1,500,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 110,051 | $1,498,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 70,026 | $1,496,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 20,800 | $1,495,000 | thousands by filing date | call |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 31,976 | $1,493,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 68,190 | $1,493,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 37,902 | $1,492,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 38,623 | $1,490,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 88,793 | $1,490,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 673,000 | $1,488,000 | thousands by filing date | principal |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 54,181 | $1,486,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 228,089 | $1,484,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 107,045 | $1,483,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 37,379 | $1,482,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 8,300 | $1,482,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 415,203 | $1,478,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 72,106 | $1,477,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 32,951 | $1,470,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 81,869 | $1,470,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 33,634 | $1,466,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 100,000 | $1,465,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 210,000 | $1,464,000 | thousands by filing date | put |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 328,143 | $1,464,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 124,300 | $1,463,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 132,604 | $1,463,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 89,300 | $1,456,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 19,881 | $1,456,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 53,821 | $1,452,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 110,517 | $1,451,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,585,000 | $1,450,000 | thousands by filing date | principal |
| SUNRUN INC | 86771W105 | COM | 123,121 | $1,449,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 40,262 | $1,445,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 30,965 | $1,444,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 25,680 | $1,444,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 73,000 | $1,438,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 80,055 | $1,437,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 112,064 | $1,437,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 438,978 | $1,436,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 196,723 | $1,436,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 152,100 | $1,436,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 51,482 | $1,435,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K505 | Cmn | 62,446 | $1,435,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 44,273 | $1,432,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 70,020 | $1,431,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 56,680 | $1,431,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 45,247 | $1,428,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 46,851 | $1,427,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 26,214 | $1,427,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 139,400 | $1,426,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 100,000 | $1,422,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 40,451 | $1,421,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 41,563 | $1,420,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 116,514 | $1,419,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 262,530 | $1,418,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 81,413 | $1,417,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 91,382 | $1,415,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 474,750 | $1,415,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 89,877 | $1,413,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 114,537 | $1,408,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 43,400 | $1,404,000 | thousands by filing date | put |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 22,555 | $1,404,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 46,040 | $1,402,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 230,000 | $1,401,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 34,473 | $1,400,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 965,600 | $1,400,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 115,243 | $1,399,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 55,394 | $1,392,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,715,860 | $1,390,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 38,025 | $1,389,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,569,000 | $1,389,000 | thousands by filing date | principal |
| GAFISA S A | 362607301 | SPONS ADR | 1,228,965 | $1,388,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 8,972 | $1,387,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 89,677 | $1,387,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 49,193 | $1,385,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 62,859 | $1,384,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 119,500 | $1,381,000 | thousands by filing date | call |
| RPX CORP | 74972G103 | COM | 125,548 | $1,381,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 90,517 | $1,381,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 58,590 | $1,379,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 14,161 | $1,379,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 109,500 | $1,378,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 139,456 | $1,377,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 47,285 | $1,375,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 310,400 | $1,372,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 46,271 | $1,371,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 132,973 | $1,370,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 18,200 | $1,368,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 270,800 | $1,368,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 318,606 | $1,367,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 255,394 | $1,366,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 27,012 | $1,364,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 94,446 | $1,363,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 30,852 | $1,360,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 32,858 | $1,357,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 118,983 | $1,354,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 21,545 | $1,353,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 29,119 | $1,352,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 88,258 | $1,351,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 43,576 | $1,350,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 602,500 | $1,350,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 16,911 | $1,349,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 12,100 | $1,349,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 272,580 | $1,349,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 51,135 | $1,346,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 47,764 | $1,344,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 72,431 | $1,343,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 24,421 | $1,342,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 90,511 | $1,340,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 89,552 | $1,338,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 82,416 | $1,335,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 13,042 | $1,334,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 309,080 | $1,333,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 85,679 | $1,332,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 48,834 | $1,331,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 248,100 | $1,330,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 24,461 | $1,329,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 50,000 | $1,327,000 | thousands by filing date | call |
| FERRARI NV | N3167J106 | COM | 27,660 | $1,327,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 135,303 | $1,327,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 67,222 | $1,324,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 98,952 | $1,322,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 22,367 | $1,317,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 13,281 | $1,315,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 143,402 | $1,313,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 30,000 | $1,310,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 22,395 | $1,309,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 132,413 | $1,309,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K604 | Cmn | 57,671 | $1,307,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 119,613 | $1,306,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 36,808 | $1,305,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 59,448 | $1,304,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 203,636 | $1,303,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 34,600 | $1,302,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 179,042 | $1,302,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 234,409 | $1,301,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 45,000 | $1,299,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 113,371 | $1,298,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 511,200 | $1,298,000 | thousands by filing date | put |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 109,952 | $1,298,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 58,308 | $1,293,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 20,496 | $1,289,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 125,845 | $1,287,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 96,186 | $1,287,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 364,325 | $1,286,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 121,737 | $1,285,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 21,904 | $1,281,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 152,500 | $1,279,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 197,083 | $1,277,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 138,197 | $1,276,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 82,250 | $1,276,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 60,559 | $1,272,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 47,900 | $1,271,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 53,800 | $1,263,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 35,827 | $1,262,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 62,620 | $1,262,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 31,300 | $1,261,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 31,598 | $1,261,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,800 | $1,258,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 74,626 | $1,258,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 37,300 | $1,258,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 127,464 | $1,256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 41,659 | $1,254,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 30,613 | $1,254,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 67,006 | $1,250,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 12,581 | $1,250,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 20,600 | $1,248,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 231,190 | $1,246,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 54,536 | $1,246,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 25,041 | $1,245,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 66,010 | $1,243,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 73,051 | $1,243,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 25,857 | $1,242,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 46,190 | $1,239,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 61,476 | $1,239,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 39,751 | $1,238,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 78,538 | $1,238,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 52,316 | $1,237,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 66,190 | $1,231,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 16,200 | $1,231,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 47,541 | $1,228,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 101,841 | $1,227,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,347,000 | $1,222,000 | thousands by filing date | principal |
| AEROVIRONMENT INC COM | 008073108 | Stock | 41,399 | $1,220,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 108,221 | $1,219,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 128,700 | $1,219,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 119,000 | $1,219,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M877 | COM | 77,781 | $1,218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 63,452 | $1,217,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 58,328 | $1,217,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 51,148 | $1,216,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 60,500 | $1,216,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 81,971 | $1,215,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 85,005 | $1,213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 29,772 | $1,213,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 58,476 | $1,212,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 92,047 | $1,205,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 134,088 | $1,204,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 357,029 | $1,203,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 76,417 | $1,202,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 97,774 | $1,201,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 41,000 | $1,199,000 | thousands by filing date | put |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,101,000 | $1,198,000 | thousands by filing date | principal |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 573,655 | $1,193,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,226,000 | $1,192,000 | thousands by filing date | principal |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 62,828 | $1,190,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,599,000 | $1,190,000 | thousands by filing date | principal |
| EBIX INC | 278715206 | COM NEW | 36,225 | $1,189,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 74,763 | $1,187,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 106,709 | $1,183,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 160,564 | $1,183,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 95,363 | $1,183,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 83,130 | $1,182,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 86,010 | $1,182,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 197,451 | $1,181,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 464,300 | $1,179,000 | thousands by filing date | call |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 95,530 | $1,171,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 65,292 | $1,166,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 69,884 | $1,166,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 119,771 | $1,165,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 43,865 | $1,164,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 41,000 | $1,160,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 59,742 | $1,158,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 39,530 | $1,157,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 125,681 | $1,156,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100,000 | $1,156,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 31,270 | $1,156,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 199,078 | $1,155,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 65,000 | $1,155,000 | thousands by filing date | call |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 49,464 | $1,155,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 84,475 | $1,151,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 77,709 | $1,146,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 567,047 | $1,146,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 131,955 | $1,144,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 47,505 | $1,136,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 54,346 | $1,135,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 61,582 | $1,134,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 39,665 | $1,132,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 24,975 | $1,131,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 601,000 | $1,131,000 | thousands by filing date | principal |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 149,285 | $1,130,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 85,033 | $1,130,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 78,124 | $1,128,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 101,305 | $1,126,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 97,821 | $1,122,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 83,499 | $1,120,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 39,109 | $1,119,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 29,631 | $1,119,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 91,474 | $1,115,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 103,878 | $1,114,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 64,795 | $1,112,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 64,305 | $1,112,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 33,823 | $1,111,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 196,805 | $1,110,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 46,700 | $1,106,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,300 | $1,104,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 83,050 | $1,103,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 78,817 | $1,101,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 69,082 | $1,101,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 44,022 | $1,098,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 50,000 | $1,096,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 50,000 | $1,096,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 42,132 | $1,095,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 24,874 | $1,094,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 34,100 | $1,092,000 | thousands by filing date | put |
| ADAM NAT RES FD INC | 00548F105 | COM | 61,395 | $1,089,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 393,918 | $1,088,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,000 | $1,086,000 | thousands by filing date | call |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 19,888 | $1,086,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 54,172 | $1,085,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 26,181 | $1,083,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 42,823 | $1,082,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 100,500 | $1,081,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 123,263 | $1,080,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 165,559 | $1,078,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 118,951 | $1,077,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,243,000 | $1,075,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 48,600 | $1,074,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 270,983 | $1,074,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 57,855 | $1,074,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 98,385 | $1,074,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 25,000 | $1,073,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q577 | SECTOR LEADERS | 45,180 | $1,072,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 34,076 | $1,071,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,071 | $1,068,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 15,600 | $1,066,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 15,002 | $1,065,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 180,225 | $1,063,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 33,200 | $1,062,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 26,567 | $1,061,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 29,800 | $1,061,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 35,629 | $1,061,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 48,342 | $1,059,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 81,541 | $1,058,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,500 | $1,056,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 268,027 | $1,056,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 276,135 | $1,055,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 42,455 | $1,054,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 72,497 | $1,054,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,267,000 | $1,054,000 | thousands by filing date | principal |
| U S SILICA HLDGS INC | 90346E103 | COM | 56,200 | $1,053,000 | thousands by filing date | put |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 887,000 | $1,052,000 | thousands by filing date | principal |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 71,991 | $1,050,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 704,580 | $1,050,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 26,186 | $1,049,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 31,482 | $1,048,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 52,807 | $1,047,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 97,047 | $1,044,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 88,735 | $1,043,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 200,654 | $1,043,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 48,064 | $1,040,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 20,781 | $1,039,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 38,929 | $1,039,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 70,696 | $1,039,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 119,103 | $1,038,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 119,223 | $1,038,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 22,746 | $1,036,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 240,945 | $1,033,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 90,191 | $1,032,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 75,000 | $1,031,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 104,124 | $1,026,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,200 | $1,021,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 76,731 | $1,021,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 83,909 | $1,020,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 32,460 | $1,020,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 643,000 | $1,015,000 | thousands by filing date | principal |
| Spectra Energy Partners | 84756N109 | COM | 21,187 | $1,011,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,633,000 | $1,011,000 | thousands by filing date | principal |
| LAKELAND BANCORP INC | 511637100 | COM | 85,604 | $1,010,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 16,955 | $1,008,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 70,374 | $1,006,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 86,485 | $1,005,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 400,000 | $1,000,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 23,559 | $996,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 78,458 | $996,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 52,571 | $995,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 50,000 | $994,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 129,531 | $994,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 17,800 | $992,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 21,277 | $988,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 118,900 | $988,000 | thousands by filing date | put |
| ENZYMOTEC LTD | M4059L101 | SHS | 100,400 | $984,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 29,056 | $975,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 142,701 | $975,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 70,690 | $975,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,600 | $971,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 614,500 | $971,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 23,590 | $970,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 28,665 | $969,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 135,852 | $968,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 72,986 | $967,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 38,893 | $965,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 277,302 | $965,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 75,391 | $962,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 70,118 | $961,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 81,000 | $953,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 180,629 | $953,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 62,709 | $953,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 792,882 | $952,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 233,300 | $952,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 11,000 | $951,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 59,278 | $951,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 320,100 | $951,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 283,899 | $951,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 68,435 | $948,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 32,858 | $947,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 16,785 | $946,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 94,473 | $944,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 99,600 | $943,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 32,827 | $943,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 26,912 | $942,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 58,972 | $941,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 23,892 | $939,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 40,816 | $936,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 40,350 | $934,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 30,613 | $932,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 54,069 | $931,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 282,405 | $929,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 99,315 | $929,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 64,000 | $926,000 | thousands by filing date | put |
| BEACON FINANCIAL CORP. | 084680107 | COM | 31,753 | $925,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 112,853 | $924,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 35,843 | $924,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 71,443 | $922,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 74,000 | $921,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 187,296 | $920,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 29,505 | $919,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 19,277 | $918,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 60,245 | $918,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 47,317 | $916,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 21,159 | $916,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 32,242 | $912,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 23,200 | $912,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 12,600 | $911,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 50,000 | $906,000 | thousands by filing date | call |
| AV HOMES INC | 00234P102 | COM | 70,631 | $905,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,312,000 | $905,000 | thousands by filing date | principal |
| BNC Bancorp | 05566T101 | Com | 35,600 | $904,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 46,890 | $903,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 49,170 | $902,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 18,600 | $899,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 11,100 | $894,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 142,286 | $889,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 66,643 | $888,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 127,358 | $888,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 50,945 | $886,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 70,000 | $884,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 224,481 | $884,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 169,786 | $883,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 56,658 | $882,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 27,565 | $878,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 58,284 | $878,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 31,255 | $877,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 28,700 | $877,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 57,958 | $873,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 74,209 | $872,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 39,743 | $871,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 38,682 | $869,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 245,500 | $869,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 55,424 | $867,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 65,042 | $865,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 191,203 | $864,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 80,817 | $862,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 17,145 | $859,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 21,035 | $858,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 37,076 | $857,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 126,645 | $855,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 67,501 | $853,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 114,354 | $850,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 33,770 | $848,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 83,405 | $845,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 91,933 | $845,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 30,608 | $841,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 25,100 | $840,000 | thousands by filing date | call |
| ROUSE PPTYS INC | 779287101 | COM | 57,539 | $837,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 15,859 | $836,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 34,331 | $835,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 39,152 | $828,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 65,700 | $827,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 20,611 | $826,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 151,286 | $826,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 36,955 | $825,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 17,177 | $825,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 20,000 | $824,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 90,016 | $822,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 45,400 | $821,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 34,103 | $819,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,231 | $816,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 40,249 | $816,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 62,442 | $816,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 45,299 | $815,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 350,341 | $814,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 71,097 | $814,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 27,076 | $814,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 264,928 | $813,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 101,646 | $813,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 32,028 | $812,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 437,920 | $810,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 17,640 | $810,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 155,000 | $806,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 112,078 | $806,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 88,781 | $805,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-052859 | this filing | 2016-02-16 | acceptance time not in the bulk data set |